SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)
(Amendment No. )*
Knight Capital Group, Inc.
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(Name of Issuer)
Common Stock, $0.01 par value
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(Title of Class of Securities)
499005106
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(CUSIP Number)
April 18, 2007
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Tudor Investment Corporation
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22-2514825
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Delaware
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 7,181,113
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
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8) Shared Dispositive Power 7,181,113
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9) Aggregate Amount Beneficially
Owned by Each Reporting Person 7,181,113
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row (9) 6.9%
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12) Type of Reporting Person (See Instructions) CO
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Page 2
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Paul Tudor Jones, II
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization USA
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 7,835,135
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
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8) Shared Dispositive Power 7,835,135
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9) Aggregate Amount Beneficially Owned by
Each Reporting Person 7,835,135
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row (9) 7.5%
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12) Type of Reporting Person (See Instructions) IN
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Page 3
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
James J. Pallotta
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization USA
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 7,835,135
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
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8) Shared Dispositive Power 7,835,135
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9) Aggregate Amount Beneficially Owned by
Each Reporting Person 7,835,135
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row (9) 7.5%
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12) Type of Reporting Person (See Instructions) IN
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Page 4
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Tudor Proprietary Trading, L.L.C.
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13-3720063
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Delaware
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 654,022
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
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8) Shared Dispositive Power 654,022
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9) Aggregate Amount Beneficially Owned by
Each Reporting Person 654,022
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row (9) 0.6%
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12) Type of Reporting Person (See Instructions) OO
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Page 5
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
The Tudor BVI Global Portfolio Ltd.
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Cayman Islands
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 1,218,219
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
----------------------------------
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8) Shared Dispositive Power 1,218,219
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9) Aggregate Amount Beneficially Owned by
Each Reporting Person 1,218,219
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row (9) 1.2%
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12) Type of Reporting Person (See Instructions) CO
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Page 6
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
The Raptor Global Portfolio Ltd.
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Cayman Islands
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 5,543,193
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
----------------------------------
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8) Shared Dispositive Power 5,543,193
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9) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,543,193
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row (9) 5.3%
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12) Type of Reporting Person (See Instructions) CO
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Page 7
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
The Altar Rock Fund L.P.
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06-1558414
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Delaware
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 48,059
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
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8) Shared Dispositive Power 48,059
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9) Aggregate Amount Beneficially Owned by
Each Reporting Person 48,059
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row (9) 0.05%
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12) Type of Reporting Person (See Instructions) PN
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Page 8
CUSIP No. 499005106
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Witches Rock Portfolio Ltd.
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Cayman Islands
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5) Sole Voting Power 0
Number of ----------------------------------------
Shares ----------------------------------------------------------------
Beneficially
Owned by 6) Shared Voting Power 371,642
Each -------------------------------------
Reporting ----------------------------------------------------------------
Person With
7) Sole Dispositive Power 0
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8) Shared Dispositive Power 371,642
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9) Aggregate Amount Beneficially Owned by
Each Reporting Person 371,642
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
----------------------------------------------------
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11) Percent of Class Represented by Amount in Row (9) 0.4%
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12) Type of Reporting Person (See Instructions) CO
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Page 9
Item 1(a). Name of Issuer:
Knight Capital Group, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
545 Washington Boulevard
Jersey City, NJ 07310
Item 2(a). Name of Person Filing:
Tudor Investment Corporation ("TIC")
Paul Tudor Jones, II
James J. Pallotta
Tudor Proprietary Trading, L.L.C. ("TPT")
The Tudor BVI Global Portfolio Ltd. ("BVI Portfolio")
The Raptor Global Portfolio Ltd. ("Raptor Portfolio")
The Altar Rock Fund L.P. ("Altar Rock")
Witches Rock Portfolio Ltd. ("Witches Rock")
Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal business office of each of TIC and TPT is:
1275 King Street
Greenwich, CT 06831
The principal business office of Mr. Jones and Altar Rock is:
c/o Tudor Investment Corporation
1275 King Street
Greenwich, CT 06831
The principal business office of Mr. Pallotta is:
c/o Tudor Investment Corporation
50 Rowes Wharf, 6th Floor
Boston, MA 02110
The principal business office of each of BVI Portfolio, Raptor
Portfolio, and Witches Rock is:
c/o CITCO
Kaya Flamboyan 9
P.O. Box 4774
Curacao, Netherlands Antilles
Item 2(c). Citizenship:
TIC is a Delaware corporation.
