UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee stock option (right to buy) | 02/12/2007 | 02/12/2014 | Common Stock | 14,932 | $ 41.25 | D | Â |
Employee stock option (right to buy) | 02/10/2008 | 02/10/2015 | Common Stock | 18,053 | $ 38 | D | Â |
Stock Appreciation Right | 02/02/2009 | 02/02/2016 | Common Stock | 14,129 | $ 46 | D | Â |
Stock Appreciation Right | 02/08/2010 | 02/08/2017 | Common Stock | 13,309 | $ 50.6 | D | Â |
Stock Appreciation Right | 02/14/2011 | 02/14/2018 | Common Stock | 26,005 | $ 42.3 | D | Â |
Stock Appreciation Right | 02/12/2012 | 02/12/2019 | Common Stock | 37,351 | $ 29.45 | D | Â |
Stock Appreciation Right | 02/11/2013 | 02/11/2020 | Common Stock | 20,989 | $ 42.88 | D | Â |
Performance Shares | Â (2) | Â (2) | Common Stock | 1,749 (3) | $ (2) | D | Â |
Stock Appreciation Right | 02/10/2014 | 02/10/2021 | Common Stock | 13,516 | $ 66.59 | D | Â |
Performance Shares | Â (4) | Â (4) | Common Stock | 1,126 (3) | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hartner John C/O DOVER CORPORATION 3005 HIGHLAND PARKWAY, SUITE 200 DOWNERS GROVE, IL 60615 |
 |  |  Vice President |  |
/s/ John Hartner by Don Suh, Attorney-in-Fact | 05/16/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares held in the Dover Corporation ("Dover") Retirement Savings Plan (the 401(K) Plan). |
(2) | Each performance share represents a contingent right to receive shares of Dover common stock, based on Dover's relative total shareholder return versus that of Dover's peer group over the three-year performance period ending 12/31/2013. |
(3) | Represents target grant amount. The actual number of shares that will be paid in respect of the performance share award may range from 0% to 200% of the target grant. |
(4) | Each performance share represents a contingent right to receive shares of Dover common stock, based on Dover's relative total shareholder return versus that of Dover's peer group over the three-year performance period ending 12/31/2014. |