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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 02/24/2013 | M | 4,500 | (3) | (3) | Common Stock | 4,500 | $ 0 | 88,000 (4) | D | ||||
Performance Shares | (5) | 02/25/2013 | A | 70,000 | 01/01/2016 | 01/01/2016 | Common Stock | 70,000 | $ 0 | 124,000 (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Murphy Charles H 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
EVP & Chief Financial Officer |
J. Scott McClendon, Attorney-in-fact for Charles H. Murphy | 02/26/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price represents the price of PROS Holdings, Inc. Common Stock at the close of market on February 22, 2013. |
(2) | Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. Common Stock. |
(3) | The original restricted stock unit grant was awarded on March 9, 2010 in the amount of 18,000 restricted stock units and vest annually, in equal installments, over a four year period commencing February 24, 2011. |
(4) | Includes (i) 4,500 of unvested restricted stock units which will vest on February 24, 2014 associated with a March 9, 2010 grant, (ii) 6,500 of unvested restricted stock units which will vest in equal installments over the next two years on the date of grant associated with a December 14, 2010 grant, (iii) 18,750 of unvested restricted stock units which will vest in equal installments over the next three years the date of grant associated with a December 14, 2010 grant, (iv) 20,250 of unvested restricted stock units which will vest in equal installments over the next three years on January 1st associated with a February 14, 2012 grant and (v) 38,000 of unvested restricted stock units which will vest in equal installments over the next three years on January 1st associated with a January 18,2013 grant. |
(5) | One share of PROS Holdings, Inc. common stock will be issuable for each performance share which vests. |
(6) | Includes (i) 54,000 performance shares which will vest on January 1, 2014 associated with a February 14, 2012 grant and (ii) 70,000 performance shares which will vest on January 1, 2016 associated with a February 25, 2013 grant. Both grants assume the maximum shares awarded. |