UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-4980

 

TCW Strategic Income Fund, Inc.

(Exact name of registrant as specified in charter)

 

865 South Figueroa Street, Los Angeles, CA 90017

(Address of principal executive offices)

 

Philip K. Holl, Secretary, 865 South Figueroa Street, Los Angeles, CA 90017

(Name and address of agent for service)

Registrant’s telephone number, including area code: (213) 244-0000

Date of Fiscal year-end: 12/31/2007

Date of reporting period: 7/1/2006 - 6/30/2007

 

Item 1.

Proxy Voting Record

ABAXIS, INC.

 

Ticker:		ABAX		Security ID:		002567105
Meeting Date:		OCT 26, 2006		Meeting Type:		Annual
Record Date:		AUG 31, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Clinton H. Severson		For		For		Management
1.2		Elect Director R.J. Bastiani, Ph.D.		For		For		Management
1.3		Elect Director Henk J. Evenhuis		For		For		Management
1.4		Elect Director Brenton G.A. Hanlon		For		For		Management
1.5		Elect Director Prithipal Singh, Ph.D.		For		For		Management
1.6		Elect Director E.S. Tucker III, M.D.		For		For		Management
2		Ratify Auditors		For		For		Management

ADVISORY BOARD CO, THE

 

Ticker:		ABCO		Security ID:		00762W107
Meeting Date:		NOV 15, 2006		Meeting Type:		Annual
Record Date:		OCT 4, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Marc N. Casper		For		For		Management
1.2		Elect Director Kelt Kindick		For		For		Management
1.3		Elect Director Mark R. Neaman		For		For		Management
1.4		Elect Director Leon D. Shapiro		For		For		Management
1.5		Elect Director Frank J. Williams		For		For		Management
1.6		Elect Director Leanne M. Zumwalt		For		For		Management
2		Approve Omnibus Stock Plan		For		For		Management
3		Ratify Auditors		For		For		Management

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AETNA INC.

 

Ticker:		AET		Security ID:		00817Y108
Meeting Date:		APR 27, 2007		Meeting Type:		Annual
Record Date:		FEB 23, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Frank M. Clark		For		For		Management
1.2		Elect Director Betsy Z. Cohen		For		For		Management
1.3		Elect Director Molly J. Coye, M.D.		For		For		Management
1.4		Elect Director Barbara Hackman Franklin		For		For		Management
1.5		Elect Director Jeffrey E. Garten		For		For		Management
1.6		Elect Director Earl G. Graves, Sr.		For		For		Management
1.7		Elect Director Gerald Greenwald		For		For		Management
1.8		Elect Director Ellen M. Hancock		For		For		Management
1.9		Elect Director Edward J. Ludwig		For		For		Management
1.10		Elect Director Joseph P. Newhouse		For		For		Management
1.11		Elect Director Ronald A. Williams		For		For		Management
2		Ratify Auditors		For		For		Management
3		Company Specific-Majority Vote Standard for the Election of Directors in Uncontested Election		For		For		Management
4		Restore or Provide for Cumulative Voting		Against		For		Shareholder
5		Require Director Nominee Qualifications		Against		Against		Shareholder

AIR PRODUCTS & CHEMICALS, INC.

 

Ticker:		APD		Security ID:		009158106
Meeting Date:		JAN 25, 2007		Meeting Type:		Annual
Record Date:		NOV 30, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director William L. Davis III		For		For		Management
1.2		Elect Director W. Douglas Ford		For		For		Management
1.3		Elect Director Evert Henkes		For		For		Management
1.4		Elect Director Margaret G. Mcglynn		For		For		Management
2		Ratify Auditors		For		For		Management

ALCATEL-LUCENT

 

Ticker:		ALU		Security ID:		013904305
Meeting Date:		JUN 1, 2007		Meeting Type:		Annual
Record Date:		APR 25, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approval of the Financial Statements for the Fiscal Year Ended December 31, 2006.		For		For		Management
2		Approval of the Consolidated Financial Statements for the Fiscal Year Ended December 31, 2006.		For		For		Management
3		Results for the Fiscal Year - Appropriation.		For		For		Management
4		Settling of Attendance Fees Attributed to the Directors.		For		For		Management