Messrs. Jones and Pallotta are citizens of the United States.
TPT is a Delaware limited liability company.
BVI Portfolio, Raptor Portfolio, and Witches Rock are companies
organized under the laws of the Cayman Islands.
Altar Rock is a Delaware limited partnership.
Item 2(d). Title of Class of Securities:
Page 10
Common Stock, par value $0.01
Item 2(e). CUSIP Number:
499005106
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act
(d) [ ] Investment Company registered under section 8 of the
Investment Company Act
(e) [ ] Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) [ ] Employment Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security Act of
1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with section
240.13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H)
Item 4. Ownership (As of April 26, 2007).
(a) Amount Beneficially Owned: See Item 9 of cover pages
(b) Percent of Class: See Item 11 of cover pages
(c) Number of shares as to which such person has:
(i) sole power to vote or
to direct the vote See Item 5 of cover pages
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(ii) shared power to vote or
to direct the vote See Item 6 of cover pages
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(iii) sole power to dispose
or to direct the
disposition of See Item 7 of cover pages
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(iv) shared power to dispose
or to direct the
disposition of See Item 8 of cover pages
The shares of Common Stock reported herein as beneficially owned
are owned directly by TPT (654,022 shares), BVI Portfolio (1,218,219
shares), Raptor Portfolio (5,543,193 shares), Witches Rock (371,642
shares), and Altar Rock (48,059 shares). Because TIC provides
investment advisory services to BVI Portfolio, Raptor Portfolio, and
Witches Rock, and is the general partner of Altar Rock, TIC may be
deemed to beneficially own the shares of Common Stock owned by each of
such Reporting Persons. TIC expressly disclaims such beneficial
ownership. Because Mr. Jones is the controlling shareholder of TIC and
the indirect controlling equity holder of TPT, Mr. Jones may be deemed
to beneficially own the shares of Common Stock deemed beneficially
owned by TIC and TPT. Mr. Jones expressly disclaims such beneficial
ownership. Because Mr. Pallotta is the portfolio manager of TIC and
TPT responsible for investment decisions with respect to the shares of
Common Stock reported herein, Mr. Pallotta may be deemed to
beneficially own the shares of Common Stock deemed beneficially owned
by TIC and TPT. Mr. Pallotta expressly disclaims such beneficial
ownership.
Page 11
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
See cover pages
Item 9. Notice of Dissolution of Group.
Not applicable
Page 12
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: April 27, 2007
TUDOR INVESTMENT CORPORATION
By: /s/ Stephen N. Waldman
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Stephen N. Waldman
Managing Director and Associate General Counsel
/s/ Paul Tudor Jones, II
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Paul Tudor Jones, II
/s/ James J. Pallotta
------------------------------------------------
James J. Pallotta
TUDOR PROPRIETARY TRADING, L.L.C.
By: /s/ Stephen N. Waldman
-------------------------------------
Stephen N. Waldman
Managing Director and Associate General Counsel
THE TUDOR BVI GLOBAL PORTFOLIO LTD.
By: Tudor Investment Corporation,
Trading Advisor
By: /s/ Stephen N. Waldman
---------------------------------------
Stephen N. Waldman
Managing Director and Associate General Counsel
Page 13
THE RAPTOR GLOBAL PORTFOLIO LTD.
By: Tudor Investment Corporation,
Investment Adviser
By: /s/ Stephen N. Waldman
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Stephen N. Waldman
Managing Director and Associate General Counsel
THE ALTAR ROCK FUND L.P.
By: Tudor Investment Corporation,
General Partner
By: /s/ Stephen N. Waldman
---------------------------------------
Stephen N. Waldman
Managing Director and Associate General Counsel
WITCHES ROCK PORTFOLIO LTD.
By: Tudor Investment Corporation,
Investment Adviser
By: /s/ Stephen N. Waldman
---------------------------------------
Stephen N. Waldman
Managing Director and Associate General Counsel
Page 14