1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
07/31/2000(3)
|
06/30/2010 |
Common Stock
|
2,000
|
$
3.625
|
I
|
See Footnote
(4)
|
Stock Option (Right to Buy)
|
05/17/2002(3)
|
05/16/2012 |
Common Stock
|
3,500
|
$
7.03
|
I
|
See Footnote
(4)
|
Stock Option (Right to Buy)
|
05/30/2003(3)
|
05/29/2013 |
Common Stock
|
3,500
|
$
7.86
|
I
|
See Footnote
(4)
|
Stock Option (Right to Buy)
|
01/27/2005(3)
|
01/26/2015 |
Common Stock
|
1,503
|
$
10.45
|
I
|
See Footnote
(4)
|
Stock Option (Right to Buy)
|
07/20/2005(3)
|
07/19/2015 |
Common Stock
|
1,327
|
$
11.3
|
I
|
See Footnote
(4)
|
Stock Option (Right to Buy)
|
04/26/2006(5)
|
04/25/2013 |
Common Stock
|
8,170
|
$
12.37
|
I
|
See Footnote
(4)
|
Stock Option (Right to Buy)
|
07/18/2007(5)
|
07/18/2014 |
Common Stock
|
7,500
|
$
6.1
|
I
|
See Footnote
(4)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares are held by Housatonic Equity Investors L.P. Housatonic Equity Partners I, LLC is the general partner of Housatonic Equity Investors L.P., and William N. Thorndike, Jr. is the managing director of Housatonic Equity Partners I, LLC and a limited partner of Housatonic Equity Investors L.P. In such capacities the reporting person may be deemed to share voting and investment power with respect to the securities held of record by Housatonic Equity Investors L.P. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for purposes of Section 16 or for any other purpose. |
(2) |
These shares represent the remaining unvested balance of restricted stock units issued on December 22, 2006, pursuant to a restricted stock unit agreement between LeMaitre Vascular, Inc. and Housatonic Equity Investors L.P. The 2,500 restricted stock units originally issued vest over a three-year period at a rate of one-third on the anniversary of the issuance date, with the balance vesting in equal annual installments over the remaining two years. |
(3) |
This option is exercisable and vests over a five-year period at a rate of 20% on the anniversary of the date listed on the table, with the balance vesting in equal annual installments over the remaining four years. This option shall continue to vest as described above to the extent a representative of Housatonic Equity Investors L.P. continues to perform services for the Company. |
(4) |
This option is held by Housatonic Equity Investors L.P. Housatonic Equity Partners I, LLC is the general partner of Housatonic Equity Investors L.P., and William N. Thorndike, Jr. is the managing director of Housatonic Equity Partners I, LLC and a limited partner of Housatonic Equity Investors L.P. In such capacities the reporting person may be deemed to share voting and investment power with respect to the securities held of record by Housatonic Equity Investors L.P. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for purposes of Section 16 or for any other purpose. |
(5) |
This option is exercisable and vests over a three-year period at a rate of 33 1/3% on the anniversary of the date listed on the table, with the balance vesting in equal annual installments over the remaining two years. This option shall continue to vest as described above to the extent a representative of Housatonic Equity Investors L.P. continues to perform services for the Company. |