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5		Settling of the Remuneration Attributed to the Censeurs.		For		For		Management
6		Ratification of the Appointment of Lady Jay as Member of the Board of Directors.		For		For		Management
7		Ratification of the Appointment of Mr Jean-Cyril Spinetta as Member of the Board of Directors.		For		For		Management
8		Approval of Related Party Agreements Entered into or Which Remained in Force during the Fiscal Year.		For		For		Management
9		Approval of Agreements with the Chief Executive Officer.		For		For		Management
10		Authorization to be given to the Board of Directors to allow the Company to Purchase and Sell its own Shares.		For		For		Management
11		Authorization to be Given to the Board of Directors to reduce the Share Capital of the Company.		For		For		Management
12		Delegation of Authority to the Board of Directors to Proceed with (I) the Issue without cancellation of Preferential Subscription Rights of Ordinary Shares and of Securities Conferring an Immediate or Future Right to the Share Capital of the Company or o		For		For		Management
13		Delegation of Authority to the Board of Directors to Proceed with the issue of Cancellation of Preferential Subscription Rights, of (I) ordinary Shares and any Securities Conferring an Immediate or Future Right to the Share Capital of the Company or of I		For		Against		Management
14		Delegation of Authority to the Board of Directors to Carry out a Share Capital increase to Remunerate Contributions in Kind of Capital Stock or Marketable Securities giving access to the Capital of Third-Party Companies.		For		Against		Management
15		Aggregate Limit to the Amount of Issuances Carried out by Virtue of the 12th, 13th, And 14th Resolutions.		For		For		Management
16		Delegation of Authority Granted to the Board of Directors to decide on the Disposal or increase of Share Capital by the Issuances of Shares Reserved to the Participants in a Company Savings Plan.		For		For		Management
17		Authorization Given to the Board of Directors for a Free Bonus Issue of existing Shares or of Shares to be Issued by the Company.		For		For		Management
18		Modification of By-Laws Article Number 21 Relating to Shareholders Meetings.		For		For		Management
19		Powers.		For		For		Management
20		Modification of Article 22 of the By-Laws; Cancellation of the Provisions Limiting Voting Rights.		Against		For		Shareholder
21		Amendments or New Resolutions Proposed at the Meeting.		For		For		Management

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ALLTEL CORP.

 

Ticker:		AT		Security ID:		020039103
Meeting Date:		MAY 15, 2007		Meeting Type:		Annual
Record Date:		APR 11, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Scott T. Ford		For		For		Management
1.2		Elect Director L.L Gellerstedt, III		For		For		Management
1.3		Elect Director Emon A. Mahony, Jr.		For		For		Management
1.4		Elect Director Ronald Townsend		For		For		Management
2		Ratify Auditors		For		For		Management

AMERICAN ELECTRIC POWER CO.

 

Ticker:		AEP		Security ID:		025537101
Meeting Date:		APR 24, 2007		Meeting Type:		Annual
Record Date:		MAR 6, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director E.R. Brooks		For		For		Management
1.2		Elect Director Donald M. Carlton		For		For		Management
1.3		Elect Director Ralph D. Crosby, Jr.		For		For		Management
1.4		Elect Director John P. DesBarres		For		For		Management
1.5		Elect Director Robert W. Fri		For		For		Management
1.6		Elect Director Linda A. Goodspeed		For		For		Management
1.7		Elect Director William R. Howell		For		For		Management
1.8		Elect Director Lester A. Hudson, Jr.		For		For		Management
1.9		Elect Director Michael G. Morris		For		For		Management
1.10		Elect Director Lionel L. Nowell III		For		For		Management
1.11		Elect Director Richard L. Sandor		For		For		Management
1.12		Elect Director Donald G. Smith		For		For		Management
1.13		Elect Director Kathryn D. Sullivan		For		For		Management
2		Amend Executive Incentive Bonus Plan		For		For		Management
3		Ratify Auditors		For		For		Management

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AMERICAN INTERNATIONAL GROUP, INC.

 

Ticker:		AIG		Security ID:		026874107
Meeting Date:		MAY 16, 2007		Meeting Type:		Annual
Record Date:		MAR 23, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Marshall A. Cohen		For		For		Management
1.2		Elect Director Martin S. Feldstein		For		For		Management
1.3		Elect Director Ellen V. Futter		For		For		Management
1.4		Elect Director Stephen L. Hammerman		For		For		Management
1.5		Elect Director Richard C. Holbrooke		For		For		Management
1.6		Elect Director Fred H. Langhammer		For		For		Management
1.7		Elect Director George L. Miles, Jr.		For		For		Management
1.8		Elect Director Morris W. Offit		For		For		Management
1.9		Elect Director James F. Orr, III		For		For		Management
1.10		Elect Director Virginia M. Rometty		For		For		Management
1.11		Elect Director Martin J. Sullivan		For		For		Management
1.12		Elect Director Michael H. Sutton		For		For		Management
1.13		Elect Director Edmund S.W. Tse		For		For		Management
1.14		Elect Director Robert B. Willumstad		For		For		Management
1.15		Elect Director Frank G. Zarb		For		For		Management
2		Ratify Auditors		For		For		Management
3		Approve Omnibus Stock Plan		For		For		Management
4		Performance-Based and/or Time-Based Equity Awards		Against		Against		Shareholder

