Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 under

the Securities Exchange Act of 1934

For the month of February 2015

Commission File No. 000-54189

 

 

MITSUBISHI UFJ FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

 

 

7-1, Marunouchi 2-chome, Chiyoda-ku

Tokyo 100-8330, Japan

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or

will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F      X        Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: February 17, 2015

 

Mitsubishi UFJ Financial Group, Inc.
By:  

/s/ Akira Takeda

Name:   Akira Takeda
Title:   Chief Manager, General Affairs
  Corporate Administration Division


English Translation of Excerpts from Quarterly Securities Report Filed in Japan

This document is an English translation of selected information included in the Quarterly Securities Report filed by Mitsubishi UFJ Financial Group, Inc. (“MUFG” or “we”) with the Kanto Local Financial Bureau, the Ministry of Finance of Japan, on February 16, 2015 (the “Quarterly Securities Report”).

The Quarterly Securities Report has been prepared and filed in Japan in accordance with applicable Japanese disclosure requirements as well as Japanese accounting standards. In addition, the Quarterly Securities Report is intended to update prior disclosures filed by MUFG in Japan and discusses selected recent developments in the context of those prior disclosures. Accordingly, the Quarterly Securities Report may not contain all of the information that is important to you. For a more complete discussion of the background to information provided in the Quarterly Securities Report disclosure, please see our annual report on Form 20-F for the fiscal year ended March 31, 2014, filed on July 18, 2014, and the other reports filed with or submitted to the U.S. Securities and Exchange Commission by MUFG.

Business Segment Information

Information on Ordinary Income (Losses) and Net Income (Losses) for Each Reporting Segment

Previous Year Third Quarter Financial Reporting Period (from April 1, 2013 to December 31, 2013)

 

                                       (in millions of yen)  
     BTMU      MUTB      MUSHD     CFS      Others      Total      Adjustments     Consolidated  

Ordinary Income

                     

From Customers

     2,544,874         469,105         409,157        336,631         53,111         3,812,880         —          3,812,880   

From Internal Transactions

     86,124         13,208         (4,517     13,330         246,217         354,364         (354,364     —     

Total

     2,630,999         482,313         404,640        349,962         299,329         4,167,244         (354,364     3,812,880   

Net Income

     526,922         105,494         86,975        56,096         257,772         1,033,261         (247,839     785,422   

 

Notes:

 

1.     Ordinary income used in the above table is equivalent to revenues generally used by Japanese non-financial companies.

2.     “Others” includes MUFG and other companies.

3.     Adjustments on net income include elimination of inter-segment transactions of 269,619 million yen and 21,780 million yen of net profit representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill and negative goodwill, tax expenses and minority interests.

4.     Net income for “Others” includes 243,594 million yen of dividends from MUFG’s subsidiaries and affiliates.

5.     Net income is adjusted from the net income in the consolidated profit and loss statements for the quarterly financial reporting period ended December 31, 2013.

6.     BTMU, MUTB, MUSHD and CFS represent The Bank of Tokyo-Mitsubishi UFJ, Ltd., Mitsubishi UFJ Trust and Banking Corporation, Mitsubishi UFJ Securities Holdings Co., Ltd., and MUFG’s consumer finance subsidiaries (*), respectively, on a consolidated basis.

 

(*) Consumer finance subsidiaries include Mitsubishi UFJ NICOS Co., Ltd. and ACOM CO., LTD.

 

Third Quarter Financial Reporting Period (from April 1, 2014 to December 31, 2014)

 

  

        

        

          

        

        

         

  

  

                                       (in millions of yen)  
     BTMU      MUTB      MUSHD     CFS      Others      Total      Adjustments     Consolidated  

Ordinary Income

                     

From Customers

     2,968,153         475,919         356,289        337,106         122,860         4,260,328         —          4,260,328   

From Internal Transactions

     40,356         18,164         23,816        24,732         408,355         515,425         (515,425     —     

Total

     3,008,509         494,083         380,106        361,839         531,215         4,775,754         (515,425     4,260,328   

Net Income

     645,324         123,292         41,855        45,595         489,499         1,345,568         (418,597     926,971   

 

Notes:

 

1.     Ordinary income used in the above table is equivalent to revenues generally used by Japanese non-financial companies.

2.     “Others” includes MUFG and other companies.

3.     Adjustments on net income include elimination of inter-segment transactions of 520,904 million yen and 102,307 million yen of net profit representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill, tax expenses and minority interests.

4.     Net income for “Others” includes 464,313 million yen of dividends from MUFG’s subsidiaries and affiliates.

5.     Net income is adjusted from the net income in the consolidated profit and loss statements for the quarterly financial reporting period ended December 31, 2014.

6.     BTMU, MUTB, MUSHD and CFS represent The Bank of Tokyo-Mitsubishi UFJ, Ltd., Mitsubishi UFJ Trust and Banking Corporation, Mitsubishi UFJ Securities Holdings Co., Ltd., and MUFG’s consumer finance subsidiaries (*), respectively, on a consolidated basis.

 

(*) Consumer finance subsidiaries include Mitsubishi UFJ NICOS Co., Ltd. and ACOM CO., LTD.