UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
(Amendment No. 11)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
A. Schulman, Inc.
-----------------
(Name of Issuer)
Common Stock, par value $1.00 per share
---------------------------------------
(Title of Class of Securities)
808194104
---------
(CUSIP Number)
Mr. James A. Mitarotonda c/o
Barington Companies Equity Partners, L.P.
888 Seventh Avenue, 17th Floor
New York, NY 10019
(212) 974-5700
--------------
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)
September 21, 2006
------------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following
box: |_|.
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Equity Partners, L.P. 13-4088890
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 500,259
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 500,259
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,259
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.74%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Investments, L.P. 20-2871525
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 364,107
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 364,107
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
364,107
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.26%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Advisors, LLC 20-0327470
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 364,107
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 500,259
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 364,107
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
500,259
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
864,366
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.00%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Investors, LLC 13-4126527
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 500,259
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
500,259
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,259
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.74%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Companies Offshore Fund, Ltd.
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 672,300
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 672,300
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
672,300
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.33%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Offshore Advisors, LLC 20-4797640
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 672,300
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 672,300
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
672,300
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.33%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Barington Capital Group, L.P. 13-3635132
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION New York
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,536,666
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,536,666
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,536,666
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.33%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LNA Capital Corp. 13-3635168
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,536,666
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,536,666
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,536,666
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.33%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James Mitarotonda
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,538,666
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,538,666
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,666
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.34%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Parche, LLC 20-0870632
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 186,454
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 186,454
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
186,454
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.65%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Starboard Value & Opportunity Fund, LLC 20-0666124
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 978,916
SHARES ____________________________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 978,916
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
978,916
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.40%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Admiral Advisors, LLC 37-1484525
______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
OO
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,165,370
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH _____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,165,370
WITH _____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
_______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,370
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ramius Capital Group, L.L.C. 13-3937658
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
OO
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,165,370
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH _____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,165,370
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
_______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,370
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IA, OO
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C4S & Co., L.L.C. 13-3946794
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
OO
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 1,165,370
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH _____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 1,165,370
WITH _____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
_______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,370
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Peter A. Cohen
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
OO
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,165,370
EACH _____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
1,165,370
_______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,370
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Morgan B. Stark
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
OO
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,165,370
EACH _____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH _____________________________________________________________
10) SHARED DISPOSITIVE POWER
1,165,370
_______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,370
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jeffrey M. Solomon
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
OO
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,165,370
EACH _____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH _____________________________________________________________
10) SHARED DISPOSITIVE POWER
1,165,370
_______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,370
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas W. Strauss
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
OO
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF none
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY 1,165,370
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON none
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
1,165,370
_______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,165,370
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RJG Capital Partners, L.P. 20-0133443
_______________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
_______________________________________________________________________________
3) SEC USE ONLY
_______________________________________________________________________________
4) SOURCE OF FUNDS
WC
_______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
_______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
_______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES _____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH _____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
_______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
_______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
_______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
_______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RJG Capital Management, LLC 20-0027325
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ronald Gross
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 12,500
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 12,500
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,500
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund, L.P. 73-1637217
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 8,630
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 8,630
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,630
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund (TE), L.P. 20-0024165
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 10,193
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 10,193
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,193
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn Special Opportunities Fund, Ltd.
