sec document
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
--------------
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13d-1(a) AND AMENDMENTS
THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 5)(1)
SIRVA, INC.
--------------------------------------------------------------------------------
(Name of issuer)
COMMON STOCK, $0.01 PAR VALUE PER SHARE
--------------------------------------------------------------------------------
(Title of class of securities)
82967Y 10 4
--------------------------------------------------------------------------------
(CUSIP number)
MATTHEW L. FESHBACH
--------------------------------------------------------------------------------
MLF INVESTMENTS, LLC
455 N. Indian Rocks Road, Suite B
Belleair Bluffs, Florida 33770
727-450-4950
(Name, address and telephone number of person
authorized to receive notices and communications)
July 11, 2007
--------------------------------------------------------------------------------
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box / /.
NOTE. The Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. SEE Rule
13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 16 Pages)
----------------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, SEE the
NOTES).
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 2 of 16 Pages
------------------------ ----------------------
================================================================================
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MLF Investments, LLC
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF, OO
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) / /
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares
OWNED BY -----------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON WITH 11,976,900 shares (1)
-----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares
-----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,976,900 shares (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11,976,900 shares (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Includes 4,795,783 and 204,217 shares of common stock issuable upon
conversion of the 8% convertible perpetual preferred stock of the Issuer
(the "Convertible Preferred Stock") held by MLF Offshore Portfolio Company,
L.P. and MLF Partners 100, L.P., respectively. The issuance of such
Convertible Preferred Stock is subject to approval by shareholders at the
annual meeting of stockholders scheduled on August 23, 2007. Upon receipt of
shareholder approval, the Convertible Preferred Stock shall be issued to MLF
Offshore Portfolio Company, L.P. ("MLF Offshore") in exchange for the 12%
senior convertible note, due June 1, 2011, which MLF Offshore currently
holds.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 3 of 16 Pages
------------------------ ----------------------
================================================================================
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MLF Offshore Portfolio Company, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) / /
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares
OWNED BY -----------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON WITH 11,488,144 shares (1)
-----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares
-----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,488,144 shares (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11,488,144 shares (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.6%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Includes 4,795,783 shares of common stock issuable upon conversion of the 8%
convertible perpetual preferred stock of the Issuer (the "Convertible
Preferred Stock") held by MLF Offshore Portfolio Company, L.P. The issuance
of such Convertible Preferred Stock is subject to approval by shareholders
at the annual meeting of stockholders scheduled on August 23, 2007. Upon
receipt of shareholder approval, the Convertible Preferred Stock shall be
issued to MLF Offshore Portfolio Company, L.P. ("MLF Offshore") in exchange
for the 12% senior convertible note, due June 1, 2011, which MLF Offshore
currently holds.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 4 of 16 Pages
------------------------ ----------------------
================================================================================
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MLF Cayman GP, Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF, OO
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) / /
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares
OWNED BY -----------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON WITH 11,488,144 shares (1)
-----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares
-----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,488,144 shares (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11,488,144 shares (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.6%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Includes 4,795,783 shares of common stock issuable upon conversion of the 8%
convertible perpetual preferred stock of the Issuer (the "Convertible
Preferred Stock") held by MLF Offshore Portfolio Company, L.P. The issuance
of such Convertible Preferred Stock is subject to approval by shareholders
at the annual meeting of stockholders scheduled on August 23, 2007. Upon
receipt of shareholder approval, the Convertible Preferred Stock shall be
issued to MLF Offshore Portfolio Company, L.P. ("MLF Offshore") in exchange
for the 12% senior convertible note, due June 1, 2011, which MLF Offshore
currently holds.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 5 of 16 Pages
------------------------ ----------------------
================================================================================
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MLF Partners 100, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) / /
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares
OWNED BY -----------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON WITH 488,756 shares (1)
