UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-22738 First Trust MLP and Energy Income Fund ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: October 31 ----------- Date of reporting period: November 27, 2012 - June 30, 2013 --------------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record MGMT FOR/ SECURITY ID MEETING RECOM- VOTE AGAINST COMPANY NAME TICKER ON BALLOT DATE PROPONENT PROPOSAL MENDATION INSTRUCTION MGMT Exelon EXC 30161N101 23-Apr-13 Management Elect Director Anthony K. For For No Corporation Anderson Exelon EXC 30161N101 23-Apr-13 Management Elect Director Ann C. Berzin For For No Corporation Exelon EXC 30161N101 23-Apr-13 Management Elect Director John A. For For No Corporation Canning, Jr. Exelon EXC 30161N101 23-Apr-13 Management Elect Director Christopher For For No Corporation M. Crane Exelon EXC 30161N101 23-Apr-13 Management Elect Director Yves C. de For For No Corporation Balmann Exelon EXC 30161N101 23-Apr-13 Management Elect Director Nicholas For For No Corporation DeBenedictis Exelon EXC 30161N101 23-Apr-13 Management Elect Director Nelson A. Diaz For For No Corporation Exelon EXC 30161N101 23-Apr-13 Management Elect Director Sue L. Gin For For No Corporation Exelon EXC 30161N101 23-Apr-13 Management Elect Director Paul L. Joskow For For No Corporation Exelon EXC 30161N101 23-Apr-13 Management Elect Director Robert J. For For No Corporation Lawless Exelon EXC 30161N101 23-Apr-13 Management Elect Director Richard W. For For No Corporation Mies Exelon EXC 30161N101 23-Apr-13 Management Elect Director William C. For For No Corporation Richardson Exelon EXC 30161N101 23-Apr-13 Management Elect Director Thomas J. For For No Corporation Ridge Exelon EXC 30161N101 23-Apr-13 Management Elect Director John W. For For No Corporation Rogers, Jr. Exelon EXC 30161N101 23-Apr-13 Management Elect Director Mayo A. For For No Corporation Shattuck, III Exelon EXC 30161N101 23-Apr-13 Management Elect Director Stephen D. For For No Corporation Steinour Exelon EXC 30161N101 23-Apr-13 Management Ratify Auditors For For No Corporation Exelon EXC 30161N101 23-Apr-13 Management Advisory Vote to Ratify For For No Corporation Named Executive Officers' Compensation Exelon EXC 30161N101 23-Apr-13 Management Amend Qualified Employee For For No Corporation Stock Purchase Plan NuStar GP NSH 67059L102 24-Apr-13 Management Elect Director William E. For For No Holdings, LLC Greehey NuStar GP NSH 67059L102 24-Apr-13 Management Elect Director Jelynne For For No Holdings, LLC LeBlanc-Burley NuStar GP NSH 67059L102 24-Apr-13 Management Ratify Auditors For For No Holdings, LLC CenterPoint CNP 15189T107 25-Apr-13 Management Elect Director Milton For For No Energy, Inc. Carroll CenterPoint CNP 15189T107 25-Apr-13 Management Elect Director Michael P. For For No Energy, Inc. Johnson CenterPoint CNP 15189T107 25-Apr-13 Management Elect Director Janiece M. For For No Energy, Inc. Longoria CenterPoint CNP 15189T107 25-Apr-13 Management Elect Director David M. For For No Energy, Inc. McClanahan CenterPoint CNP 15189T107 25-Apr-13 Management Elect Director Susan O. For For No Energy, Inc. Rheney CenterPoint CNP 15189T107 25-Apr-13 Management Elect Director R. A. Walker For For No Energy, Inc. CenterPoint CNP 15189T107 25-Apr-13 Management Elect Director Peter S. For For No Energy, Inc. Wareing CenterPoint CNP 15189T107 25-Apr-13 Management Ratify Auditors For For No Energy, Inc. CenterPoint CNP 15189T107 25-Apr-13 Management Advisory Vote to Ratify For For No Energy, Inc. Named Executive Officers' Compensation Magellan MMP 559080106 25-Apr-13 Management Elect Director Walter R. For For No Midstream Arnheim Partners, L.P. Magellan MMP 559080106 25-Apr-13 Management Elect Director Patrick C. For For No Midstream Eilers Partners, L.P. Magellan MMP 559080106 25-Apr-13 Management Advisory Vote to Ratify For For No Midstream Named Executive Officers' Partners, L.P. Compensation Magellan MMP 559080106 25-Apr-13 Management Ratify Auditors For For No Midstream Partners, L.P. TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Kevin E. For For No Corporation Benson TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Derek H. For For No Corporation Burney TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Paule For For No Corporation Gauthier TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Russell K. For For No Corporation Girling TransCanada TRP 89353D107 26-Apr-13 Management Elect Director S. Barry For For No Corporation Jackson TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Paul L. For For No Corporation Joskow TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Paula Rosput For For No Corporation Reynolds TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Mary Pat For For No Corporation Salomone TransCanada TRP 89353D107 26-Apr-13 Management Elect Director W. Thomas For For No Corporation Stephens TransCanada TRP 89353D107 26-Apr-13 Management Elect Director D. Michael For For No Corporation G. Stewart TransCanada TRP 89353D107 26-Apr-13 Management Elect Director Richard E. For For No Corporation Waugh TransCanada TRP 89353D107 26-Apr-13 Management Approve KPMG LLP as For For No Corporation Auditors and Authorize Board to Fix Their Remuneration TransCanada TRP 89353D107 26-Apr-13 Management Amend Stock Option Plan For For No Corporation TransCanada TRP 89353D107 26-Apr-13 Management Approve Shareholder Rights For For No Corporation Plan TransCanada TRP 89353D107 26-Apr-13 Management Advisory Vote on Executive For For No Corporation Compensation Approach Spectra Energy SE 847560109 30-Apr-13 Management Elect Director William T. For For No Corp Esrey Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Gregory L. For For No Corp Ebel Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Austin A. For For No Corp Adams Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Joseph For For No Corp Alvarado Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Pamela L. For For No Corp Carter Spectra Energy SE 847560109 30-Apr-13 Management Elect Director F. Anthony For For No Corp Comper Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Peter B. For For No Corp Hamilton Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Dennis R. For For No Corp Hendrix Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Michael For For No Corp McShane Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Michael G. For For No Corp Morris Spectra Energy SE 847560109 30-Apr-13 Management Elect Director Michael E.J. For For No Corp Phelps Spectra Energy SE 847560109 30-Apr-13 Management Ratify Auditors For For No Corp Spectra Energy SE 847560109 30-Apr-13 Management Advisory Vote to Ratify For For No Corp Named Executive Officers' Compensation Spectra Energy SE 847560109 30-Apr-13 Share Report on Lobbying Payments Against For Yes Corp Holder and Policy Spectra Energy SE 847560109 30-Apr-13 Share Report on Methane Emissions Against For Yes Corp Holder Page 1 Northeast NU 664397106 01-May-13 Management Elect Director Richard H. For For No Utilities Booth Northeast NU 664397106 01-May-13 Management Elect Director John S. For For No Utilities Clarkeson Northeast NU 664397106 01-May-13 Management Elect Director Cotton M. For For No Utilities Cleveland Northeast NU 664397106 01-May-13 Management Elect Director Sanford For For No Utilities Cloud, Jr. Northeast NU 664397106 01-May-13 Management Elect Director James S. For For No Utilities DiStasio Northeast NU 664397106 01-May-13 Management Elect Director Francis A. For For No Utilities Doyle Northeast NU 664397106 01-May-13 Management Elect Director Charles K. For For No Utilities Gifford Northeast NU 664397106 01-May-13 Management Elect Director Paul A. La For For No Utilities Camera Northeast NU 664397106 01-May-13 Management Elect Director Kenneth R. For For No Utilities Leibler Northeast NU 664397106 01-May-13 Management Elect Director Thomas J. For For No Utilities May Northeast NU 664397106 01-May-13 Management Elect Director Charles W. For For No Utilities Shivery Northeast NU 664397106 01-May-13 Management Elect Director William C. For For No Utilities Van Faasen Northeast NU 664397106 01-May-13 Management Elect Director Frederica M. For For No Utilities Williams Northeast NU 664397106 01-May-13 Management Elect Director Dennis R. For For No Utilities Wraase Northeast NU 664397106 01-May-13 Management Advisory Vote to Ratify For For No Utilities Named Executive Officers' Compensation Northeast NU 664397106 01-May-13 Management Ratify Auditors For For No Utilities Wisconsin WEC 976657106 02-May-13 Management Elect Director John F. For For No Energy Bergstrom Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Barbara L. For For No Energy Bowles Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Patricia W. For For No Energy Chadwick Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Curt S. For For No Energy Culver Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Thomas J. For For No Energy Fischer Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Gale