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 51,765
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 51,765
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
51,765
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.18%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HCM/Z Special Opportunities LLC 98-0436333
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
WC
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 29,412
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 29,412
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,412
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.10%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
CO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D.B. Zwirn & Co., L.P. 02-0597442
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 100,000
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 100,000
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.35%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
PN
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DBZ GP, LLC 42-1657316
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 100,000
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 100,000
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.35%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Zwirn Holdings, LLC 30-0080444
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 100,000
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 100,000
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.35%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
OO
______________________________________________________________________________
SCHEDULE 13D
CUSIP No. 808194104
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Daniel B. Zwirn
_____________________________________________________________________________
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X|
(b) |_|
______________________________________________________________________________
3) SEC USE ONLY
______________________________________________________________________________
4) SOURCE OF FUNDS
OO
______________________________________________________________________________
5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) |_|
______________________________________________________________________________
6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
______________________________________________________________________________
7) SOLE VOTING POWER
NUMBER OF 100,000
SHARES ____________________________________________________________
BENEFICIALLY 8) SHARED VOTING POWER
OWNED BY none
EACH ____________________________________________________________
REPORTING 9) SOLE DISPOSITIVE POWER
PERSON 100,000
WITH ____________________________________________________________
10) SHARED DISPOSITIVE POWER
none
______________________________________________________________________________
11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
______________________________________________________________________________
12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_|
______________________________________________________________________________
13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.35%
______________________________________________________________________________
14) TYPE OF REPORTING PERSON
IN
______________________________________________________________________________
This Amendment No. 11 amends and supplements the Schedule 13D filed
with the Securities and Exchange Commission (the "SEC") on June 6, 2005, as
amended by that certain Amendment No. 1 filed on July 1, 2005, that certain
Amendment No. 2 filed on August 3, 2005, that certain Amendment No. 3 filed on
August 25, 2005, that certain Amendment No. 4 filed on September 8, 2005, that
certain Amendment No. 5 filed on September 13, 2005, that certain Amendment No.
6 filed on September 28, 2005, that certain Amendment No. 7 filed on October 11,
2005, that certain Amendment No. 8 filed on October 25, 2006, that certain
Amendment No. 9 filed on May 30, 2006 and that certain Amendment No. 10 filed on
June 1, 2006 (together, the "Statement"), by and on behalf of Barington
Companies Equity Partners, L.P. ("Barington") and others with respect to the
common stock, par value $1.00 per share (the "Common Stock"), of A. Schulman,
Inc., a Delaware corporation (the "Company"). The principal executive offices of
the Company are located at 3550 West Market Street, Akron, Ohio 44333.
Item 2. Identity and Background.
The second paragraph of Item 2(a)-(c) of the Statement is hereby
amended and restated as follows:
As of the date of this filing, the Reporting Entities are the
beneficial owners of, in the aggregate, 2,816,536 shares of Common Stock,
representing approximately 9.77% of the shares of Common Stock presently
outstanding.
Item 3. Source and Amount of Funds or Other Consideration.
The information contained in Item 3 of the Statement is hereby amended
and supplemented as follows:
Since the filing of the Statement, the Reporting Entities purchased an
aggregate of 115,226 shares of Common Stock. The amount of funds expended for
such purchases was approximately $98,230.23 by Barington Companies Equity
Partners, L.P., $2,134,268.07 by Barington Companies Offshore Fund Ltd.,
$71,681.52 by Barington Investments, L.P., $36,627.92 by Parche, LLC and
$192,229.10 by Starboard Value & Opportunity Fund, LLC.
All purchases and sales of Common Stock by the Reporting Entities were
made in open market transactions. All transactions effected since the filing of
the Statement are described in the Schedule attached hereto. All purchases of
Common Stock were funded by working capital, which may, at any given time,
include margin loans made by brokerage firms in the ordinary course of business.
Item 4. Purpose of Transaction.
The information contained in Item 4 of the Statement is hereby amended
and supplemented as follows:
On September 21, 2006, Barington delivered a letter to the Company
demanding, pursuant to Section 220 of the Delaware General Corporation Law and
the common law of the State of Delaware, a listing of the Company's stockholders
and other related corporate records in order to allow Barington to communicate
with the Company's stockholders regarding matters relating to their interests as
stockholders, including, without limitation, in connection with the election of
directors at the Company's next annual meeting of stockholders and any other
matters that may properly come before such meeting in the event that Barington
elects to solicit proxies to elect directors at such meeting.