-----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares
-----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
488,756 shares (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
488,756 shares (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Includes 204,217 shares of common stock issuable upon conversion of the 8%
convertible perpetual preferred stock of the Issuer (the "Convertible
Preferred Stock") held by MLF Partners 100, L.P. The issuance of such
Convertible Preferred Stock is subject to approval by shareholders at the
annual meeting of stockholders scheduled on August 23, 2007. Upon receipt of
shareholder approval, the Convertible Preferred Stock shall be issued to MLF
Offshore Portfolio Company, L.P. ("MLF Offshore") in exchange for the 12%
senior convertible note, due June 1, 2011, which MLF Offshore currently
holds.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 6 of 16 Pages
------------------------ ----------------------
================================================================================
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MLF Capital Management, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF, OO
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) / /
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares
OWNED BY -----------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON WITH 11,976,900 shares (1)
-----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares
-----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,976,900 shares (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11,976,900 shares (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Includes 4,795,783 and 204,217 shares of common stock issuable upon
conversion of the 8% convertible perpetual preferred stock of the Issuer
(the "Convertible Preferred Stock") held by MLF Offshore Portfolio Company,
L.P. and MLF Partners 100, L.P., respectively. The issuance of such
Convertible Preferred Stock is subject to approval by shareholders at the
annual meeting of stockholders scheduled on August 23, 2007. Upon receipt of
shareholder approval, the Convertible Preferred Stock shall be issued to MLF
Offshore Portfolio Company, L.P. ("MLF Offshore") in exchange for the 12%
senior convertible note, due June 1, 2011, which MLF Offshore currently
holds.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 7 of 16 Pages
------------------------ ----------------------
================================================================================
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MLF Holdings, LLC
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF, OO
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) / /
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares
OWNED BY -----------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON WITH 11,976,900 shares (1)
-----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0 shares
-----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,976,900 shares (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11,976,900 shares (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Includes 4,795,783 and 204,217 shares of common stock issuable upon
conversion of the 8% convertible perpetual preferred stock of the Issuer
(the "Convertible Preferred Stock") held by MLF Offshore Portfolio Company,
L.P. and MLF Partners 100, L.P., respectively. The issuance of such
Convertible Preferred Stock is subject to approval by shareholders at the
annual meeting of stockholders scheduled on August 23, 2007. Upon receipt of
shareholder approval, the Convertible Preferred Stock shall be issued to MLF
Offshore Portfolio Company, L.P. ("MLF Offshore") in exchange for the 12%
senior convertible note, due June 1, 2011, which MLF Offshore currently
holds.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 8 of 16 Pages
------------------------ ----------------------
================================================================================
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Matthew L. Feshbach
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF, OO
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) / /
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY -----------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON WITH 11,976,900 shares (1)
-----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,976,900 shares (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11,976,900 shares (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Includes 4,795,783 and 204,217 shares of common stock issuable upon
conversion of the 8% convertible perpetual preferred stock of the Issuer
(the "Convertible Preferred Stock") held by MLF Offshore Portfolio Company,
L.P. and MLF Partners 100, L.P., respectively. The issuance of such
Convertible Preferred Stock is subject to approval by shareholders at the
annual meeting of stockholders scheduled on August 23, 2007. Upon receipt of
shareholder approval, the Convertible Preferred Stock shall be issued to MLF
Offshore Portfolio Company, L.P. ("MLF Offshore") in exchange for the 12%
senior convertible note, due June 1, 2011, which MLF Offshore currently
holds.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 9 of 16 Pages
------------------------ ----------------------
The following constitutes Amendment No. 5 ("Amendment No. 5") to
Schedule 13D, as amended to date, filed by the undersigned (the "Schedule
13D"). Except as specifically amended by this Amendment No. 5, the Schedule
13D remains in full force and effect.
Item 2 is hereby amended in its entirety to read as follows:
Item 2. IDENTITY AND BACKGROUND
This schedule 13D is filed by MLF Investments, LLC ("MLFI"), MLF
Offshore Portfolio Company, L.P. ("MLF Offshore"), MLF Cayman GP, Ltd. ("MLF
Cayman"), MLF Partners 100, L.P. ("MLF Partners 100"), MLF Capital Management,
L.P. ("MLF Capital"), MLF Holdings, LLC ("MLF Holdings") and Matthew L. Feshbach
(each a "Reporting Person" and, together, the "Reporting Persons"), who act as a
group with regards to certain aspects of the Shares.