AT&T INC

 

Ticker:		T		Security ID:		00206R102
Meeting Date:		JUL 21, 2006		Meeting Type:		Special
Record Date:		JUN 1, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approve Merger Agreement		For		For		Management

AT&T INC

 

Ticker:		T		Security ID:		00206R102
Meeting Date:		APR 27, 2007		Meeting Type:		Annual
Record Date:		FEB 28, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director William F. Aldinger III		For		For		Management
2		Elect Director Gilbert F. Amelio		For		For		Management
3		Elect Director Reuben V. Anderson		For		For		Management
4		Elect Director James H. Blanchard		For		For		Management
5		Elect Director August A. Busch III		For		For		Management
6		Elect Director James P. Kelly		For		For		Management
7		Elect Director Charles F. Knight		For		For		Management
8		Elect Director Jon C. Madonna		For		For		Management
9		Elect Director Lynn M. Martin		For		For		Management
10		Elect Director John B. McCoy		For		For		Management
11		Elect Director Mary S. Metz		For		For		Management
12		Elect Director Toni Rembe		For		For		Management
13		Elect Director Joyce M. Roche		For		For		Management
14		Elect Director Randall L. Stephenson		For		For		Management
15		Elect Director Laura D’ Andrea Tyson		For		For		Management
16		Elect Director Patricia P. Upton		For		For		Management

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17		Elect Director Edward E. Whitacre, Jr.		For		For		Management
18		Ratify Auditors		For		For		Management
19		Compensation Specific-Severance Payments to Executives		For		For		Management
20		Report on Political Contributions		Against		For		Shareholder
21		Amend Articles/Bylaws/Charter - Call Special Meetings		Against		For		Shareholder
22		Pay For Superior Performance		Against		Against		Shareholder
23		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder
24		Establish SERP Policy		Against		Against		Shareholder

AVON PRODUCTS, INC.

 

Ticker:		AVP		Security ID:		054303102
Meeting Date:		MAY 3, 2007		Meeting Type:		Annual
Record Date:		MAR 15, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director W. Don Cornwell		For		For		Management
1.2		Elect Director Edward T. Fogarty		For		For		Management
1.3		Elect Director Fred Hassan		For		For		Management
1.4		Elect Director Andrea Jung		For		For		Management
1.5		Elect Director Maria Elena Lagomasino		For		For		Management
1.6		Elect Director Ann S. Moore		For		For		Management
1.7		Elect Director Paul S. Pressler		For		For		Management
1.8		Elect Director Gary M. Rodkin		For		For		Management
1.9		Elect Director Paula Stern		For		For		Management
1.10		Elect Director Lawrence A. Weinbach		For		For		Management
2		Ratify Auditors		For		For		Management
3		Amend Articles/Bylaws/Charter-Adopt Majority Voting		For		For		Management
4		Pay For Superior Performance		Against		Against		Shareholder

BCE INC.

 

Ticker:		BCE		Security ID:		05534B760
Meeting Date:		JUN 6, 2007		Meeting Type:		Annual/Special
Record Date:		APR 16, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Andre Berard		For		For		Management
1.2		Elect Director Ronald Alvin Brenneman		For		For		Management
1.3		Elect Director Richard James Currie		For		For		Management
1.4		Elect Director Anthony Smithson Fell		For		For		Management
1.5		Elect Director Donna Soble Kaufman		For		For		Management
1.6		Elect Director Brian Michael Levitt		For		For		Management
1.7		Elect Director Edward C. Lumley		For		For		Management
1.8		Elect Director Judith Maxwell		For		For		Management
1.9		Elect Director John Hector McArthur		For		For		Management
1.10		Elect Director Thomas Charles O’Neill		For		For		Management

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1.11		Elect Director James Allen Pattison		For		For		Management
1.12		Elect Director Robert Charles Pozen		For		For		Management
1.13		Elect Director Michael Jonathan Sabia		For		For		Management
1.14		Elect Director Paul Mathias Tellier		For		For		Management
1.15		Elect Director Victor Leyland Young		For		For		Management
2		Ratify Deloitte & Touche LLP as Auditors		For		For		Management
3		Change Company Name to Bell Canada Inc.		For		For		Management
4		Amend Stock Option Plan		For		For		Management

BOSTON SCIENTIFIC CORP.