On September 22, 2006, Barington delivered a second letter to the
Company demanding, pursuant to Section 220 of the Delaware General Corporation
Law and the common law of the State of Delaware, copies of certain books,
records and documents of the Company in order to enable Barington to investigate
and communicate with the Company's stockholders regarding matters relating to
their interests as stockholders, including, without limitation, the use of
corporate assets, the levels and types of compensation, perquisites and benefits
provided to directors and executive officers of the Company, the retention,
compensation and services of financial advisors, the Company's compliance with
its contractual obligations in connection with the Company's offer to purchase
for cash 8,750,000 shares of common stock of the Company, the nature of any
family, business or personal relationships between the Company's executive
officers and directors, and certain decisions by the Board or its committees
regarding the foregoing matters or otherwise affecting Board oversight, the
management of the Company or other interests of stockholders.
Item 5. Interest in Securities of the Issuer.
Items 5(a) and 5(b) of the Statement are hereby amended and restated as
follows:
(a) As of the date of this filing, Barington Companies Equity Partners,
L.P. beneficially owns an aggregate of 500,259 shares of Common Stock,
representing approximately 1.74% of the shares of Common Stock presently
outstanding based upon the 28,832,426 shares of Common Stock reported by the
Company to be issued and outstanding as of June 30, 2006 in its Form 10-Q filed
with the Securities and Exchange Commission on July 7, 2006 (the "Issued and
Outstanding Shares").
As of the date of this filing, Barington Investments, L.P. beneficially
owns 364,107 shares of Common Stock, constituting approximately 1.26% of the
Issued and Outstanding Shares. As of the date of this filing, Barington
Companies Offshore Fund, Ltd. beneficially owns 672,300 shares of Common Stock,
constituting approximately 2.33% of the Issued and Outstanding Shares. As the
investment advisor to Barington Companies Equity Partners, L.P. and the
investment advisor and general partner of Barington Investments, L.P., Barington
Companies Advisors, LLC may be deemed to beneficially own the 500,259 shares of
Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and
the 364,107 shares of Common Stock beneficially owned by Barington Investments,
L.P., representing an aggregate of 864,366 shares, constituting approximately
3.00% of the Issued and Outstanding Shares. As the general partner of Barington
Companies Equity Partners, L.P., Barington Companies Investors, LLC may be
deemed to beneficially own the 500,259 shares of Common Stock beneficially owned
by Barington Companies Equity Partners, L.P., constituting approximately 1.74%
of the Issued and Outstanding Shares. As the investment advisor to Barington
Companies Offshore Fund, Ltd., Barington Offshore Advisors, LLC may be deemed to
beneficially own the 672,300 shares of Common Stock beneficially owned by
Barington Companies Offshore Fund, Ltd., constituting approximately 2.33% of the
Issued and Outstanding Shares. As the majority member of Barington Companies
Advisors, LLC and Barington Companies Investors, LLC, Barington Capital Group,
L.P. may be deemed to beneficially own the 500,259 shares of Common Stock
beneficially owned by Barington Companies Equity Partners, L.P. and the 364,107
shares of Common Stock beneficially owned by Barington Investments, L.P. As the
majority member of Barington Offshore Advisors, LLC, Barington Capital Group,
L.P. may also be deemed to beneficially own the 672,300 shares of Common Stock
beneficially owned by Barington Companies Offshore Fund, Ltd., representing an
aggregate of 1,536,666 shares, constituting approximately 5.33% of the Issued
and Outstanding Shares. As the general partner of Barington Capital Group, L.P.,
LNA Capital Corp. may be deemed to beneficially own the 500,259 shares of Common
Stock beneficially owned by Barington Companies Equity Partners, L.P., the
364,107 shares of Common Stock beneficially owned by Barington Investments, L.P.
and the 672,300 shares of Common Stock beneficially owned by Barington Companies
Offshore Fund, Ltd., representing an aggregate of 1,536,666 shares of Common
Stock, constituting approximately 5.33% of the Issued and Outstanding Shares. As
the sole stockholder and director of LNA Capital Corp., Mr. Mitarotonda may be
deemed to beneficially own the 500,259 shares of Common Stock beneficially owned
by Barington Companies Equity Partners, L.P., the 364,107 shares of Common Stock
beneficially owned by Barington Investments, L.P. and the 672,300 shares of
Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd.,
representing an aggregate of 1,536,666 shares of Common Stock. Mr. Mitarotonda,
who is a director of the Company, also beneficially owns 2,000 restricted shares
of Common Stock granted to him under the Company's 2002 Equity Incentive Plan.
