As filed with the Securities
and Exchange Commission on May 13, 2002.
Registration No. 333-
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CARBO CERAMICS INC.
(Exact name of issuer as specified in its charter)
Delaware 72-1100013
(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification No.)
6565 MacArthur Boulevard, Suite 1050
Irving, Texas 75039
(Address of principal executive offices)
CARBO CERAMICS INC.
1996 STOCK OPTION PLAN FOR KEY EMPLOYEES, AS AMENDED
(Full title of the plan)
Paul G. Vitek
Senior Vice President of Finance, Chief Financial Officer
CARBO CERAMICS INC.
6565 MacArthur Boulevard, Suite 1050
Irving, Texas 75039
(972) 401-0090
(Name, address and telephone number of agent for service)
Copy to:
Arthur H. Kohn, Esq.
Cleary, Gottlieb, Steen & Hamilton
One Liberty Plaza
New York, New York 10006
CALCULATION OF REGISTRATION FEE
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Title of Securities To Be Amount To Be Proposed Maximum Proposed Maximum Amount of Registration
Registered Registered(1) Offering Price Per Aggregate Offering Fee(2)
---------- ------------- ------------------ ------------------ ------
Share(2) Price(2)
Common Stock $.01 par value 250,000 Shares $38.73 $9,682,500 $891
per share
Preferred Share Purchase
Rights (3)
(1) Together with an indeterminate number of shares that may be necessary to
adjust the number of shares reserved for issuance pursuant to the CARBO Ceramics
Inc. 1996 Stock Option Plan for Key Employees, as amended (the "Plan") as the
result of a stock split, stock dividend or similar adjustment of the outstanding
common stock of CARBO Ceramics Inc. (the "Registrant").
(2) Estimated solely for purposes of calculation of the registration fee with
respect to the shares being registered hereby pursuant to Rule 457(h) under the
Securities Act of 1933, as amended (the "Securities Act"), on the basis of the
average of the high and low prices on May 8, 2002 of a share of Common Stock of
the Registrant as reported on the New York Stock Exchange.
(3) Rights initially trade together with the Common Stock. The value
attributable to the Rights, if any, is reflected in the market price of the
Common Stock.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference
The contents of the Registrant's registration statement on Form S-8, previously
filed on April 25, 1997, file number 333-25845, are hereby incorporated into
this Registration Statement by reference. This Registration Statement is being
filed pursuant to General Instruction (E) of the Form S-8 Rules under the
Securities Act for the sole purpose of registering additional securities under
the Plan.
Item 8. .Exhibits
The following exhibits are filed with or incorporated by reference into
this Registration Statement (numbering corresponds to Exhibit Table in Item 601
of Regulation S-K):
- Exhibit 4.5: Amendment No. 1 to the Plan
- Exhibit 4.6: Shareholder Rights Plan
- Exhibit 5.1: Opinion re Legality
- Exhibit 23.1: Consent of Independent Auditors
- Exhibit 23.2: Consent of Counsel
- Exhibit 24.1: Power of Attorney
SIGNATURES
Pursuant to the requirements of the Securities Act of
1933, as amended, the Registrant, CARBO CERAMICS INC.,
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized in the City of Irving, State of Texas, as of the 9th day of April,
2002.
CARBO CERAMICS INC.
By: /s/ William C. Morris
----------------------------------
William C. Morris
Chairman of the Board of Directors
Each person whose signature appears below constitutes and appoints
William C. Morris and Paul G. Vitek, his true and lawful attorney-in-fact and
agent, each acting alone, with full power of substitution and resubstitution,
for him and in his name, place and stead, in any and all capacities to sign any
or all Amendments (including post-effective Amendments) to this Registration
Statement, and to file the same with all exhibits thereto, and other documents
in connection therewith, with the Securities and Exchange Commission, granting
unto said attorneys-in-fact and agents, each acting alone, full power and
authority to do and perform each and every act and thing requisite and necessary
to be done in and about the premises, as fully to all intents and purposes as he
might or could do in person, hereby ratifying and confirming all that said
attorneys-in-fact and agents, each acting alone, or his substitute or
substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Registration Statement has been signed by the following persons in
the indicated capacities on the 9th day of April, 2002.
NAME TITLE
---- -----
/s/ C. Mark Pearson President and Chief Executive
------------------- Officer, Director
C. Mark Pearson (Principal Executive Officer)
/s/ Paul G. Vitek Senior Vice President, Finance,
------------------ Chief Financial Officer
Paul G. Vitek (Principal Financial and
Accounting Officer)
/s/ William C. Morris Chairman of the Board of Directors
---------------------
William C. Morris
/s/ Jesse P. Orsini Director
-------------------
Jesse P. Orsini
/s/ Robert S. Rubin Director
-------------------
Robert S. Rubin
/s/ Claude E. Cooke, Jr. Director
------------------------
Claude E. Cooke, Jr.
/s/ John J. Murphy Director
------------------
John J. Murphy
EXHIBIT INDEX
Sequentially
Numbered
Exhibit No. Description Method of Filing Page Location
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4.5 Amendment No. 1 to the Plan Filed herewith 6
4.6 Shareholder Rights Plan Incorporated by reference --
from Form 8-A12B filed
by CARBO Ceramics Inc.
with the Commission on
February 25, 2002
5.1 Opinion of Cleary, Gottlieb, Filed herewith 7
Steen & Hamilton
regarding the validity of
securities being registered
23.1 Consent of Independent Filed herewith 9
Auditors
23.2 Consent of Cleary, Gottlieb, Filed herewith 7
Steen & Hamilton (included
in Exhibit 5.1)
24.1 Power of Attorney (included Filed herewith 4
on signature page)