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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 36.65 | 05/09/2005 | J(4) | 2,250 | 05/09/2006 | 05/09/2015 | Common Stock | 2,250 | (5) | 2,250 (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOHNSON RICHARD E 4545 W. BROWN DEER ROAD P.O. BOX 245036 MILWAUKEE, WI 53224-9536 |
Sr. VP-Finance, Treas & CFO | Co-trustee, Officers Voting Tr |
Richard E. Johnson | 05/11/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted Stock granted pursuant to the 2005 Restricted Stock Plan approved by shareholders on April 29, 2005. |
(2) | The value of the award will be determined at the closing price on May 9, 2008, the date of vesting. |
(3) | In addition to the Restricted Stock granted to Mr. Johnson, he also owns 16,000 shares in the Badger Meter Officers' Voting Trust, 10,396 share jointly with his spouse, 632.22 shares in the Company's ESSOP and 14,000 shares in an IRA account. |
(4) | Stock options granted pursuant to the Company's 1997, 1999 and 2003 Stock Option Plans approved by shareholders. |
(5) | Stock Options are granted on a one-for-one basis. |
(6) | In addition to the options granted to Mr. Johnson on 5/9/05, the reporting person has options to acquire 40,300 additional shares of Common Stock at varying grant prices and vesting schedules over a ten-year period. |