As a result, Mr. Mitarotonda may be deemed to beneficially own an aggregate of
1,538,666 shares of Common Stock, constituting approximately 5.34% of the Issued
and Outstanding Shares. Each of Barington Companies Advisors, LLC and Barington
Companies Investors, LLC share voting and dispositive power with respect to the
500,259 shares of Common Stock beneficially owned by Barington Companies Equity
Partners, L.P. Mr. Mitarotonda has sole voting and dispositive power with
respect to the 500,259 shares of Common Stock beneficially owned by Barington
Companies Equity Partners, L.P., the 364,107 shares of Common Stock beneficially
owned by Barington Investments, L.P. and the 672,300 shares of Common Stock
beneficially owned by Barington Companies Offshore Fund, Ltd. Mr. Mitarotonda
disclaims beneficial ownership of any such shares except to the extent of his
pecuniary interest therein. Mr. Mitarotonda has sole voting and dispositive
power with respect to the 2,000 restricted shares of Common Stock beneficially
owned by him.
As of the date of this filing, each of Starboard Value & Opportunity
Fund, LLC and Parche, LLC beneficially own 978,916 and 186,454 shares of Common
Stock, respectively, constituting approximately 3.40% and 0.65%, respectively,
of the Issued and Outstanding Shares. As the managing member of Starboard Value
& Opportunity Fund, LLC, and the managing member of Parche, LLC, Admiral
Advisors, LLC may be deemed to beneficially own the 978,916 shares and the
186,454 shares of Common Stock owned by Starboard Value & Opportunity Fund, LLC
and Parche, LLC, respectively, representing an aggregate of 1,165,370 shares,
constituting approximately 4.04% of the Issued and Outstanding Shares. As the
sole member of Admiral Advisors, LLC, Ramius Capital Group, L.L.C. may be deemed
to beneficially own the 978,916 shares and the 186,454 shares of Common Stock
owned by Starboard Value & Opportunity Fund, LLC and Parche, LLC, respectively,
representing an aggregate of 1,165,370 shares, constituting approximately 4.04%
of the Issued and Outstanding Shares. As the managing member of Ramius Capital
Group, L.L.C., C4S & Co., L.L.C. may be deemed to beneficially own the 978,916
shares and the 186,454 shares of Common Stock owned by Starboard Value &
Opportunity Fund, LLC and Parche, LLC, respectively, representing an aggregate
of 1,165,370 shares, constituting approximately 4.04% of the Issued and
Outstanding Shares. As the managing members of C4S & Co., L.L.C., each of Peter
A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be
deemed to beneficially own the 978,916 shares and the 186,454 shares of Common
Stock owned by Starboard Value & Opportunity Fund, LLC and Parche, LLC,
respectively, representing an aggregate of 1,165,370 shares, constituting
approximately 4.04% of the Issued and Outstanding Shares. Each of Messrs. Cohen,
Stark, Solomon and Strauss share voting and dispositive power with respect to
the 978,916 shares and the 186,454 shares owned by Starboard Value & Opportunity
Fund, LLC and Parche, LLC, respectively, by virtue of their shared authority to
vote and dispose of such shares. Messrs. Cohen, Stark, Solomon and Strauss
disclaim beneficial ownership of such shares.
As of the date of this filing, RJG Capital Partners, L.P. beneficially
owns 12,500 shares of Common Stock, constituting approximately 0.04% of the
Issued and Outstanding Shares. As the general partner of RJG Capital Partners,
L.P., RJG Capital Management, LLC may be deemed to beneficially own the 12,500
shares owned by RJG Capital Partners, L.P., constituting approximately 0.04% of
the Issued and Outstanding Shares. As the managing member of RJG Capital
Management, LLC, which in turn is the general partner of RJG Capital Partners,
L.P., Mr. Gross may be deemed to beneficially own the 12,500 shares owned by RJG
Capital Partners, L.P., constituting approximately 0.04% of the Issued and
Outstanding Shares. Mr. Gross has sole voting and dispositive power with respect
to the 12,500 shares owned by RJG Capital Partners, L.P. by virtue of his
authority to vote and dispose of such shares. Mr. Gross disclaims beneficial
ownership of any such shares except to the extent of his pecuniary interest
therein.
