Washington, DC 20549







Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 22, 2018



Air T, Inc.

(Exact Name of Registrant as Specified in its Charter)




Delaware   001-35476   52-1206400
(State or Other Jurisdiction
of Incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)

5930 Balsom Ridge Drive

            Denver, North Carolina 28037                

(Address of Principal Executive Offices)

(Zip Code)

                           (828) 464-8741                              

(Registrant’s Telephone Number, Including Area Code)

                             Not Applicable                            

(Former name or former address, if changed from last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 5.07

Submission of Matters to a Vote of Security Holders



Air T, Inc. (the “Company”) held its 2018 annual meeting of stockholders on August 22, 2018.



At the annual meeting:



Seth Barkett, Raymond Cabillot, William Foudray, Gary Kohler, Peter McClung, Andrew Stumpf, Nicholas Swenson and Travis Swenson were elected as directors;



the stockholders approved a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers as disclosed in the Company’s proxy statement for the annual meeting; and



the stockholders approved a resolution ratifying the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm.

The tabulation of votes with respect to each of these matters is set forth below:

Election of Directors


Director Nominee

   Votes For      Votes Withheld      Broker Non-votes  

Seth Barkett

     1,510,756        15,238        439,040  

Raymond Cabillot

     1,513,121        12,873        439,040  

William Foudray

     1,513,121        12,873        439,040  

Gary Kohler

     1,315,179        210,815        439,040  

Peter McClung

     1,515,156        10,838        439,040  

Andrew Stumpf

     1,493,803        32,191        439,040  

Nicholas Swenson

     1,511,056        14,938        439,040  

Travis Swenson

     1,514,956        11,038        439,040  

Advisory Vote on Executive Compensation


Votes For


Votes Against


Votes Abstained


Broker Non-votes

1,521,482    4,059    453    463,040

Ratification of Appointment of Independent Registered Public Accounting Firm


Votes For


Votes Against


Votes Abstained


  1,861   100

There were no broker non-votes with respect to the ratification of the independent registered public accounting firm.




Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 27, 2018



/s/ Brett Reynolds

  Brett Reynolds, Chief Financial Officer