MLF Offshore is a limited partnership organized and existing under
the laws of the Cayman Islands. The principal business of MLF Offshore is
private investment consulting. MLF Cayman is a corporation organized and
existing under the laws of the Cayman Islands. The principal business of MLF
Cayman is private investment consulting and acting as the general partner of MLF
Offshore. MLF Partners 100 is a limited partnership organized and existing under
the laws of the State of Delaware. The principal business of MLF Partners 100 is
private investment consulting. MLF Capital is a limited partnership organized
and existing under the laws of the State of Delaware. The principal business of
MLF Capital is private investing, acting as manager of MLF Cayman and acting as
general partner of MLF Partners 100. MLF Holdings is a limited liability
company, organized and existing under the laws of the State of Delaware. The
principal business of MLF Holdings is private investment and acting as the
general partner of MLF Capital. The business address of MLF Offshore and MLF
Cayman is c/o Trident Trust Company (Cayman) Ltd., One Capital Place, P.O. Box
847, Grand Cayman, Cayman Islands, B.W.I. MLF Capital is the manager and sole
shareholder of MLF Cayman. The business address of each of MLF Capital, MLF
Partners 100 and MLF Holdings is 455 N. Indian Rocks Road, Suite B, Belleair
Bluffs, Florida 33770.
MLFI is a limited liability company, organized and existing under
the laws of the State of Delaware. The principal business of MLFI is private
investment consulting and acting as the investment advisor of MLF Offshore and
MLF Partners 100. The business address of MLFI is 455 N. Indian Rocks Road,
Suite B, Belleair Bluffs, Florida 33770.
Matthew L. Feshbach is an individual whose business address is 455
N. Indian Rocks Road, Suite B, Belleair Bluffs, Florida 33770. His principal
occupation is managing member of each of MLFI and MLF Holdings. Mr. Feshbach is
a citizen of the United States of America.
During the last five years, none of the Reporting Persons has been
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors). In addition, during the last five years, none of the Reporting
Persons has been a party to a civil proceeding of any judicial or administrative
body of competent jurisdiction as a result of which it or he was or is subject
to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 10 of 16 Pages
------------------------ ----------------------
Item 3 is hereby amended in its entirety to read as follows:
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
As of July 27, 2007, MLF Offshore owned 6,692,361 Shares and Convertible
Preferred Stock convertible into an additional 4,795,783 Shares. The aggregate
costs of such Shares and Convertible Preferred Stock is $40,668,255 and
$14,387,348, respectively. The funds used to purchase such Shares and
Convertible Preferred Stock came from the working capital of MLF Offshore.
As of July 27, 2007, MLF Partners 100 owned 284,539 Shares and Convertible
Preferred Stock convertible into an additional 204,217 Shares. The aggregate
costs of such Shares and Convertible Preferred Stock is $1,730,999 and $612,652,
respectively. The funds used to purchase such Shares and Convertible Preferred
Stock came from the working capital of MLF Partners 100.
Item 4 is hereby amended to add the following:
Item 4. PURPOSE OF TRANSACTION
On July 11, 2007, MLF Offshore transferred 256,366 Shares and Convertible
Preferred Stock convertible into 204,217 Shares to MLF Partners 100. The
transaction was solely a change in the form of ownership of the Shares by the
Reporting Persons and not an acquisition or sale of any Shares of the Issuer for
value. The transfer of Shares was deemed as a pro-rata limited partnership
withdrawal from MLF Offshore and subsequent pro-rata recontribution into MLF
Partners 100. The purpose of the transaction was to ensure MLF Offshore's
compliance with Section 3(c)(7) of the Investment Company Act of 1940, as
amended (the "1940 Act"). Accordingly, all investors of MLF Offshore who did not
qualify as "qualified purchasers" under Section 3(c)(7) of the 1940 Act had
their interests in MLF Offshore transferred to MLF Partners 100.
Items 5(a) through (c) are hereby amended in their entirety as follows:
Item 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) The aggregate percentage of Shares reported owned by each person
named herein is based upon 73,964,515 Shares outstanding as of July 16, 2007,
which is the total number of Shares outstanding as reported in the Issuer's
Definitive Proxy Statement on Schedule 14A and filed with the Securities and
Exchange Commission on July 24, 2007.