As of the date of this filing, each of D.B. Zwirn Special Opportunities
Fund, L.P. and D.B. Zwirn Special Opportunities Fund (TE), L.P. beneficially own
8,630 shares and 10,193 shares of Common Stock, respectively, constituting
approximately 0.03% and 0.04%, respectively, of the Issued and Outstanding
Shares. As of the date of this filing, each of D.B. Zwirn Special Opportunities
Fund, Ltd. and HCM/Z Special Opportunities LLC beneficially own 51,765 shares
and 29,412 shares of Common Stock, respectively, constituting approximately
0.18% and 0.10%, respectively, of the Issued and Outstanding Shares.
As the manager of D.B. Zwirn Special Opportunities Fund, L.P., D.B.
Zwirn Special Opportunities Fund (TE), L.P., D.B. Zwirn Special Opportunities
Fund, Ltd. and HCM/Z Special Opportunities LLC, D.B. Zwirn & Co., L.P. may be
deemed to beneficially own the 8,630 shares of Common Stock beneficially owned
by D.B. Zwirn Special Opportunities Fund, L.P., the 10,193 shares of Common
Stock beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P.,
the 51,765 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 29,412 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 100,000
shares, constituting approximately 0.35% of the Issued and Outstanding Shares.
As general partner of D.B. Zwirn & Co., L.P., DBZ GP, LLC may be deemed to
beneficially own the 8,630 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 10,193 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
51,765 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 29,412 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 100,000
shares, constituting approximately 0.35% of the Issued and Outstanding Shares.
As the managing member of DBZ GP, LLC, Zwirn Holdings, LLC may be deemed to
beneficially own the 8,630 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 10,193 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
51,765 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 29,412 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 100,000
shares, constituting approximately 0.35% of the Issued and Outstanding Shares.
As the managing member of Zwirn Holdings, LLC, Daniel B. Zwirn may be deemed to
beneficially own the 8,630 shares of Common Stock beneficially owned by D.B.
Zwirn Special Opportunities Fund, L.P., the 10,193 shares of Common Stock
beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the
51,765 shares of Common Stock beneficially owned by D.B. Zwirn Special
Opportunities Fund, Ltd. and the 29,412 shares of Common Stock beneficially
owned by HCM/Z Special Opportunities LLC, representing an aggregate of 100,000
shares, constituting approximately 0.35% of the Issued and Outstanding Shares.
Mr. Zwirn disclaims beneficial ownership of such shares except to the extent of
his pecuniary interest therein.
The Reporting Entities do not believe that certain of the foregoing
information is called for by the Items of Schedule 13D and are disclosing it for
supplemental informational purposes only. Information with respect to each of
the Reporting Entities is given solely by such Reporting Entity and no Reporting
Entity shall have responsibility for the accuracy or completeness of information
supplied by another Reporting Entity.
(b) Each of the Reporting Entities may be deemed to have sole voting
and dispositive power over the shares of Common Stock reported as beneficially
owned by such person by virtue of their respective positions as described in
paragraph (a), except that (i) Messrs. Cohen, Stark, Solomon and Strauss have
shared authority to vote and dispose of the shares reported as beneficially
owned by them and (ii) Barington Companies Advisors, LLC and Barington Companies
Investors, LLC have shared authority to vote and dispose of the shares reported
as beneficially owned by Barington Companies Equity Partners, L.P. Messrs.
Cohen, Stark, Solomon and Strauss disclaim beneficial ownership of the shares
reported as beneficially owned by them.
