Schedule 13D Amendment No.13
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
(Rule
13d-101)
(Amendment
No. 13)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS
THERETO FILED PURSUANT TO RULE 13d-2(a)
A.
Schulman, Inc.
(Name
of
Issuer)
Common
Stock, par value $1.00 per share
(Title
of
Class of Securities)
808194104
(CUSIP
Number)
Mr.
James
A. Mitarotonda
c/o
Barington Companies Equity Partners, L.P.
888
Seventh Avenue, 17th Floor
New
York,
NY 10019
(212)
974-5700
(Name,
Address and Telephone Number of
Person
Authorized to Receive Notices
and
Communications)
October
11, 2006
(Date
of
Event which Requires Filing of
this
Statement)
If
the
filing person has previously filed a statement on Schedule 13G to report the
acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following
box: o.
This
Amendment No. 13 amends and supplements the Schedule 13D filed with the
Securities and Exchange Commission (the “SEC”) on June 6, 2005, as amended by
that certain Amendment No. 1 filed on July 1, 2005, that certain Amendment
No. 2
filed on August 3, 2005, that certain Amendment No. 3 filed on August 25, 2005,
that certain Amendment No. 4 filed on September 8, 2005, that certain Amendment
No. 5 filed on September 13, 2005, that certain Amendment No. 6 filed on
September 28, 2005, that certain Amendment No. 7 filed on October 11, 2005,
that
certain Amendment No. 8 filed on October 25, 2006, that certain Amendment No.
9
filed on May 30, 2006, that certain Amendment No. 10 filed on June 1, 2006,
that
certain Amendment No. 11 filed on September 28, 2006 and that certain Amendment
No. 12 filed on October 10, 2006 (together, the “Statement”), by and on behalf
of Barington Companies Equity Partners, L.P. (“Barington”) and others with
respect to the common stock, par value $1.00 per share (the “Common Stock”), of
A. Schulman, Inc., a Delaware corporation (the “Company”). The principal
executive offices of the Company are located at 3550 West Market Street, Akron,
Ohio 44333.
Item
4. Purpose
of Transaction.
The
information contained in Item 4 of the Statement is hereby amended and
supplemented as follows:
On
October 11, 2006, Barington filed a complaint with the Delaware Court of
Chancery seeking an order directing the Company to permit Barington to exercise
its right as a stockholder to inspect and copy certain books, records and
documents of the Company. Such documents and other materials were requested
by
Barington pursuant to a demand letter delivered to the Company on September
22,
2006 pursuant to Section 220 of the Delaware General Corporation Law. To date,
the Company has not responded to Barington’s demand letter in any respect,
despite the fact that Delaware law required
the Company to reply to the demand within five (5) business days after the
demand was made by Barington.
On
October 12, 2006, Barington Capital Group, L.P., an affiliate of Barington,
issued a press release announcing Barington's intention to nominate four (4)
persons for election to the Board of Directors of the Company at the 2006 Annual
Meeting of Stockholders of the Company. A copy of the press release is attached
as Exhibit 99.18 hereto and incorporated herein by reference.
Item
7. Material
to be Filed as Exhibits.
Item
7 of
the Statement is hereby amended and supplemented as follows:
Exhibit
No.
|
|
Exhibit
Description
|
99.18
|
Press
Release issued by Barington Capital Group, L.P., dated October 12,
2006.
|
SIGNATURES
After
reasonable inquiry and to the best knowledge and belief of the undersigned,
the
undersigned certify that the information set forth in this Statement is true,
complete and correct.
Dated:
October 12, 2006
BARINGTON COMPANIES EQUITY PARTNERS, L.P.
By: Barington
Companies Investors, LLC, its general partner
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title: Managing Member
BARINGTON
INVESTMENTS, L.P.
By: Barington
Companies Advisors, LLC, its general partner
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title: Managing Member
BARINGTON
COMPANIES ADVISORS, LLC
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title:
Managing Member
BARINGTON
COMPANIES INVESTORS, LLC
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title:
Managing Member
BARINGTON
COMPANIES OFFSHORE FUND, LTD.
