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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
Supplement for the month of August 2004.
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
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Information furnished on this form:
| Exhibit Number | ||
| 1. | [Amendment to the Supplementary Information attached to the Financial Information for the Year Ended March 31, 2004 and Three Months Ended June 30, 2004] | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: August 9, 2004 | By: | /s/ HIROSHI TANAKA | ||
| Hiroshi Tanaka | ||||
| Senior Managing Director | ||||
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Tokyo, 9 August 2004
Amendment to the Supplementary Information attached to the Financial Information for the Year Ended March 31, 2004 and Three Months Ended June 30, 2004
We have amended the Supplementary Information attached to the Financial Information for the Year Ended March 31, 2004 and Three Months Ended June 30, 2004. The changes are underlined below.
Amendments
Financial Summary of Nomura Securities Co., Ltd. For the Year Ended March 31, 2004
Supplementary Information
4. Underwriting, Subscription, and Distribution (p.47)
Financial Summary of Nomura Securities Co., Ltd. For the Three Months Ended June 30, 2004
Supplementary Information
4. Underwriting, Subscription, and Distribution (p.20)
Please see [Attachment] for details.
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[Attachment]
For the Year Ended March 31, 2004
(Before Amendment)
4. Underwriting, Subscription, and Distribution
(Millions of shares or yen except percentages)
| Year Ended March 31, 2004 (A) |
Year Ended March 31, 2003 (B) |
Comparison (A-B)/(B)(%) |
|||||
| Underwriting |
|||||||
| Stocks (number of shares) |
652 | 191 | 241.0 | % | |||
| (yen amount) |
775,448 | 503,603 | 25.8 | ||||
| Bonds (face value) |
7,388,910 | 5,710,311 | 29.4 | ||||
| Investment trust certificates (yen amount) |
— | — | — | ||||
| Commercial paper and others (face value) |
504,200 | 757,500 | -33.4 | ||||
| Subscription and Distribution* |
|||||||
| Stocks (number of shares) |
1,014 | 1,486 | -31.7 | ||||
| (yen amount) |
865,546 | 607,806 | 42.4 | ||||
| Bonds (face value) |
1,756,227 | 1,840,377 | -4.6 | ||||
| Investment trust certificates (yen amount) |
13,661,810 | 11,905,684 | 14.8 | ||||
| Commercial paper and others (face value) |
504,200 | 757,500 | -33.4 | ||||
| * | Includes secondary offering and private placement. |
(Amended)
4. Underwriting, Subscription, and Distribution
(Millions of shares or yen except percentages)
| Year Ended March 31, 2004 (A) |
Year Ended March 31, 2003 (B) |
Comparison (A-B)/(B)(%) |
|||||
| Underwriting |
|||||||
| Stocks (number of shares) |
652 | 191 | 241.0 | % | |||
| (yen amount) |
775,448 | 503,603 | 54.0 | ||||
| Bonds (face value) |
7,388,910 | 5,710,311 | 29.4 | ||||
| Investment trust certificates (yen amount) |
— | — | — | ||||
| Commercial paper and others (face value) |
504,200 | 757,500 | -33.4 | ||||
| Subscription and Distribution* |
|||||||
| Stocks (number of shares) |
1,014 | 1,486 | -31.7 | ||||
| (yen amount) |
865,546 | 607,806 | 42.4 | ||||
| Bonds (face value) |
2,185,971 | 1,840,377 | 18.8 | ||||
| Investment trust certificates (yen amount) |
13,661,810 | 11,905,684 | 14.8 | ||||
| Commercial paper and others (face value) |
504,200 | 757,500 | -33.4 | ||||
| * | Includes secondary offering and private placement. |
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For the Three Months Ended June 30, 2004