As of the close of business on July 27, 2007, (i) each of Mr.
Feshbach, MLFI, MLF Holdings, and MLF Capital beneficially owned 11,976,900
Shares (including 4,795,783 Shares and 204,217 Shares issuable upon the
conversion of Convertible Preferred Stock held by MLF Offshore and MLF Partners
100, respectively), constituting approximately 15.2% of the Shares outstanding,
(iii) each of MLF Offshore and MLF Cayman beneficially owned 11,488,144 Shares
(including 4,795,783 Shares issuable upon the conversion of Convertible
Preferred Stock held by MLF Offshore), constituting approximately 14.6% of the
Shares outstanding, and (iv) MLF Partners 100 beneficially owned 488,756 Shares
(including 204,217 Shares issuable upon the conversion of Convertible Preferred
Stock held by MLF Partners 100), constituting approximately 0.7% of the Shares
outstanding.
(b) Each of Mr. Feshbach, MLFI, MLF Holdings, MLF Capital and
Mr. Feshbach shares the power to vote and dispose or to direct the vote and
disposition of 11,976,900 Shares, or 15.2% of the Shares outstanding.
Each of MLF Offshore and MLF Cayman shares the power to vote and dispose
or to direct the vote and disposition of 11,488,144 Shares, or 14.6% of the
Shares outstanding. MLF Partners 100 shares the power to vote and dispose or to
direct the vote and disposition of 488,756 Shares, or 0.7% of the Shares
outstanding.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 11 of 16 Pages
------------------------ ----------------------
(c) On July 11, 2007, MLF Offshore transferred 284,539 Shares and
Convertible Preferred Stock convertible into 204,217 Shares to MLF Partners 100.
The transaction was solely a change in the form of ownership of the Shares by
the Reporting Persons and not an acquisition or sale of any Shares of the Issuer
for value. The transfer of Shares was deemed as a pro-rata limited partnership
withdrawal from MLF Offshore and subsequent pro-rata recontribution into MLF
Partners 100.
The table below lists the transactions effected through the open market by
each of the Reporting Persons in the past 60 days.
MLF OFFSHORE PORTFOLIO COMPANY, L.P.
------------------------------------------------------------------------------------
Shares of Common Stock Price Per Share ($) Date of
Acquired/(Disposed) Purchase/Sale
------------------------------------------------------------------------------------
226,599 1.7235 07/10/07
------------------------------------------------------------------------------------
368,547 1.7204 07/12/07
------------------------------------------------------------------------------------
76,781 1.6985 07/13/07
------------------------------------------------------------------------------------
MLF PARTNERS 100, L.P.
------------------------------------------------------------------------------------
Shares of Common Stock Price Per Share ($) Date of
Acquired/(Disposed) Purchase/Sale
------------------------------------------------------------------------------------
9,501 1.7235 07/10/07
------------------------------------------------------------------------------------
15,453 1.7204 07/12/07
------------------------------------------------------------------------------------
3,219 1.6985 07/13/07
------------------------------------------------------------------------------------
MATTHEW L. FESHBACH
None
MLF INVESTMENTS, LLC
None
MLF CAYMAN GP, LTD.
None
MLF CAPITAL MANAGEMENT, L.P.
None
MLF HOLDINGS, LLC
None
Item 7 is hereby amended to add the following:
Item 7. MATERIAL TO BE FILED AS EXHIBITS.
No. Exhibit Description
--- -------------------
9. Joint Filing Agreement by and among MLF Investments, LLC, MLF
Offshore Portfolio Company, L.P., MLF Cayman GP, Ltd., MLF
Partners 100, L.P., MLF Capital Management, L.P., MLF
Holdings, LLC and Matthew L. Feshbach, dated July 30, 2007.
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 12 of 16 Pages
------------------------ ----------------------
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief, each
of the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: July 30, 2007
/s/ Matthew L. Feshbach
----------------------------------
MATTHEW L. FESHBACH
MLF INVESTMENTS, LLC
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF OFFSHORE PORTFOLIO COMPANY, L.P.
By: MLF Cayman GP, Ltd.
Title: General Partner
By: MLF Capital Management, L.P.
