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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance-based Restricted Stock Units | (3) | 04/13/2010 | A | 105,000 (2) (3) | (3) | (3) | Class A Common Stock | 105,000 (3) | $ 0 | 105,000 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COOPER BRIAN S 750 NORTH COMMONS DRIVE AURORA, IL 60504 |
Chief Financial Officer |
/s/ Brian S. Cooper | 04/14/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 13, 2010, the Compensation Committee approved an award of restricted stock units pursuant to the 2004 Stock Incentive Plan. The restricted stock units vest 25% annually beginning on April 1, 2011 and for each of the following three years concluding on April 1, 2014. The restricted stock units convert on a 1-for-1 basis into Class A Common Stock. |
(2) | This award is subject to approval by stockholders at the next Annual Meeting of Stockholders. |
(3) | On April 13, 2010, the Compensation Committee approved a performance-based award of restricted stock units pursuant to the 2004 Stock Incentive Plan. The reported amount is the target award (which assuming performance at the target level would convert on a 1-for-1 basis into Class A Common Stock). The actual number of shares of Class A Common Stock earned can vary from 0% to 140% of the target award based on fiscal year 2011 performance. The award is also subject to further time-based vesting restrictions with 25% of the actual shares earned vesting upon determination of fiscal year 2011 financial performance with the remaining 75% vesting in equal installments annually beginning on April 1, 2012 and for each of the following two years concluding on April 1, 2014. |