Except as set forth above, each of the other Reporting Entities may be
deemed to have sole voting and dispositive power with respect to the shares each
reports as beneficially owned by such person, regardless of the fact that
multiple Reporting Entities within the same chain of ownership report sole
voting and dispositive power with respect to such shares. Each such Reporting
Entity reports sole voting and dispositive power with respect to such shares
based on such person's relationship to the other Reporting Entities within the
same chain of ownership. Except to the extent expressly stated herein, each
Reporting Entity disclaims beneficial ownership of any shares of Common Stock
beneficially owned by any other Reporting Entity.
Item 7. Material to be Filed as Exhibits.
Item 7 of the Statement is hereby amended and supplemented as follows:
Exhibit No. Exhibit Description
------------ ------------------------------------------------------------------
99.14 Agreement of Joint Filing among Barington Companies Equity
Partners, L.P., Barington Investments, L.P., Barington Companies
Advisors, LLC, Barington Companies Investors, LLC, Barington
Companies Offshore Fund, Ltd., Barington Offshore Advisors, LLC,
Barington Capital Group, L.P., LNA Capital Corp., James
Mitarotonda, Starboard Value & Opportunity Fund, LLC, Parche, LLC,
Admiral Advisors, LLC, Ramius Capital Group, L.L.C., C4S & Co.,
L.L.C., Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon,
Thomas W. Strauss, RJG Capital Partners, L.P., RJG Capital
Management, LLC, Ronald Gross, D.B. Zwirn Special Opportunities
Fund, L.P., D.B. Zwirn Special Opportunities Fund (TE), L.P., D.B.
Zwirn Special Opportunities Fund, Ltd., HCM/Z Special
Opportunities LLC, D.B. Zwirn & Co., L.P., DBZ GP, LLC, Zwirn
Holdings, LLC and Daniel B. Zwirn dated September 27, 2006 (which
supersedes and replaces the Agreement of Joint Filing dated May
26, 2006, as previously filed as Exhibit 99.13 to the Schedule 13D
Amendment No. 9 filed with the SEC on May 30, 2006).
------------ ------------------------------------------------------------------
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certify that the information set forth in this
Statement is true, complete and correct.
Dated: September 27, 2006
BARINGTON COMPANIES EQUITY PARTNERS, L.P.
By: Barington Companies Investors, LLC, its
general partner
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: Managing Member
BARINGTON INVESTMENTS, L.P.
By: Barington Companies Advisors, LLC, its
general partner
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: Managing Member
BARINGTON COMPANIES ADVISORS, LLC
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: Managing Member
BARINGTON COMPANIES INVESTORS, LLC
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: Managing Member
BARINGTON COMPANIES OFFSHORE FUND, LTD.
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: President
BARINGTON OFFSHORE ADVISORS, LLC
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: Authorized Signatory
BARINGTON CAPITAL GROUP, L.P.
By: LNA Capital Corp., its
general partner
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: President and CEO
LNA CAPITAL CORP.
By: /s/ James A. Mitarotonda
--------------------------
Name: James A. Mitarotonda
Title: President and CEO
/s/ James A. Mitarotonda
--------------------------
James A. Mitarotonda
STARBOARD VALUE & OPPORTUNITY FUND, LLC ADMIRAL ADVISORS, LLC
By: Admiral Advisors, LLC, its managing member By: Ramius Capital Group, L.L.C., its sole member
PARCHE, LLC RAMIUS CAPITAL GROUP, L.L.C.
By: Admiral Advisors, LLC, its managing member By: C4S & Co., L.L.C.,
as managing member
C4S & CO., L.L.C.
By: /s/ Jeffrey M. Solomon
--------------------------
Name: Jeffrey M. Solomon
Title: Authorized Signatory
JEFFREY M. SOLOMON
/s/ Jeffrey M. Solomon
----------------------
Individually and as attorney-in-fact for
Peter A. Cohen, Morgan B. Stark and
Thomas W. Strauss
RJG CAPITAL PARTNERS, L.P.
