1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
04/02/2007 |
06/30/2007 |
Common Stock
|
3,512
|
$
56.651
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
10/06/2007 |
Common Stock
|
7,156
|
$
66.5931
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
08/31/2008 |
Common Stock
|
64
|
$
114.7903
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
08/31/2008 |
Common Stock
|
64
|
$
114.7903
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
10/04/2008 |
Common Stock
|
5,853
|
$
126.1737
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
10/24/2009 |
Common Stock
|
4,879
|
$
238.707
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
05/31/2010 |
Common Stock
|
24,397
|
$
181.4556
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
10/24/2009 |
Common Stock
|
1,548
|
$
49.638
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
10/04/2008 |
Common Stock
|
3,034
|
$
49.638
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
12/25/2010 |
Common Stock
|
24.222
|
$
49.638
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
01/31/2011 |
Common Stock
|
8,074
|
$
58.0561
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
03/26/2008 |
Common Stock
|
86,400
|
$
27.7778
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
07/31/2008 |
Common Stock
|
18,461
|
$
25.9028
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
07/31/2008 |
Common Stock
|
30,240
|
$
25.9028
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
07/31/2008 |
Common Stock
|
30,240
|
$
25.9028
|
D
|
Â
|
Employee Stock Option (right to buy)
|
04/02/2007 |
02/19/2010 |
Common Sock
|
21,600
|
$
7.3149
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
11/30/2010 |
Common Stock
|
129,600
|
$
16.4121
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
11/30/2011 |
Common Stock
|
129,600
|
$
6.3889
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
11/30/2012 |
Common Stock
|
216,000
|
$
6.1644
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
11/30/2013 |
Common Stock
|
120,960
|
$
9.0926
|
D
|
Â
|
Restricted Stock Units
|
12/01/2007 |
12/01/2007 |
Common Stock
|
108,000
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
|
12/01/2009 |
12/01/2009 |
Common Stock
|
54,000
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
|
12/01/2010 |
12/01/2010 |
Common Stock
|
60,480
|
$
(5)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
1/4th of the shares became exercisable on December 1, 2004; 1/48th of this option becomes exercisable monthly for the remaining three years of the vesting period. |
(2) |
1/4th of the shares became exercisable on December 1, 2005; 1/48th of this option becomes exercisable monthly for the remaining three years of the vesting period. |
(3) |
1/4th of the shares became exercisable on December 1, 2006; 1/48th of this option becomes exercisable monthly for the remaining three years of the vesting period. |
(4) |
1/4th of the shares become exercisable on December 1, 2007; 1/48th of this option becomes exercisable monthly for the remaining three years of the vesting period. |
(5) |
Each restricted stock unit represents a contingent right to receive one share of LSI common stock. |