 

Ticker:		BSX		Security ID:		101137107
Meeting Date:		MAY 8, 2007		Meeting Type:		Annual
Record Date:		MAR 9, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Ursula M. Burns		For		For		Management
1.2		Elect Director Marye Anne Fox		For		For		Management
1.3		Elect Director N.J. Nicholas, Jr.		For		For		Management
1.4		Elect Director John E. Pepper		For		For		Management
2		Declassify the Board of Directors		For		For		Management
3		Approve Increase in Size of Board		For		For		Management
4		Approve Repricing of Options		For		For		Management
5		Stock Retention/Holding Period		Against		Against		Shareholder
6		Ratify Auditors		For		For		Management
7		Other Business		For		For		Management

CAPITAL ONE FINANCIAL CORP.

 

Ticker:		COF		Security ID:		14040H105
Meeting Date:		AUG 22, 2006		Meeting Type:		Special
Record Date:		JUL 7, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approve Merger Agreement		For		For		Management
2		Adjourn Meeting		For		For		Management

CAPITAL ONE FINANCIAL CORP.

 

Ticker:		COF		Security ID:		14040H105
Meeting Date:		APR 26, 2007		Meeting Type:		Annual
Record Date:		FEB 28, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director W. Ronald Dietz		For		For		Management
1.2		Elect Director Lewis Hay, III		For		For		Management
1.3		Elect Director Mayo A. Shattuck, III		For		For		Management
2		Ratify Auditors		For		For		Management
3		Amend Articles of Incorporation - Remove Provision of Plurality Voting for the Election of Directors		For		For		Management
4		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder

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CAPITALSOURCE, INC

 

Ticker:		CSE		Security ID:		14055X102
Meeting Date:		MAY 3, 2007		Meeting Type:		Annual
Record Date:		MAR 15, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Andrew B. Fremder		For		For		Management
1.2		Elect Director Lawrence C. Nussdrof		For		For		Management
2		Ratify Auditors		For		For		Management

CERNER CORPORATION

 

Ticker:		CERN		Security ID:		156782104
Meeting Date:		MAY 25, 2007		Meeting Type:		Annual
Record Date:		MAR 30, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director G.E. Bisbee, Jr.		For		For		Management
1.2		Elect Director Nancy-Ann Deparle		For		For		Management
1.3		Elect Director Michael E. Herman		For		For		Management
2		Ratify Auditors		For		For		Management

CHECKFREE CORP.

 

Ticker:		CKFR		Security ID:		162813109
Meeting Date:		NOV 1, 2006		Meeting Type:		Annual
Record Date:		SEP 15, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Mark A. Johnson		For		For		Management
1.2		Elect Director Eugene F. Quinn		For		For		Management
2		Approve Qualified Employee Stock Purchase Plan		For		For		Management

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CHEVRON CORPORATION

 

Ticker:		CVX		Security ID:		166764100
Meeting Date:		APR 25, 2007		Meeting Type:		Annual
Record Date:		MAR 12, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director Samuel H. Armacost		For		For		Management
2		Elect Director Linnet F. Deily		For		For		Management
3		Elect Director Robert E. Denham		For		For		Management
4		Elect Director Robert J. Eaton		For		For		Management
5		Elect Director Sam Ginn		For		For		Management
6		Elect Director Franklyn G. Jenifer		For		For		Management
7		Elect Director Sam Nunn		For		For		Management
8		Elect Director David J. O’Reilly		For		For		Management
9		Elect Director Donald B. Rice		For		For		Management
10		Elect Director Peter J. Robertson		For		For		Management
11		Elect Director Kevin W. Sharer		For		For		Management
12		Elect Director Charles R. Shoemate		For		For		Management
13		Elect Director Ronald D. Sugar		For		For		Management
14		Elect Director Carl Ware		For		For		Management
15		Ratify Auditors		For		For		Management
16		Reduce Supermajority Vote Requirement		For		For		Management
17		Adopt Human Rights Policy		Against		Against		Shareholder
18		Adopt Greenhouse Gas Emission Reduction Goals		Against		Against		Shareholder
19		Adopt Animal Welfare Policy		Against		For		Shareholder
20		Separate Chairman and CEO Positions		Against		Against		Shareholder
21		Approve/Amend Terms of Existing Poison Pill		Against		Against		Shareholder
22		Report on Market Specific Environmental Laws		Against		Against		Shareholder

THE CHUBB CORP.