By: RJG Capital Management, LLC, its
general partner
By: /s/ Ronald J. Gross
--------------------------
Name: Ronald J. Gross
Title: Managing Member
RJG CAPITAL MANAGEMENT, LLC
By: /s/ Ronald J. Gross
--------------------------
Name: Ronald J. Gross
Title: Managing Member
/s/ Ronald J. Gross
--------------------------
Ronald J. Gross
D.B. ZWIRN SPECIAL
OPPORTUNITIES FUND, L.P.
By: D.B. ZWIRN PARTNERS, LLC,
its general partner
BY: ZWIRN HOLDINGS, LLC,
its managing member
By: /s/ Daniel B. Zwirn
--------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN SPECIAL
OPPORTUNITIES FUND (TE), L.P.
By: D.B. ZWIRN PARTNERS, LLC,
its general partner
BY: ZWIRN HOLDINGS, LLC,
its managing member
By: /s/ Daniel B. Zwirn
--------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN SPECIAL
OPPORTUNITIES FUND, LTD.
By: D.B. Zwirn & Co., L.P., its manager
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing member
By: /s/ Daniel B. Zwirn
--------------------------
Name: Daniel B. Zwirn
Title: Managing Member
HCM/Z SPECIAL OPPORTUNITIES LLC
By: D.B. Zwirn & Co., L.P., its manager
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing member
By: /s/ Daniel B. Zwirn
--------------------------
Name: Daniel B. Zwirn
Title: Managing Member
D.B. ZWIRN & CO., L.P.
By: DBZ GP, LLC, its general partner
By: Zwirn Holdings, LLC, its managing member
By: /s/ Daniel B. Zwirn
--------------------------
Name: Daniel B. Zwirn
Title: Managing Member
DBZ GP, LLC
By: Zwirn Holdings, LLC, its managing member
By: /s/ Daniel B. Zwirn
--------------------------
Name: Daniel B. Zwirn
Title: Managing Member
ZWIRN HOLDINGS, LLC
By: /s/ Daniel B. Zwirn
--------------------------
Name: Daniel B. Zwirn
Title: Managing Member
/s/ Daniel B. Zwirn
--------------------------
Daniel B. Zwirn
SCHEDULE
This schedule sets forth information with respect to each purchase
or sale of Common Stock which was effectuated by a Reporting Entity since the
filing of the Statement. All transactions were effectuated in the open market
through a broker.
Shares Purchased by Barington Companies Equity Partners, L.P.
Number of
Date Shares Price Per Share Cost(*)
---- --------- --------------- ---------------
8/21/2006 1,591 $22.497 $35,792.73
8/21/2006 2,775 $22.500 $62,437.50
Shares purchased by Barington Investments, L.P.
Number of
Date Shares Price Per Share Cost(*)
---- --------- --------------- ---------------
8/21/2006 1,161 $22.497 $26,119.02
8/21/2006 2,025 $22.500 $45,562.50
Shares purchased by Barington Companies Offshore Fund, Ltd.
Number of
Date Shares Price Per Share Cost(*)
---- --------- --------------- ---------------
7/10/2006 5,710 $22.277 $127,201.67
7/11/2006 24,106 $22.167 $534,357.70
7/12/2006 2,000 $22.491 $44,982.00
7/14/2006 9,810 $22.352 $219,273.12
7/27/2006 50,000 $21.525 $1,076,250.00
8/21/2006 2,141 $22.497 $48,166.08
8/21/2006 3,735 $22.500 $84,037.50
Shares purchased by Parche, LLC
Number of
Date Shares Price Per Share Cost(*)
---- --------- --------------- ---------------
8/21/2006 593 $22.4965 $13,340.42
8/21/2006 1,035 $22.5000 $23,287.50
Shares purchased by Starboard Value & Opportunity Fund, LLC
Number of
Date Shares Price Per Share Cost(*)
---- --------- --------------- --------------
8/21/2006 3,114 $22.4965 $70,054.10
8/21/2006 5,430 $22.5000 $122,175.00
----------
(*) Excludes commissions and other execution-related costs.