e8vk
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 28, 2009
JOHNSON CONTROLS, INC.
 
(Exact name of registrant as specified in its charter)
         
Wisconsin   1-5097   39-0380010
         
(State or other jurisdiction of
incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)
     
5757 North Green Bay Avenue
Milwaukee, WI
  53209
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (414) 524-1200
Not Applicable
 
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
þ     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


TABLE OF CONTENTS

Item 8.01. Other Events.
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
EXHIBIT INDEX
EX-99.1


Table of Contents

Item 8.01. Other Events.
     On September 28, 2009, Johnson Controls, Inc. announced the results of its offer to exchange its Equity Units. A copy of the related press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
  (a)   Not applicable.
 
  (b)   Not applicable.
 
  (c)   Not applicable.
 
  (d)   Exhibits. The following exhibit is being filed herewith:
  (99.1)   Press Release issued by Johnson Controls, Inc., dated September 28, 2009.

2


Table of Contents

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  JOHNSON CONTROLS, INC.
 
 
  BY:   /s/ Frank A. Voltolina    
    Frank A. Voltolina   
    Vice President and Corporate Treasurer   
 
Date: September 28, 2009

3


Table of Contents

EXHIBIT INDEX
     
Exhibit No.   Description
(99.1)
  Press Release issued by Johnson Controls, Inc., dated September 28, 2009.

4