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title:
President
BARINGTON
OFFSHORE ADVISORS, LLC
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title:
Authorized Signatory
BARINGTON
CAPITAL GROUP, L.P.
By:
LNA
Capital Corp., its general
partner
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title:
President and CEO
LNA
CAPITAL CORP.
By:
/s/
James A. Mitarotonda
Name:
James A. Mitarotonda
Title:
President and CEO
/s/
James A. Mitarotonda
James
A.
Mitarotonda
STARBOARD
VALUE & OPPORTUNITY FUND, LLC
By:
Admiral Advisors, LLC, its managing member
PARCHE,
LLC
By:
Admiral Advisors, LLC, its managing member
|
ADMIRAL
ADVISORS, LLC
By:
Ramius Capital Group, L.L.C., its sole member
RAMIUS
CAPITAL GROUP, L.L.C.
By:
C4S & Co., L.L.C., as
managing member
C4S
& CO., L.L.C.
|
By:
/s/
Jeffrey M. Solomon
Name:
Jeffrey M. Solomon
Title:
Authorized Signatory
|
JEFFREY
M. SOLOMON
/s/
Jeffrey M. Solomon
Individually
and as attorney-in-fact for
Peter
A. Cohen, Morgan B. Stark and
Thomas
W. Strauss
|
|
RJG
CAPITAL PARTNERS, L.P.
|
By:
|
RJG
Capital Management, LLC, its general
partner
|
By:
/s/
Ronald J. Gross
Name:
Ronald J. Gross
Title: Managing Member
RJG CAPITAL MANAGEMENT, LLC
By: /s/
Ronald J. Gross
Name: Ronald J. Gross
Title: Managing Member
/s/
Ronald J. Gross
Ronald J. Gross
D.B.
ZWIRN SPECIAL OPPORTUNITIES FUND, L.P.
By:
D.B.
ZWIRN PARTNERS, LLC,
its
general partner
BY:
ZWIRN
HOLDINGS, LLC,
its
managing member
By:
/s/
Daniel B. Zwirn
Name:
Daniel B. Zwirn
Title: Managing Member
D.B.
ZWIRN SPECIAL OPPORTUNITIES FUND (TE), L.P.
By:
D.B.
ZWIRN PARTNERS, LLC,
its
general partner
BY:
ZWIRN
HOLDINGS, LLC,
its
managing member
By:
/s/
Daniel B. Zwirn
Name: Daniel B. Zwirn
Title: Managing Member
D.B.
ZWIRN SPECIAL OPPORTUNITIES FUND, LTD.
By:
D.B.
Zwirn & Co., L.P., its manager
By:
DBZ
GP, LLC, its general partner
By:
Zwirn
Holdings, LLC, its managing member
By:
/s/
Daniel B. Zwirn
Name: Daniel
B.
Zwirn
Title:
Managing
Member
HCM/Z
SPECIAL OPPORTUNITIES LLC
By:
D.B.
Zwirn & Co., L.P., its manager
By:
DBZ
GP, LLC, its general partner
By:
Zwirn
Holdings, LLC, its managing member
By:
/s/
Daniel B. Zwirn
Name: Daniel
B.
Zwirn
Title:
Managing
Member
D.B.
ZWIRN & CO., L.P.
By:
DBZ
GP, LLC, its general partner
By:
Zwirn
Holdings, LLC, its managing member
By:
/s/
Daniel B. Zwirn
Name: Daniel
B.
Zwirn
Title:
Managing
Member
DBZ
GP,
LLC
By:
Zwirn
Holdings, LLC, its managing member
By:
/s/
Daniel B. Zwirn
Name: Daniel
B.
Zwirn
Title:
Managing
Member
ZWIRN
HOLDINGS, LLC
By:
/s/
Daniel B. Zwirn
Name: Daniel
B.
Zwirn
Title:
Managing
Member
/s/
Daniel B. Zwirn
Daniel B. Zwirn
/s/
Phillip D. Ashkettle
Phillip
D. Ashkettle