 

Ticker:		CB		Security ID:		171232101
Meeting Date:		APR 24, 2007		Meeting Type:		Annual
Record Date:		MAR 5, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Zoe Bard		For		For		Management
1.2		Elect Director Sheila P. Burke		For		For		Management
1.3		Elect Director James I. Cash, Jr.		For		For		Management
1.4		Elect Director Joel J. Cohen		For		For		Management
1.5		Elect Director John D. Finnegan		For		For		Management
1.6		Elect Director Klaus J. Mangold		For		For		Management
1.7		Elect Director David G. Scholey		For		For		Management
1.8		Elect Director Lawrence M. Small		For		For		Management
1.9		Elect Director Daniel E. Somers		For		For		Management
1.10		Elect Director Karen Hastie Williams		For		For		Management
1.11		Elect Director Alfred W. Zollar		For		For		Management
2		Ratify Auditors		For		For		Management
3		Amend Articles/Bylaws/Charter General Matters--Adopt Majority Vote Standard for the Election of Directors		For		For		Management
4		Report on Political Contributions		Against		For		Shareholder

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CITIGROUP INC.

 

Ticker:		C		Security ID:		172967101
Meeting Date:		APR 17, 2007		Meeting Type:		Annual
Record Date:		FEB 21, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director C. Michael Armstrong		For		For		Management
2		Elect Director Alain J.P. Belda		For		For		Management
3		Elect Director George David		For		For		Management
4		Elect Director Kenneth T. Derr		For		For		Management
5		Elect Director John M. Deutch		For		For		Management
6		Elect Director Roberto Hernandez Ramirez		For		For		Management
7		Elect Director Klaus Kleinfeld		For		For		Management
8		Elect Director Andrew N. Liveris		For		For		Management
9		Elect Director Anne Mulcahy		For		For		Management
10		Elect Director Richard D. Parsons		For		For		Management
11		Elect Director Charles Prince		For		For		Management
12		Elect Director Judith Rodin		For		For		Management
13		Elect Director Robert E. Rubin		For		For		Management
14		Elect Director Franklin A. Thomas		For		For		Management
15		Ratify Auditors		For		For		Management
16		Report on Government Service of Employees		Against		For		Shareholder
17		Report on Political Contributions		Against		For		Shareholder
18		Report on Charitable Contributions		Against		Against		Shareholder
19		Approve Report of the Compensation Committee		Against		Against		Shareholder
20		Report on Pay Disparity		Against		Against		Shareholder
21		Separate Chairman and CEO Positions		Against		Against		Shareholder
22		Stock Retention/Holding Period		Against		Against		Shareholder
23		Restore or Provide for Cumulative Voting		Against		For		Shareholder
24		Amend Bylaws to Permit Shareholders to Call Special Meetings		Against		For		Shareholder

CLEAR CHANNEL COMMUNICATIONS, INC.

 

Ticker:		CCU		Security ID:		184502102
Meeting Date:		MAR 21, 2007		Meeting Type:		Special
Record Date:		JAN 22, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approve Merger Agreement		For		For		Management
2		Adjourn Meeting		For		For		Management
3		Other Business		For		For		Management

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CLEAR CHANNEL COMMUNICATIONS, INC.

 

Ticker:		CCU		Security ID:		184502102
Meeting Date:		MAY 22, 2007		Meeting Type:		Special
Record Date:		MAR 23, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approve Merger Agreement		For		Against		Management
2		Adjourn Meeting		For		For		Management
3		Other Business		For		For		Management

CLEAR CHANNEL COMMUNICATIONS, INC.

 

Ticker:		CCU		Security ID:		184502102
Meeting Date:		MAY 22, 2007		Meeting Type:		Annual
Record Date:		APR 2, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director Alan D. Feld		For		For		Management
2		Elect Director Perry J. Lewis		For		For		Management
3		Elect Director L. Lowry Mays		For		For		Management
4		Elect Director Mark P. Mays		For		For		Management
5		Elect Director Randall T. Mays		For		For		Management
6		Elect Director B. J. McCombs		For		For		Management
7		Elect Director Phyllis B. Riggins		For		For		Management
8		Elect Director Theodore H. Strauss		For		For		Management
9		Elect Director J. C. Watts		For		For		Management
10		Elect Director John H. Williams		For		For		Management
11		Elect Director John B. Zachry		For		For		Management
12		Ratify Auditors		For		For		Management
13		Pay for Superior Performance		Against		Against		Shareholder
14		Report on Political Contributions		Against		For		Shareholder
15		Establish a Compensation Committee		Against		For		Shareholder
16		Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder

COMCAST CORP.