Sole shareholder
By: MLF Holdings, LLC
General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF CAYMAN GP, LTD.
By: MLF Capital Management, L.P.
Sole shareholder
By: MLF Holdings, LLC
General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 13 of 16 Pages
------------------------ ----------------------
MLF CAPITAL MANAGEMENT, L.P.
By: MLF Holdings, LLC
General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF HOLDINGS, LLC
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF PARTNERS 100, L.P.
By: MLF Capital Management, L.P.
Title: General Partner
By: MLF Holdings, LLC
Title: General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
------------------------ ----------------------
CUSIP No. 82967Y 10 4 13D Page 14 of 16 Pages
------------------------ ----------------------
EXHIBIT INDEX
Exhibit Page
------- ----
1. Joint Filing Agreement by and among MLF Investments, Previously filed.
LLC, MLF Offshore Portfolio Company, L.P., MLF Cayman
GP, Ltd., MLF Capital Management, L.P., MLF Holdings,
LLC and Matthew L. Feshbach, dated June 28, 2005.
2. Securities Purchase Agreement, dated as of September Previously filed.
25, 2006, by and between Sirva, Inc., ValueAct Capital
Master Fund, L.P. and MLF Offshore Portfolio Company,
L.P.
3. Form of Sirva, Inc. 10% Senior Convertible Note due Previously filed.
June 1, 2011
4. Registration Rights Agreement, dated as of September Previously filed.
29, 2006, by and among Sirva, Inc., ValueAct Capital
Master Fund, L.P. and MLF Offshore Portfolio Company,
L.P.
5. Voting Agreement, dated as of September 29, 2006, Previously filed.
among ValueAct Capital Master Fund, L.P., MLF Offshore
Portfolio Company, L.P., Clayton, Dubilier & Rice Fund
V Limited Partnership and Clayton, Dubilier & Rice
Fund VI Limited Partnership.
6. Form of 12% Convertible Notes Due June 1, 2011. Previously filed.
7. Amendment No. 1 to Registration Rights Agreement, Previously filed.
dated as of June 27, 2007, by and among SIRVA, Inc.,
ValueAct Capital Master Fund, L.P. and MLF Offshore
Portfolio Company, L.P.
8. Amended and Restated Certificate of Designations of Previously filed.
8.00% Convertible Perpetual Preferred Stock of SIRVA,
Inc.
9. Joint Filing Agreement by and among MLF Investments, 15 - 16
LLC, MLF Offshore Portfolio Company, L.P., MLF Cayman
GP, Ltd., MLF Partners 100, L.P., MLF Capital
Management, L.P., MLF Holdings, LLC and Matthew L.
Feshbach, dated July 30, 2007.
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CUSIP No. 82967Y 10 4 13D Page 15 of 16 Pages
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Exhibit 2
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act
of 1934, as amended, the persons named below agree to the joint filing on behalf
of each of them of a Statement on Schedule 13D Amendment No. 5 dated July 30,
2007 (including further amendments thereto) with respect to the Common Stock of
Sirva, Inc. This Joint Filing Agreement shall be filed as an Exhibit 9 to such
Statement.
Dated: July 30, 2007
/s/ Matthew L. Feshbach
----------------------------------
MATTHEW L. FESHBACH
MLF INVESTMENTS, LLC
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF OFFSHORE PORTFOLIO COMPANY, L.P.
By: MLF Cayman GP, Ltd.
Title: General Partner
By: MLF Capital Management, L.P.
Sole shareholder
By: MLF Holdings, LLC
General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF CAYMAN GP, LTD.
By: MLF Capital Management, L.P.
Sole shareholder
By: MLF Holdings, LLC
General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
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CUSIP No. 82967Y 10 4 13D Page 16 of 16 Pages
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MLF CAPITAL MANAGEMENT, L.P.
By: MLF Holdings, LLC
General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF HOLDINGS, LLC
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member
MLF PARTNERS 100, L.P.
By: MLF Capital Management, L.P.
Title: General Partner
By: MLF Holdings, LLC
Title: General Partner
By: /s/ Matthew L. Feshbach
------------------------------
Name: Matthew L. Feshbach
Title: Managing Member