|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
(5)
|
SOLE
VOTING POWER
|
662,500
|
|||
|
(6)
|
SHARED
VOTING POWER
|
120,000
|
||||
|
(7)
|
SOLE
DISPOSITIVE POWER
|
662,500
|
||||
|
(8)
|
SHARED
DISPOSITIVE POWER
|
120,000
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
(5)
|
SOLE
VOTING POWER
|
120,000
|
|||
|
(6)
|
SHARED
VOTING POWER
|
0
|
||||
|
(7)
|
SOLE
DISPOSITIVE POWER
|
0
|
||||
|
(8)
|
SHARED
DISPOSITIVE POWER
|
120,000
|
|
Item 1.
|
|
|
|
(a)
|
Name of
Issuer:
|
|
|
Rubicon
Financial Incorporated
|
|
|
(b)
|
Address of Issuer’s Principal
Executive Offices:
|
|
|
4100
Newport Place, Suite 600
|
|
|
Newport
Beach,
California 92660
|
|
Item
2.
|
|
|
|
(a)
|
Names of Person
Filing:
|
|
|
(b)
|
Address or Principal Business
Office or, if none,
Residence:
|
|
|
This
Schedule 13G is being jointly filed by each of the following persons
pursuant to Rule 13d-1(k) of the Securities and Exchange Commission (the
“Commission”)
pursuant to Section 13 of the Securities Exchange Act of 1934, as amended
(the “Exchange
Act”): (i) Todd Vande Hei, with an address of 4100 Newport Place,
Suite 600, Newport Beach, California 92660 (“Vande Hei”), and
(ii) Bootstrap Real Estate Investments LLC, a California limited
liability company with an address of 15 Calle Sonador, San Clemente,
California 92673 (“Bootstrap”) (Vande Hei and Bootstrap, the “Reporting
Persons”). Vande Hei is the managing member and majority owner
of Bootstrap having voting and dispositive control of 120,000 shares
in the Issuer held by Bootstrap and therefore may be deemed to
beneficially own the shares held by
Bootstrap.
|
|
|
(c)
|
Citizenship:
|
|
|
Vande Hei is
a citizen of the United States.
|
|
|
Bootstrap is
a California limited liability
company.
|
|
|
(d)
|
Title of Class of
Securities:
|
|
|
Common
Stock, $0.001 par value
|
|
|
(e)
|
CUSIP
No.:
|
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is
a:
|
|
(a)
|
[ ] Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
[ ] Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
[ ] Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
|
|
(d)
|
[ ] Investment
company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C 80a-8).
|
|
(e)
|
[ ] An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
[ ] An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
[ ] A
parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
[ ] A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
[ ] A
church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
|
|
(j)
|
[ ] Group,
in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
Item
4.
|
Ownership:
|
|
Item 5.
|
Ownership
of 5 Percent or Less of a Class:
|
|
Item
6.
|
Ownership
of More than 5 Percent on Behalf of Another
Person:
|
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control
Person:
|
|
Item
8.
|
Identification
and Classification of Members of the
Group:
|
|
Item 9.
|
Notice
of Dissolution of Group:
|
|
Item
10.
|
Certifications:
|