E. For For No Energy Klappa Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Henry W. For For No Energy Knueppel Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Ulice Payne, For For No Energy Jr. Corporation Wisconsin WEC 976657106 02-May-13 Management Elect Director Mary Ellen For For No Energy Stanek Corporation Wisconsin WEC 976657106 02-May-13 Management Ratify Auditors For For No Energy Corporation Wisconsin WEC 976657106 02-May-13 Management Advisory Vote to Ratify For For No Energy Named Executive Officers' Corporation Compensation Dominion D 25746U109 03-May-13 Management Elect Director William P. For For No Resources, Barr Inc. Dominion D 25746U109 03-May-13 Management Elect Director Peter W. For For No Resources, Brown Inc. Dominion D 25746U109 03-May-13 Management Elect Director Helen E. For For No Resources, Dragas Inc. Dominion D 25746U109 03-May-13 Management Elect Director James O. For For No Resources, Ellis, Jr. Inc. Dominion D 25746U109 03-May-13 Management Elect Director Thomas F. For For No Resources, Farrell, II Inc. Dominion D 25746U109 03-May-13 Management Elect Director John W. For Against Yes Resources, Harris Inc. Dominion D 25746U109 03-May-13 Management Elect Director Robert S. For For No Resources, Jepson, Jr. Inc. Dominion D 25746U109 03-May-13 Management Elect Director Mark J. For For No Resources, Kington Inc. Dominion D 25746U109 03-May-13 Management Elect Director Pamela J. For For No Resources, Royal Inc. Dominion D 25746U109 03-May-13 Management Elect Director Robert H. For For No Resources, Spilman, Jr. Inc. Dominion D 25746U109 03-May-13 Management Elect Director Michael E. For For No Resources, Szymanczyk Inc. Dominion D 25746U109 03-May-13 Management Elect Director David A. For For No Resources, Wollard Inc. Dominion D 25746U109 03-May-13 Management Ratify Auditors For For No Resources, Inc. Dominion D 25746U109 03-May-13 Management Advisory Vote to Ratify For For No Resources, Named Executive Officers' Inc. Compensation Dominion D 25746U109 03-May-13 Management Provide Right to Call For For No Resources, Special Meeting Inc. Dominion D 25746U109 03-May-13 Share Report on Coal Use from Against Against No Resources, Holder Mountaintop Removal Mining Inc. Dominion D 25746U109 03-May-13 Share Include Sustainability as a Against Against No Resources, Holder Performance Measure for Inc. Senior Executive Compensation Dominion D 25746U109 03-May-13 Share Minimize Pool Storage of Against Against No Resources, Holder Spent Nuclear Fuel Inc. Dominion D 25746U109 03-May-13 Share Report on Financial Risks Against For Yes Resources, Holder of Climate Change Inc. Enbridge ENF 29251R105 06-May-13 Management Approve For For No Income Fund PricewaterhouseCoopers LLP Holdings Inc. as Auditors and Authorize Board to Fix Their Remuneration Page 2 Enbridge ENF 29251R105 06-May-13 Management Elect Director Richard H. For For No Income Fund Auchinleck Holdings Inc. Enbridge ENF 29251R105 06-May-13 Management Elect Director J. Richard For For No Income Fund Bird Holdings Inc. Enbridge ENF 29251R105 06-May-13 Management Elect Director M. Elizabeth For For No Income Fund Cannon Holdings Inc. Enbridge ENF 29251R105 06-May-13 Management Elect Director Charles W. For For No Income Fund Fischer Holdings Inc. Enbridge ENF 29251R105 06-May-13 Management Elect Director E.F.H. For For No Income Fund (Harry) Roberts Holdings Inc. Enbridge ENF 29251R105 06-May-13 Management Elect Director Gordon G. For For No Income Fund Tallman Holdings Inc. Enbridge ENF 29251R105 06-May-13 Management Amend Trust Indenture For For No Income Fund Holdings Inc. Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Richard D. For For No Inc. Kinder Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director C. Park For For No Inc. Shaper Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Steven J. For For No Inc. Kean Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Anthony W. For For No Inc. Hall, Jr. Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Deborah A. For For No Inc. Macdonald Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Michael For For No Inc. Miller Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Michael C. For For No Inc. Morgan Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Fayez For For No Inc. Sarofim Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Joel V. For Withhold Yes Inc. Staff Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director John Stokes For For No Inc. Kinder Morgan, KMI 49456B101 07-May-13 Management Elect Director Robert F. For For No Inc. Vagt Kinder Morgan, KMI 49456B101 07-May-13 Management Ratify Auditors For For No Inc. Emera EMA 290876101 08-May-13 Management Elect Director Robert S. For For No Incorporated Briggs Emera EMA 290876101 08-May-13 Management Elect Director Sylvia D. For For No Incorporated Chrominska Emera EMA 290876101 08-May-13 Management Elect Director Allan L. For For No Incorporated Edgeworth Emera EMA 290876101 08-May-13 Management Elect Director James D. For For No Incorporated Eisenhauer Emera EMA 290876101 08-May-13 Management Elect Director Christopher For For No Incorporated G. Huskilson Emera EMA 290876101 08-May-13 Management Elect Director B. Lynn For For No Incorporated Loewen Emera EMA 290876101 08-May-13 Management Elect Director John T. For For No Incorporated McLennan Emera EMA 290876101 08-May-13 Management Elect Director Donald A. For For No Incorporated Pether Emera EMA 290876101 08-May-13 Management Elect Director Andrea S. For For No Incorporated Rosen Emera EMA 290876101 08-May-13 Management Elect Director Richard P. For For No Incorporated Sergel Emera EMA 290876101 08-May-13 Management Elect Director M. For For No Incorporated Jacqueline Sheppard Emera EMA 290876101 08-May-13 Management Ratify Ernst & Young LLP as For For No Incorporated Auditors Emera EMA 290876101 08-May-13 Management Authorize Board to Fix For For No Incorporated Remuneration of Auditors Emera EMA 290876101 08-May-13 Management Amend Employee Common Share For For No Incorporated Purchase Plan Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director David A. For For No Arledge Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director James J. For For No Blanchard Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director J. Lorne For For No Braithwaite Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director J. Herb For For No England Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director Charles W. For For No Fischer Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director V. Maureen For For No Kempston Darkes Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director David A. For For No Leslie Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director Al Monaco For For No Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director George K. For For No Petty Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director Charles E. For For No Shultz Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director Dan C. For For No Tutcher Enbridge Inc. ENB 29250N105 08-May-13 Management Elect Director Catherine L. For For No Williams Enbridge Inc. ENB 29250N105 08-May-13 Management Ratify For For No PricewaterhouseCoopers LLP as Auditors Enbridge Inc. ENB 29250N105 08-May-13 Management Advisory Vote on Executive For For No Compensation Approach Questar STR 748356102 10-May-13 Management Elect Director Teresa Beck For For No Corporation Questar STR 748356102 10-May-13 Management Elect Director R. D. Cash For For No Corporation Questar STR 748356102 10-May-13 Management Elect Director Laurence M. For For No Corporation Downes Questar STR 748356102 10-May-13 Management Elect Director Christopher For For No Corporation A. Helms Questar STR 748356102 10-May-13 Management Elect Director Ronald W. For For No Corporation Jibson Questar STR 748356102 10-May-13 Management Elect Director Keith O. For For No Corporation Rattie Questar STR 748356102 10-May-13 Management Elect Director Harris H. For For No Corporation Simmons Questar STR 748356102 10-May-13 Management Elect Director Bruce A. For For No Corporation Williamson Questar STR 748356102 10-May-13 Management Ratify Auditors For For No Corporation Questar STR 748356102 10-May-13 Management Advisory Vote to Ratify For For No Corporation Named Executive Officers' Compensation Page 3 NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Richard A. For For No Abdoo NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Aristides S. For For No Candris NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Sigmund L. For For No Cornelius NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Michael E. For For No Jesanis NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Marty R. For For No Kittrell NiSource Inc. NI 65473P105 14-May-13 Management Elect Director W. Lee For For No Nutter NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Deborah S. For For No Parker NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Robert