UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
(Amendment No. 19)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
A. Schulman, Inc.
(Name of Issuer)
Common Stock, par value $1.00 per share
(Title of Class of Securities)
808194104
(CUSIP Number)
Mr. James A. Mitarotonda
c/o Barington Companies Equity Partners, L.P.
888 Seventh Avenue, 17th Floor
New York, NY 10019
(212) 974-5700
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)
October 25, 2007
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box: [ ].
(Continued on following pages)
(Page 1 of 6 Pages)
Page 2 of 6 Pages
This Amendment No. 19 amends and supplements the Schedule 13D filed with the Securities and Exchange Commission (the SEC) on June 6, 2005, as amended by that certain Amendment No. 1 filed with the SEC on July 1, 2005, that certain Amendment No. 2 filed with the SEC on August 3, 2005, that certain Amendment No. 3 filed with the SEC on August 25, 2005, that certain Amendment No. 4 filed with the SEC on September 8, 2005, that certain Amendment No. 5 filed with the SEC on September 13, 2005, that certain Amendment No. 6 filed with the SEC on September 28, 2005, that certain Amendment No. 7 filed with the SEC on October 11, 2005, that certain Amendment No. 8 filed with the SEC on October 25, 2006, that certain Amendment No. 9 filed with the SEC on May 30, 2006, that certain Amendment No. 10 filed with the SEC on June 1, 2006, that certain Amendment No. 11 filed with the SEC on September 28, 2006, that certain Amendment No. 12 filed with the SEC on October 10, 2006, that certain Amendment No. 13 filed with the SEC on October 12, 2006, that certain Amendment No. 14 filed with the SEC on October 26, 2006, that certain Amendment No. 15 filed with the SEC on November 7, 2006, that certain Amendment No. 16 filed with the SEC on April 4, 2007, that certain Amendment No. 17 filed with the SEC on August 13, 2007 and that certain Amendment No. 18 filed with the SEC on October 9, 2007 (collectively, the Statement), by and on behalf of Barington Companies Equity Partners, L.P. (Barington) and others with respect to the common stock, par value $1.00 per share (the Common Stock), of A. Schulman, Inc., a Delaware corporation (the Company). The principal executive offices of the Company are located at 3550 West Market Street, Akron, Ohio 44333.
Item 4. |
Purpose of Transaction. |
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Item 4 of the Statement is hereby amended and supplemented as follows: |
On October 25, 2007, Barington and Barington Companies Offshore Fund, Ltd. delivered a letter to the Company demanding, pursuant to Section 220 of the Delaware General Corporation Law and the common law of the State of Delaware, a listing of the Companys stockholders and copies of certain books and records of the Company in order to enable Barington and Barington Companies Offshore Fund, Ltd. to investigate and communicate with the Companys stockholders regarding matters relating to their mutual interests as stockholders, including, without limitation, the use of corporate assets, the levels and types of compensation, perquisites and benefits provided to directors and executive officers of the Company, the nature of any family, business or personal relationships between the Companys executive officers and directors, and certain decisions by the Board or its committees regarding the foregoing matters or otherwise affecting Board oversight, the management of the Company or other interests of stockholders.
Page 3 of 6 Pages
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct.
Dated: October 26, 2007
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BARINGTON COMPANIES EQUITY |
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PARTNERS, L.P. |
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By: Barington Companies Investors, LLC, its |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: Managing Member |
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BARINGTON COMPANIES INVESTORS, LLC |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: Managing Member |
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BARINGTON INVESTMENTS, L.P. |
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By: Barington Companies Advisors, LLC, its |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: Managing Member |
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BARINGTON COMPANIES ADVISORS, LLC. |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: Managing Member |
Page 4 of 6 Pages
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BARINGTON COMPANIES OFFSHORE FUND, LTD. |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: President |
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BARINGTON OFFSHORE ADVISORS II, LLC |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: Managing Member |
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BARINGTON CAPITAL GROUP, L.P. |
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By: LNA Capital Corp., its general partner |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: President and CEO |
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LNA CAPITAL CORP. |
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By: /s/ James A. Mitarotonda |
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Name: James A. Mitarotonda |
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Title: President and CEO |
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/s/ James A. Mitarotonda |
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James A. Mitarotonda |
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RJG CAPITAL PARTNERS, L.P. |
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By: RJG Capital Management, LLC, its general partner |
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By: /s/ Ronald J. Gross |
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Name: Ronald J. Gross |
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Title: Managing Member |
Page 5 of 6 Pages
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RJG CAPITAL MANAGEMENT, LLC |
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By: /s/ Ronald J. Gross |
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Name: Ronald J. Gross |
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Title: Managing Member |
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/s/ Ronald J. Gross |
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Ronald J. Gross |
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D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P. |
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By: D.B. Zwirn Partners, LLC, its general partner |
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By: Zwirn Holdings, LLC, its managing member |
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By: /s/ Daniel B. Zwirn |
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Name: Daniel B. Zwirn |
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Title: Managing Member |
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D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, LTD. |
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By: D.B. Zwirn & Co., L.P., its manager |
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By: DBZ GP, LLC, its general partner |
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By: Zwirn Holdings, LLC, its managing member |
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By: /s/ Daniel B. Zwirn |
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Name: Daniel B. Zwirn |
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Title: Managing Member |
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HCM/Z SPECIAL OPPORTUNITIES LLC |
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By: D.B. Zwirn & Co., L.P., its manager |
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By: DBZ GP, LLC, its general partner |
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By: Zwirn Holdings, LLC, its managing member |
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By: /s/ Daniel B. Zwirn |
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Name: Daniel B. Zwirn |
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Title: Managing Member |
Page 6 of 6 Pages
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D.B. ZWIRN & CO., L.P. |
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By: DBZ GP, LLC, its general partner |
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By: Zwirn Holdings, LLC, its managing member |
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By: /s/ Daniel B. Zwirn | |
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Name: Daniel B. Zwirn | |
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Title: Managing Member | |
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DBZ GP, LLC |
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By: Zwirn Holdings, LLC, its managing member |
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By: /s/ Daniel B. Zwirn |
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Name: Daniel B. Zwirn |
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Title: Managing Member |
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ZWIRN HOLDINGS, LLC |
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By: /s/ Daniel B. Zwirn |
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Name: Daniel B. Zwirn |
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Title: Managing Member |
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/s/ Daniel B. Zwirn |
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Daniel B. Zwirn |
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/s/ Phillip D. Ashkettle |
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Phillip D. Ashkettle |