 

Ticker:		CMCSA		Security ID:		20030N101
Meeting Date:		MAY 23, 2007		Meeting Type:		Annual
Record Date:		MAR 15, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director S. Decker Anstrom		For		For		Management
1.2		Elect Director Kenneth J. Bacon		For		For		Management
1.3		Elect Director Sheldon M. Bonovitz		For		For		Management
1.4		Elect Director Edward D. Breen		For		For		Management
1.5		Elect Director Julian A. Brodsky		For		For		Management
1.6		Elect Director Joseph J. Collins		For		For		Management
1.7		Elect Director J. Michael Cook		For		For		Management
1.8		Elect Director Jeffrey A. Honickman		For		For		Management
1.9		Elect Director Brian L. Roberts		For		For		Management
1.10		Elect Director Ralph J. Roberts		For		For		Management
1.11		Elect Director Judith Rodin		For		For		Management
1.12		Elect Director Michael I. Sovern		For		For		Management

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2		Ratify Auditors		For		For		Management
3		Prohibit Executive Stock-Based Awards		Against		Against		Shareholder
4		Separate Chairman and CEO Positions		Against		Against		Shareholder
5		Prepare Sustainability Report		Against		For		Shareholder
6		Company-Specific — Adopt		Against		Against		Shareholder
		Recapitalization Plan
7		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder
8		Report on Pay Disparity		Against		Against		Shareholder
9		Report on Political Contributions		Against		For		Shareholder

CON-WAY INC

 

Ticker:		CNW		Security ID:		205944101
Meeting Date:		APR 17, 2007		Meeting Type:		Annual
Record Date:		MAR 1, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director John J. Anton		For		For		Management
1.2		Elect Director W. Keith Kennedy, Jr.		For		For		Management
1.3		Elect Director John C. Pope		For		For		Management
1.4		Elect Director Douglas W. Stotlar		For		For		Management
1.5		Elect Director Peter W. Stott		For		For		Management
2		Ratify Auditors		For		For		Management

CONOCOPHILLIPS

 

Ticker:		COP		Security ID:		20825C104
Meeting Date:		MAY 9, 2007		Meeting Type:		Annual
Record Date:		MAR 12, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director James E. Copeland, Jr.		For		For		Management
2		Elect Director Kenneth M. Duberstein		For		For		Management
3		Elect Director Ruth R. Harkin		For		For		Management
4		Elect Director William R. Rhodes		For		For		Management
5		Elect Director J. Stapleton Roy		For		For		Management
6		Elect Director William E. Wade, Jr.		For		For		Management
7		Ratify Auditors		For		For		Management
8		Report on Political Contributions		Against		For		Shareholder
9		Report on Renewable Energy Sources		Against		For		Shareholder
10		Require Director Nominee Qualifications		Against		Against		Shareholder
11		Report on Environmental Damage from Drilling in the National Petroleum Reserve		Against		Against		Shareholder
12		Report on Indigenous Peoples Rights Policies		Against		Against		Shareholder
13		Report on Community Impact of Operations		Against		Against		Shareholder

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CSX CORP.

 

Ticker:		CSX		Security ID:		126408103
Meeting Date:		MAY 2, 2007		Meeting Type:		Annual
Record Date:		MAR 14, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director D.M. Alvarado		For		For		Management
1.2		Elect Director E.E. Bailey		For		For		Management
1.3		Elect Director Sen. J.B. Breaux		For		For		Management
1.4		Elect Director S.T. Halverson		For		For		Management
1.5		Elect Director E.J. Kelly, III		For		For		Management
1.6		Elect Director R.D. Kunisch		For		For		Management
1.7		Elect Director S.J. Morcott		For		For		Management
1.8		Elect Director D.M. Ratcliffe		For		For		Management
1.9		Elect Director W.C. Richardson		For		For		Management
1.10		Elect Director F.S. Royal, M.D.		For		For		Management
1.11		Elect Director D.J. Shepard		For		For		Management
1.12		Elect Director M.J. Ward		For		For		Management
2		Ratify Auditors		For		For		Management
3		Limit Executive Compensation		Against		Against		Shareholder
4		Require a Majority Vote for the Election of Directors		Against		Against		Shareholder
5		Submit Severance Agreement (Change in Control) to shareholder Vote		Against		For		Shareholder
6		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		Against		Shareholder

CTRIP COM INTL LTD

 

Ticker:		CTRP		Security ID:		22943F100
Meeting Date:		OCT 17, 2006		Meeting Type:		Annual
Record Date:		SEP 1, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approve Distribution of 30% of the Company’s Net Income for 2006 (as Determined in Accordance with the Generally Accepted Accounting Principles in the United States and Reported in the Audited Consolidated Financial Statements of the Company for the Year)		For		For		Management
2		Amend Articles of Association of the Company		For		For		Management

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E.I. DU PONT DE NEMOURS & CO.

