Delaware | 0-7459 | 34-0514850 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
( IRS Employer Identification No.) |
||
3550 West Market Street, Akron, Ohio | 44333 | |||
(Address of principal executive offices) | (Zip Code) |
ITEM 8.01 OTHER EVENTS | ||||||||
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS | ||||||||
Signature | ||||||||
EX-99.1 |
Shares of Common | ||||||
Stock Beneficially | ||||||
Name | Title | Owned(1) | ||||
Terry L. Haines
|
Chairman of the Board, President and Chief Executive Officer | 364,334 | ||||
Paul F. DeSantis
|
Chief Financial Officer and Treasurer and Vice President of Finance | 20,381 | (2) | |||
Barry A. Rhodes
|
Executive Vice President and Chief Operating Officer for North America | 92,033 | ||||
Ronald G. Andres
|
Vice President of North American Operations | 119,433 | (3) | |||
Gary J. Elek
|
Vice President and Controller for North America | 28,666 | ||||
David G. Birney
|
Director | 7,500 | (4) | |||
Howard R. Curd
|
Director | 4,500 | ||||
Joseph M. Gingo
|
Director | 17,000 | ||||
Willard R. Holland
|
Director | 20,000 | ||||
James A. Karman
|
Director | 21,000 | ||||
James S. Marlen
|
Director | 19,500 |
Shares of Common | ||||||
Stock Beneficially | ||||||
Name | Title | Owned(1) | ||||
Dr. Peggy Miller
|
Director | 18,000 | ||||
James A. Mitarotonda
|
Director | 2,371,954 | (5) | |||
Michael A. McManus
|
Director | 2,500 | ||||
Ernest J. Novak, Jr.
|
Director | 12,200 | ||||
John B. Yasinsky
|
Director | 19,000 | (6) |
(1) | Includes the following number of shares that are not owned, but can be purchased within sixty days upon the exercise of options granted under 1992 Non-Employee Directors Stock Option Plan, 2002 Equity Incentive Plan and/or the 2006 Incentive Plan: 86,667 by Terry L. Haines; 43,333 by Barry A. Rhodes; 20,000 by Paul F. DeSantis; 64,333 by Ronald G. Andres; 16,666 by Gary J. Elek; 6,000 by each of Dr. Peggy Miller, James A. Karman, Willard R. Holland, John B. Yasinsky and Joseph M. Gingo; and 4,500 by James S. Marlen. | |
(2) | Mr. DeSantis owns his shares jointly with his spouse, and he has shared voting and dispositive power with respect to such shares. | |
(3) | Mr. Andres owns 5,300 shares jointly with his spouse, and he has shared voting and dispositive power with respect to such shares. | |
(4) | Mr. Birney owns 2,500 shares jointly with his spouse, and he has shared voting and dispositive power with respect to such shares. | |
(5) | Includes 680,410 shares of Common Stock held by Barington Companies Equity Partners, L.P. (Barington), 1,202,331 shares held by Barington Companies Offshore Fund, Ltd. (Barington Fund) and 484,713 shares beneficially owned by Barington Investments, L.P. (Barington Investments). Mr. Mitarotonda is the sole stockholder and director of LNA Capital Corp. (LNA), which is the general partner of Barington Capital Group, L.P. (Barington Capital), which is the majority member of Barington Companies Advisors, LLC (Barington Advisors), Barington Companies Investors, LLC (Barington Investors) and Barington Offshore Advisors II, LLC (Barington Offshore). Barington Advisors is the investment advisor to Barington and the investment advisor and general partner of Barington Investments. Barington Investors is the general partner of Barington. Barington Advisors may be deemed to have sole power to vote and dispose of the shares owned by Barington Investments and shared power with Barington Investors to vote and dispose of the shares owned by Barington. Barington Offshore is the investment advisor of Barington Fund. Barington Offshore may be deemed to have sole power to vote and dispose of the shares owned by Barington Fund. Also, Mr. Mitarotonda, LNA Capital Corp. and Barington Capital each may be deemed to have sole power to vote and dispose of the shares owned by Barington, Barington Fund and Barington Investments. Mr. Mitarotonda disclaims beneficial ownership of any such shares except to the extent of his pecuniary interest therein. | |
(6) | Mr. Yasinsky owns 2,000 shares jointly with his spouse, and he has shared voting and dispositive power with respect to such shares. |
(d) | Exhibits. |
Exhibit Number | Description | |
99.1
|
Shareholder presentation dated November 1, 2007 |
A. Schulman, Inc. |
||||
By: | /s/ Paul F. DeSantis | |||
Paul F. DeSantis | ||||
Chief Financial Officer, Vice President and Treasurer |
||||