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Cliffs Natural Resources, Inc.
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(Name of Issuer)
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COMMON STOCK, $0.125 PAR VALUE PER SHARE
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(Title of Class of Securities)
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18683K101
(CUSIP Number)
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December 31, 2016
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(Date of Event Which Requires Filing of this Statement)
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Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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CUSIP No.
18683K101
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
George W. Connell
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐
(b) ☐
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3.
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SEC Use Only
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4
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Citizenship or Place of Organization:
Commonwealth of Pennsylvania, USA
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5. Sole Voting Power
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6. Shared Voting Power
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7. Sole Dispositive Power:
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8. Shared Dispositive Power
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9.
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Aggregate Amount Beneficially Owned by Each Reporting person:
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11.
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Percent of Class Represented by Amount in Row (9)
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12.
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Type of Reporting Person (See Instructions)
IN
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Item 1.
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(a)
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Name of Issuer :
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Cliffs Natural Resources, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices:
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200 Public Square, Suite 3300, Cleveland OH 44114-2315
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Item 2.
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(a)
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Name of Person Filing:
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George W. Connell
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(b)
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Address of Principal Business Office or, if none, Residence:
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Three Radnor Corporate Center, Suite 450, Radnor, PA, 19087
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(c)
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Citizenship:
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Pennsylvania, USA
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(d)
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Title of Class of Securities:
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Common Stock, $0.125 Par Value Per Share
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(e)
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CUSIP Number:
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18683K101
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Item 3.
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Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
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(b)
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Percent of class:
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
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(ii)
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Shared power to vote or to direct the vote
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(iii)
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Sole power to dispose or to direct the disposition of
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(iv)
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Shared power to dispose or to direct the disposition of
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Item 5.
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Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following☒
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Item 8.
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Identification and Classification of Members of the Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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GEORGE W. CONNELL
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By: /s/ George W. Connell
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George W. Connell
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