(Before Amendment)
4. Underwriting, Subscription, and Distribution
(Millions of shares or yen except percentages)
| Three Months Ended |
Comparison (A-B)/(B)(%) |
Year Ended March 31, 2004 (C) |
Comparison (A*4-C)/(C)(%) |
|||||||||
| June 30, 2004 (A) |
June 30, 2003 (B) |
|||||||||||
| Underwriting |
||||||||||||
| Stocks (number of shares) |
31 | 44 | -29.6 | % | 652 | -80.9 | % | |||||
| (yen amount) |
111,260 | 46,446 | 139.5 | 775,448 | -42.6 | |||||||
| Bonds (face value) |
1,865,502 | 1,544,231 | 20.8 | 7,388,910 | 1.0 | |||||||
| Investment trust certificates (yen amount) |
— | — | — | — | — | |||||||
| Commercial paper and others (face value) |
107,500 | 134,700 | -20.2 | 504,200 | -14.7 | |||||||
| Subscription and Distribution* |
||||||||||||
| Stocks (number of shares) |
373 | 50 | 643.9 | 1,014 | 47.0 | |||||||
| (yen amount) |
138,909 | 49,404 | 181.2 | 865,546 | -35.8 | |||||||
| Bonds (face value) |
205,565 | 501,409 | -59.0 | 1,756,227 | -53.2 | |||||||
| Investment trust certificates (yen amount) |
3,911,254 | 3,133,883 | 24.8 | 13,661,810 | 14.5 | |||||||
| Commercial paper and others (face value) |
107,500 | 134,700 | -20.2 | 504,200 | -14.7 | |||||||
| * | Includes secondary offerings and private placements. |
(Amended)
4. Underwriting, Subscription, and Distribution
(Millions of shares or yen except percentages)
| Three Months Ended |
Comparison (A-B)/(B)(%) |
Year Ended March 31, 2004 (C) |
Comparison (A*4-C)/(C)(%) |
|||||||||
| June 30, 2004 (A) |
June 30, 2003 (B) |
|||||||||||
| Underwriting |
||||||||||||
| Stocks (number of shares) |
31 | 44 | -29.6 | % | 652 | -80.9 | % | |||||
| (yen amount) |
111,260 | 46,446 | 139.5 | 775,448 | -42.6 | |||||||
| Bonds (face value) |
1,865,502 | 1,544,231 | 20.8 | 7,388,910 | 1.0 | |||||||
| Investment trust certificates (yen amount) |
— | — | — | — | — | |||||||
| Commercial paper and others (face value) |
107,500 | 134,700 | -20.2 | 504,200 | -14.7 | |||||||
| Subscription and Distribution* |
||||||||||||
| Stocks (number of shares) |
373 | 50 | 643.9 | 1,014 | 47.0 | |||||||
| (yen amount) |
138,909 | 49,404 | 181.2 | 865,546 | -35.8 | |||||||
| Bonds (face value) |
653,116 | 501,409 | 30.3 | 2,185,971 | 19.5 | |||||||
| Investment trust certificates (yen amount) |
3,911,254 | 3,133,883 | 24.8 | 13,661,810 | 14.5 | |||||||
| Commercial paper and others (face value) |
107,500 | 134,700 | -20.2 | 504,200 | -14.7 | |||||||
| * | Includes secondary offerings and private placements. |
| Ends |
For further information please contact:
| Name |
Company |
Telephone | ||
| Shigeki Fujitani |
Nomura Securities Co., Ltd Managing Director, Controller’s Dept., |
81-3-3211-1811 |
Notes to editors:
The Nomura Group
Nomura Group, with its core businesses of the securities and related businesses, is dedicated to providing a broad range of financial services for individual, institutional, corporate and government customers. We offer a diverse line of competitive products and value-added financial and advisory services through the 129 domestic branch offices of Nomura Securities Co., Ltd. and our overseas network that combines offices in 28 countries. Our business activities include investment consultation services for domestic retail investors, securities brokerage services, securities underwriting for domestic and foreign governments and corporations, mergers and acquisition and financial advisory services, merchant banking, and asset management for investment trusts and pension funds.