UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Amit Yoran EMC CORPORATION 176 SOUTH STREET HOPKINTON, MA 01748 |
 |  |  President, RSA |  |
/s/Barbara E. Coluci, Attorney In Fact | 03/06/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes a target number of 32,108 performance restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which units are subject to forfeiture upon certain events. The performance restricted stock units will vest only in the event that 2015 performance targets approved by the Leadership and Compensation Committee (the "Committee") have been met. Depending on the level of achievement for each of the performance metrics, a maximum of 150% of the target number of performance restricted stock units may vest. The Committee expects to determine the extent to which the performance targets have been met in 2016, and one-third of the applicable number of units will vest in 2016, one-third will vest on February 1, 2017 and one-third will vest on February 1, 2018. |
(2) | Includes 22,945 restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which units are subject to forfeiture upon certain events. The forfeiture restrictions on the units may lapse on or before the fifth anniversary of the date of grant based on achievement of performance targets approved by the Committee. |