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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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OCTOBER 8, 2003
(Date of Report (Date of Earliest Event Reported))
MUNICIPAL MORTGAGE & EQUITY, LLC
(Exact Name of Registrant as Specified in Its Charter)
DELAWARE 011-11981 52-1449733
(State or Other Jurisdiction (Commission (IRS Employer
of Incorporation) File Number) Identification Number)
218 NORTH CHARLES STREET, SUITE 500 21201
BALTIMORE, MARYLAND (Zip Code)
(Address of Principal Executive Offices)
(443) 263-2900
(Registrant's Telephone Number, Including Area Code)
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ITEM 5. OTHER EVENTS.
On October 8, 2003, Municipal Mortgage & Equity, LLC (the
"Registrant"), announced the pricing of an underwritten offering of 3,150,000 of
common shares and that the Registrant had granted the underwriters an
overallotment option of up to 472,500 additional shares (the "Offering").
Reference is made to the press release, dated October 8, 2003, annexed hereto as
Exhibit 20.1, for further information regarding the Offering.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits.
Exhibit No. Description of Document
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1.1 Purchase Agreement, dated October 8, 2003, among the Registrant and
the several Underwriters named therein
5.1 Opinion of Clifford Chance US LLP as to legality of common shares
to be issued pursuant to the Purchase Agreement
8.1 Opinion of Clifford Chance US LLP as to certain tax matters
contained in the Prospectus Supplement of the Registrant dated
October 8, 2003
20.1 Press release, dated October 8, 2003, announcing the pricing of the
Offering
23.1 Consent of Clifford Chance US LLP (contained in the opinion filed
as Exhibit 5.1)
23.2 Consent of Clifford Chance US LLP (contained in the opinion filed
as Exhibit 8.1)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
MUNICIPAL MORTGAGE & EQUITY, LLC
Date: October 9, 2003 By: /S/ William S. Harrison
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William S. Harrison
Senior Vice President and Chief
Financial Officer