UNITED STATES |
OMB APPROVAL | |||||||||
SECURITIES AND EXCHANGE
COMMISSION |
OMB
Number 3235-0101 | |||||||||
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FORM 144 |
SEC USE ONLY | |||||||||
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DOCUMENT SEQUENCE NO. | |||||||||
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CUSIP NUMBER | |||||||||
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1 (a) NAME OF ISSUER
(Please type or
print) |
(b) IRS IDENT. NO. |
(c)
S.E.C. FILE NO. |
WORK LOCATION | ||||||
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1(d) ADDRESS OF
ISSUER |
(e) TELEPHONE NO. | ||||||||
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AREA
CODE |
NUMBER | |||||||
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2 (a) NAME OF PERSON
FOR WHOSE ACCOUNT
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(b) RELATIONSHIP |
(c)
ADDRESS
STREET
CITY STATE
ZIP CODE | ||||||
INSTRUCTION: The person filing this notice should contact the
issuer to obtain the IRS. Identification Number and the S.E.C. File
Number.
3 (a) |
(b) |
SEC USE ONLY |
(c) |
(d) |
(e) |
(f) |
(g) |
Title of the
|
|
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Number of
Shares |
Aggregate
|
Number of
Shares |
Approximate
|
Name of
Each |
Common Stock |
BNY Mellon Securities LLC |
47,000 |
$914,620.00 |
420,523,244 |
10/23/09 |
New York Stock Exchange | |
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INSTRUCTIONS:
1. (a)
Name of issuer |
3. (a) Title
of the class of securities to be sold |
Potential persons who are to
respond to the collection of information contained in this form are
not
required to respond unless the form displays a currently valid OMB
control number.
SEC 1147 (08-07)
TABLE I - SECURITIES TO BE SOLD
Furnish the following
information with respect to the acquisition of the securities to be sold
and
with respect to the payment of all or any part of the purchase price or other
consideration therefor:
Title of |
Date You |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Amount of |
Date of |
Nature of Payment |
Common Stock
|
02/25/00
|
Exercise of Stock Options awarded pursuant to Issuer's
1995 Executive Equity Incentive Plan and adjusted to reflect the Issuer's
2-for-1 stock split that occurred June 9, 2006. |
Macy's, Inc.
|
47,000 |
(1)
|
(1) |
INSTRUCTIONS: |
If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
TABLE II - SECURITIES SOLD DURING THE PAST 3
MONTHS
Furnish the following information as to all securities of the
issuer sold during the past 3 months by the person for whose account the
securities are to be sold.
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|
Date of Sale |
Amount of |
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Janet Grove |
Common Stock | 10/14/09 | 25,000 | $506,250 |
REMARKS:
(1) Securities are to be
acquired pursuant to an exercise of stock options awarded at an exercise price
of $16.2187 which price will be netted out of the proceeds received upon sale of all such
stock.
(2) The filing of this Form 144 shall not be construed as an
admission that the undersigned is an Affiliate of the Issuer.
INSTRUCTIONS: |
ATTENTION: |
10/23/2009 |
/s/Linda
J. Balicki (2)
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ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
SEC 1147 (04-07)