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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (Right to Buy) | $ 46.78 | 03/20/2007 | M(1) | 711 | 09/23/2003 | 09/23/2012 | Common | 711 | $ 46.78 | 0 | D | ||||
Options (Right to Buy) | $ 54.75 | 03/20/2007 | M(1) | 1,217 | 09/29/2004 | 09/29/2013 | Common | 1,217 | $ 54.75 | 97,885 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OMTVEDT CRAIG P 520 LAKE COOK ROAD DEERFIELD, IL 60015 |
Senior Vice President & CFO |
Angela M. Pla, Attorney-in-Fact for Craig P. Omtvedt | 03/21/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the exercise of options granted under the issuer's Long-Term Incentive Plans. |
(2) | The number of shares reported as held by the Fortune Brands, Inc. Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of March 20, 2007. |
Remarks: On March 20, 2007, Mr. Omtvedt exercised a total of 1,928 options granted to him under the issuer's Long-Term Incentive Plans. As a result of these transactions, Mr. Omtvedt increased his direct ownership of common stock to 47,263 shares. Mr. Omtvedt also owns 2,594 shares indirectly through his participation in the Fortune Brands, Inc. Retirement Savings Plan and holds options to purchase 367,596 shares of the issuer's common stock. |