 

Ticker:		DD		Security ID:		263534109
Meeting Date:		APR 25, 2007		Meeting Type:		Annual
Record Date:		MAR 2, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Richard H. Brown		For		For		Management
1.2		Elect Director Robert A. Brown		For		For		Management
1.3		Elect Director Bertrand P. Collomb		For		For		Management
1.4		Elect Director Curtis J. Crawford		For		For		Management
1.5		Elect Director John T. Dillon		For		For		Management
1.6		Elect Director Eleuthere I. du Pont		For		For		Management
1.7		Elect Director Charles O. Holliday, Jr.		For		For		Management
1.8		Elect Director Lois D. Juliber		For		For		Management
1.9		Elect Director Masahisa Naitoh		For		For		Management
1.10		Elect Director Sean O’Keefe		For		For		Management
1.11		Elect Director William K. Reilly		For		For		Management
2		Ratify Auditors		For		For		Management
3		Approve Omnibus Stock Plan		For		For		Management
4		Report on Genetically Modified Organisms		Against		For		Shareholder
5		Evaluate Community Impact of Plant Closures or Layoffs		Against		Against		Shareholder
6		Report on PFOA Compounds in DuPont Products		Against		Against		Shareholder
7		Report on Lobbying Expenditures related to Environmental Pollution		Against		Against		Shareholder
8		Prepare a Global Warming Report		Against		Against		Shareholder
9		Report on Security of Chemical Facilities		Against		Against		Shareholder

ELECTRONIC DATA SYSTEMS CORP.

 

Ticker:		EDS		Security ID:		285661104
Meeting Date:		APR 17, 2007		Meeting Type:		Annual
Record Date:		FEB 16, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director W. Roy Dunbar		For		For		Management
2		Elect Director Martin C. Faga		For		For		Management
3		Elect Director S. Malcolm Gillis		For		For		Management
4		Elect Director Ray J. Groves		For		For		Management
5		Elect Director Ellen M. Hancock		For		For		Management
6		Elect Director Jeffrey M. Heller		For		For		Management
7		Elect Director Ray L. Hunt		For		For		Management
8		Elect Director Michael H. Jordan		For		For		Management
9		Elect Director Edward A. Kangas		For		For		Management
10		Elect Director James K. Sims		For		For		Management
11		Elect Director R. David Yost		For		For		Management
12		Ratify Auditors		For		For		Management
13		Performance-Based and/or Time-Based Equity Awards		Against		Against		Shareholder
14		Amend Bylaws — Call Special Meetings		Against		For		Shareholder

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ENERGY CONVERSION DEVICES, INC.

 

Ticker:		ENER		Security ID:		292659109
Meeting Date:		NOV 14, 2006		Meeting Type:		Annual
Record Date:		SEP 29, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Robert I. Frey		For		For		Management
1.2		Elect Director William J. Ketelhut		For		For		Management
1.3		Elect Director Florence I. Metz		For		For		Management
1.4		Elect Director Stanford R. Ovshinsky		For		For		Management
1.5		Elect Director Pasquale Pistorio		For		For		Management
1.6		Elect Director Stephen Rabinowitz		For		For		Management
1.7		Elect Director G.A. Schreiber, Jr.		For		For		Management
1.8		Elect Director Robert C. Stempel		For		For		Management
2		Ratify Auditors		For		For		Management
3		Approve Omnibus Stock Plan		For		For		Management
4		Increase Authorized Common Stock		For		For		Management

FEDERATED DEPARTMENT STORES, INC.

 

Ticker:		FD		Security ID:		31410H101
Meeting Date:		MAY 18, 2007		Meeting Type:		Annual
Record Date:		MAR 23, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Sara Levinson		For		For		Management
1.2		Elect Director Joseph Neubauer		For		For		Management
1.3		Elect Director Joseph Pichler		For		For		Management
1.4		Elect Director Joyce M. Roche		For		For		Management
1.5		Elect Director Karl von der Heyden		For		For		Management
1.6		Elect Director Craig E. Weatherup		For		For		Management
2		Ratify Auditors		For		For		Management
3		Change Company Name		For		For		Management
4		Amend Executive Incentive Bonus Plan		For		For		Management
5		Approve Deferred Compensation Plan		For		For		Management

FOCUS MEDIA HLDG LTD

 

Ticker:		FMCN		Security ID:		34415V109
Meeting Date:		OCT 20, 2006		Meeting Type:		Annual
Record Date:		AUG 28, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Election of the Director: David Feng Yu		For		For		Management
2		Election of the Director: Charles Chao		For		For		Management
3		Election of the Director: Daqing Qi		For		For		Management
4		Approval to increase the maximum number of Directors to thirteen		For		Against		Management
5		Approval of the 2006 Employee Share Option Plan and the Authorization of Officers to allot, Issue or Deliver Shares Pursuant to the 2006 Employee Share Option Plan.		For		For		Management
6		Ratify Auditors		For		For		Management

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GENENTECH, INC.

