Form 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 16, 2009
GREAT AMERICAN GROUP, INC.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware
|
|
333-159644
|
|
27-0223495 |
|
|
|
|
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer Identification No.) |
|
|
|
21860 Burbank Boulevard, Suite 300 South
Woodland Hills, California
|
|
91367 |
|
|
|
(Address of principal executive offices)
|
|
(Zip Code) |
Registrants telephone number, including area code: (818) 884-3737
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o |
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
o |
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
o |
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
o |
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02. Results of Operations and Financial Condition.
On November 16, 2009, Great American Group, Inc. (the Company) issued a press release
reporting the financial results for its quarter ended September 30, 2009 (the Earnings Release).
A copy of the Earnings Release is attached to this Current Report as Exhibit 99.1 and is
incorporated herein solely for purposes of this Item 2.02 disclosure.
The information set forth in this Current Report, including the exhibit attached hereto, is
being furnished and shall not be deemed filed for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the Exchange Act), or otherwise subject to the liabilities of
such section. The information in this Current Report, including the exhibit attached hereto, shall
not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or
the Exchange Act, regardless of any incorporation by reference language in any such filing.
Item 9.01. Financial Statements and Exhibits.
|
|
|
Exhibit No. |
|
Description |
99.1
|
|
Earnings Release dated November 16, 2009 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
November 17, 2009 |
GREAT AMERICAN GROUP, INC.
|
|
|
By: |
/s/ Paul S. Erickson
|
|
|
|
Name: |
Paul S. Erickson |
|
|
|
Title: |
Chief Financial Officer |
|
|
Exhibit Index
|
|
|
Exhibit No. |
|
Description |
99.1
|
|
Earnings Release dated November 16, 2009 |