Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): November 18, 2016

 

 

WELLS FARGO & COMPANY

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-2979   No. 41-0449260

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

420 Montgomery Street, San Francisco, California 94163

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: 1-866-249-3302

Not applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events

On November 18, 2016, the Office of the Comptroller of the Currency (“OCC”) issued a statement regarding the revocation of relief to Wells Fargo Bank, N.A. from certain regulatory consequences of previous enforcement actions. A copy of the OCC’s statement is included as Exhibit 99.1 to this report and is incorporated by reference into this Item 8.01.

 

Item 9.01 Financial Statements and Exhibits

(d)    Exhibits

 

99.1    Statement from the Office of the Comptroller of the Currency, dated November 18, 2016.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    WELLS FARGO & COMPANY
DATED: November 21, 2016     By:  

/s/ TIMOTHY J. SLOAN

      Timothy J. Sloan
      President and Chief Executive Officer

 

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EXHIBIT INDEX

 

Exhibit
No.

  

Description

99.1    Statement from the Office of the Comptroller of the Currency, dated November 18, 2016.

 

4