UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported):
July 29, 2009
MFA FINANCIAL, INC.
(Exact Name of Registrant as Specified in Charter)
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1-13991
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13-3974868 |
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File No.)
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(IRS Employer
Identification No.) |
350 Park Avenue, 21st Floor, New York, New York 10022
(Address of Principal Executive Office) (Zip Code)
Registrant’s Telephone Number, Including Area Code: (212) 207-6400
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the Registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.
On July 29, 2009, MFA Financial, Inc. (“MFA”) entered into an underwriting agreement (the
“Underwriting Agreement”) with Morgan Stanley, Deutsche Bank Securities, Credit Suisse, JMP
Securities, UBS Investment Bank, Cantor Fitzgerald & Co. and Keefe, Bruyette & Woods (collectively,
the “Underwriters”) relating to the sale of 50,000,000 shares of the Company’s common stock, par
value $0.01 per share (the “Common Stock”), and the granting to the Underwriters of an option to
purchase up to an additional 7,5000,000 shares of Common Stock to cover over-allotments that may
occur during the offering process. A copy of the Underwriting Agreement is attached as an exhibit
hereto.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits.
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1.1 |
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Underwriting Agreement, dated July 29, 2009, between MFA and the Underwriters. |