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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
(Print or Type Responses)
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1. Name and Address of Reporting Person*
DuGan, Gordon F.
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(Last) (First) (Middle)
116 E. 63rd St., Apt. C
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(Street)
NY, NY 10021
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
W.P. Carey & Co. LLC ("WPC")
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3. I.R.S. Identification Number of Reporting Person, if an Entity (Voluntary)
212-58-2086
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4. Statement for Month/Year
April 2001
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Persons to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
President
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7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ or (Instr. 3 (I) Ownership
(Instr. 3) (Month/Day/Year) Code V Amount (D) Price and 4) (Instr.4) (Instr. 4)
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Common Stock (1) 4/2/01 A 74,766 D -- 434,249 D
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Common Stock (2) 4/23/01 A 2,452 D -- 434,249 D
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Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
Deriv- of
5. 7. ative Deriv- 11.
Number of Title and Amount Secur- ative Nature
Derivative 6. of Underlying 8. ities Secur- of
4. Securities Date Securities Price Bene- ity: In-
3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
2. Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. Conversion action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of or Exercise Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative Price of (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Derivative Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) Security Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Explanation of Responses:
(1) Accounts for stock certificate issuance adjustment
(2) Represents accounting adjustment to restricted share holdings
/s/ Gordon F. DuGan 5/9/01
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**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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