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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OCI USA INC. C/O OCI USA INC. 660 MADISON AVENUE, 19TH FLOOR NEW YORK, NY 10065 |
X | X | ||
OCI N.V. MIJNWEG 1 6167 AC GELEEN P7 |
X | X |
/s/ Kevin Struve, President of OCI USA Inc. | 11/06/2013 | |
**Signature of Reporting Person | Date | |
/s/ Nassef Sawiris, Chief Executive Officer of OCI N.V. | 11/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is filed jointly by OCI N.V., a Dutch public limited liability company ("OCI NV"), and OCI USA Inc., a Delaware corporation and an indirect wholly owned subsidiary of OCI NV ("OCI USA"), in connection with transactions relating to the Issuer's initial public offering (Registration Statement on Form S-1, Registration No. 333-189350). OCI USA owns all of the membership interests in OCI GP LLC, a Delaware limited liability company ("OCI GP"). OCI GP is a wholly owned subsidiary of OCI USA and the general partner of the Issuer. OCI NV may be deemed to indirectly own the securities of the Issuer held by OCI USA, but disclaims beneficial ownership except to the extent of its pecuniary interest therein. |
(2) | Upon the expiration of the underwriters' option to purchase 2,625,000 common units of the Issuer, such common units were issued to OCI USA for no additional consideration as part of the contribution transactions pursuant to a Contribution, Conveyance and Assumption Agreement by and among the Issuer, OCI USA and the other parties thereto. After giving effect to such deferred issuance, OCI USA owns 63,000,000 common units of the Issuer, representing an approximate 78.3% limited partner interest in the Issuer. |