C. For For No Skaggs, Jr. NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Teresa A. For For No Taylor NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Richard L. For For No Thompson NiSource Inc. NI 65473P105 14-May-13 Management Elect Director Carolyn Y. For For No Woo NiSource Inc. NI 65473P105 14-May-13 Management Ratify Auditors For For No NiSource Inc. NI 65473P105 14-May-13 Management Advisory Vote to Ratify For For No Named Executive Officers' Compensation NiSource Inc. NI 65473P105 14-May-13 Share Provide Right to Act by Against Against No Holder Written Consent NiSource Inc. NI 65473P105 14-May-13 Share Adopt Compensation Against Against No Holder Benchmarking Policy The Williams WMB 969457100 16-May-13 Management Elect Director Alan S. For For No Companies, Armstrong Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Joseph R. For For No Companies, Cleveland Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Kathleen B. For For No Companies, Cooper Inc. The Williams WMB 969457100 16-May-13 Management Elect Director John A. Hagg For For No Companies, Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Juanita H. For For No Companies, Hinshaw Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Ralph Izzo For For No Companies, Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Frank T. For For No Companies, MacInnis Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Steven W. For For No Companies, Nance Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Murray D. For For No Companies, Smith Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Janice D. For For No Companies, Stoney Inc. The Williams WMB 969457100 16-May-13 Management Elect Director Laura A. For For No Companies, Sugg Inc. The Williams WMB 969457100 16-May-13 Management Ratify Auditors For For No Companies, Inc. The Williams WMB 969457100 16-May-13 Management Advisory Vote to Ratify For For No Companies, Named Executive Officers' Inc. Compensation The Southern SO 842587107 22-May-13 Management Elect Director Juanita For For No Company Powell Baranco The Southern SO 842587107 22-May-13 Management Elect Director Jon A. For For No Company Boscia The Southern SO 842587107 22-May-13 Management Elect Director Henry A. For For No Company 'Hal' Clark, III The Southern SO 842587107 22-May-13 Management Electi Director Thomas A. For For No Company Fanning The Southern SO 842587107 22-May-13 Management Elect Director David J. For For No Company Grain The Southern SO 842587107 22-May-13 Management Elect Director H. William For For No Company Habermeyer, Jr. The Southern SO 842587107 22-May-13 Management Elect Director Veronica M. For For No Company Hagen The Southern SO 842587107 22-May-13 Management Elect Director Warren A. For For No Company Hood, Jr. The Southern SO 842587107 22-May-13 Management Elect Director Donald M. For For No Company James The Southern SO 842587107 22-May-13 Management Elect Director Dale E. For For No Company Klein The Southern SO 842587107 22-May-13 Management Elect Director William G. For For No Company Smith, Jr. The Southern SO 842587107 22-May-13 Management Elect Director Steven R. For For No Company Specker The Southern SO 842587107 22-May-13 Management Elect Director E. Jenner For Against Yes Company Wood, III The Southern SO 842587107 22-May-13 Management Ratify Auditors For For No Company The Southern SO 842587107 22-May-13 Management Advisory Vote to Ratify For For No Company Named Executive Officers' Compensation The Southern SO 842587107 22-May-13 Management Alter Mandatory Retirement For For No Company Policy for Directors The Southern SO 842587107 22-May-13 Management Reduce Supermajority Vote For For No Company Requirement The Southern SO 842587107 22-May-13 Management Reduce Supermajority Vote For For No Company Requirement CorEnergy CORR 21870U205 29-May-13 Management Elect Director Richard C. For For No Infrastructure Green Trust, Inc. CorEnergy CORR 21870U205 29-May-13 Management Elect Director John R. For For No Infrastructure Graham Trust, Inc. CorEnergy CORR 21870U205 29-May-13 Management Ratify Auditors For For No Infrastructure Trust, Inc. Page 4 SIGNATURES [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) FIRST TRUST MLP AND ENERGY INCOME FUND ----------------------------------------- By (Signature and Title)* /s/ Mark R. Bradley ----------------------------------- Mark R. Bradley, President Date July 31, 2013 ------------------------- * Print the name and title of each signing officer under his or her signature.