dyn8k.htm

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
 
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported)
 
February 11, 2011
 
DYNEGY INC.
DYNEGY HOLDINGS INC.
(Exact name of registrant as specified in its charter)
 
         
Delaware
Delaware
(State or Other Jurisdiction
of Incorporation)
  
001-33443
000-29311
 (Commission File Number)
  
20-5653152
No. 94-3248415
 (I.R.S. Employer
Identification No.)
     
1000 Louisiana, Suite 5800, Houston, Texas
  
77002
(Address of principal executive offices)
  
(Zip Code)
 
(713) 507-6400
 
(Registrant’s telephone number, including area code)
 
N.A.
 
(Former name or former address, if changed since last report)
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  
x
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 
 
 
 
 
Item 8.01
Other Events.
 
On February 11, Dynegy Inc. (“Dynegy”) issued a press release announcing that the Special Committee of the Board of Directors of Dynegy (the “Special Committee”) has issued an open letter to stockholders, which is attached hereto as Exhibit 99.1 and is hereby incorporated herein by reference.  
 
On February 11, Dynegy issued a presentation, which is attached hereto as Exhibit 99.2 and is hereby incorporated herein by reference. 
 
 
Item 9.01
Financial Statements and Exhibits.
 
(d)           Exhibits:

Exhibit No.
Document
   
99.1
Press release issued by Dynegy Inc. on February 11, 2011, including an open letter to stockholders from the Special Committee of the Board of Directors of Dynegy Inc.
   
99.2
Investor Presentation, dated February 11, 2011.
   
   
   
   
   
   


 

 
 
 
 


 
 
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

         
   
DYNEGY INC.
   
(Registrant)
     
Dated: February 11, 2011
  
By:
  
 /s/ Kent R. Stephenson 
   
Name:
  
Kent R. Stephenson
   
Title:
  
Senior Vice President and General Counsel
   

   
DYNEGY HOLDINGS INC.
   
(Registrant)
     
Dated: February 11, 2011
  
By:
  
 /s/ Kent R. Stephenson 
   
Name:
  
Kent R. Stephenson
   
Title:
  
Senior Vice President and General Counsel

 

 

 
 
 
 


 
EXHIBIT INDEX
 
Exhibit No.
Document
   
99.1
Press release issued by Dynegy Inc. on February 11, 2011, including an open letter to stockholders from the Special Committee of the Board of Directors of Dynegy Inc.
   
99.2
Investor Presentation, dated February 11, 2011.