 

Ticker:		DNA		Security ID:		368710406
Meeting Date:		APR 20, 2007		Meeting Type:		Annual
Record Date:		FEB 20, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Herbert W. Boyer, Ph.D.		For		For		Management
1.2		Elect Director William M. Burns		For		For		Management
1.3		Elect Director Erich Hunziker, Ph.D.		For		For		Management
1.4		Elect Director Jonathan K.C. Knowles, Ph.D.		For		For		Management
1.5		Elect Director Arthur D. Levinson, Ph.D.		For		For		Management
1.6		Elect Director Debra L. Reed		For		For		Management
1.7		Elect Director Charles A. Sanders, M.D.		For		For		Management
2		Ratify Auditors		For		For		Management

GENERAL ELECTRIC CO.

 

Ticker:		GE		Security ID:		369604103
Meeting Date:		APR 25, 2007		Meeting Type:		Annual
Record Date:		FEB 26, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director James I. Cash, Jr.		For		For		Management
1.2		Elect Director William M. Castell		For		For		Management
1.3		Elect Director Ann M. Fudge		For		For		Management
1.4		Elect Director Claudio X. Gonzalez		For		For		Management
1.5		Elect Director Susan Hockfield		For		For		Management
1.6		Elect Director Jerry R. Immelt		For		For		Management
1.7		Elect Director Andrea Jung		For		For		Management
1.8		Elect Director Alan G. Lafley		For		For		Management
1.9		Elect Director Robert W. Lane		For		For		Management
1.10		Elect Director Ralph S. Larsen		For		For		Management
1.11		Elect Director Rochelle B. Lazarus		For		For		Management
1.12		Elect Director Sam Nunn		For		For		Management
1.13		Elect Director Roger S. Penske		For		For		Management
1.14		Elect Director Robert J. Swieringa		For		For		Management
1.15		Elect Director Douglas A. Warner III		For		For		Management
1.16		Elect Director Robert C. Wright		For		For		Management
2		Ratify Auditors		For		For		Management
3		Adopt Majority Vote Standard in Director Elections		For		For		Management

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4		Approve Omnibus Stock Plan		For		For		Management
5		Company-Specific-Approve Material Terms of Senior Officer Performance Goals		For		For		Management
6		Provide for Cumulative Voting		Against		For		Shareholder
7		Company-Specific — Adopt Policy on Overboarded Directors		Against		Against		Shareholder
8		Company-Specific — One Director from the Ranks of Retirees		Against		Against		Shareholder
9		Separate Chairman and CEO Positions		Against		For		Shareholder
10		Limit Dividend and Dividend Equivalent Payments to Executives		Against		For		Shareholder
11		Report on Charitable Contributions		Against		Against		Shareholder
12		Report on Global Warming		Against		Against		Shareholder
13		Adopt Ethical Criteria for Military Contracts		Against		Against		Shareholder
14		Report on Pay Disparity		Against		Against		Shareholder

GENERAL MOTORS CORP.

 

Ticker:		GM		Security ID:		370442105
Meeting Date:		JUN 5, 2007		Meeting Type:		Annual
Record Date:		APR 9, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Percy N. Barnevik		For		For		Management
1.2		Elect Director Erskine B. Bowles		For		For		Management
1.3		Elect Director John H. Bryan		For		For		Management
1.4		Elect Director Armando M. Codina		For		For		Management
1.5		Elect Director Erroll B. Davis, Jr.		For		For		Management
1.6		Elect Director George M.C. Fisher		For		For		Management
1.7		Elect Director Karen Katen		For		For		Management
1.8		Elect Director Kent Kresa		For		Withhold		Management
1.9		Elect Director Ellen J. Kullman		For		Withhold		Management
1.10		Elect Director Philip A. Laskawy		For		Withhold		Management
1.11		Elect Director Kathryn V. Marinello		For		For		Management
1.12		Elect Director Eckhard Pfeiffer		For		Withhold		Management
1.13		Elect Director G. Richard Wagoner, Jr.		For		For		Management
2		Ratify Auditors		For		Against		Management
3		Approve Executive Incentive Bonus Plan		For		For		Management
4		Approve Omnibus Stock Plan		For		For		Management
5		Publish Political Contributions		Against		Against		Shareholder
6		Limit on Directorships of Board Members		Against		Against		Shareholder
7		Adopt Greenhouse Gas Emissions Goals		Against		Against		Shareholder
8		Provide for Cumulative Voting		Against		For		Shareholder
9		Approve Terms of Existing Poison Pill		Against		For		Shareholder
10		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		Against		Shareholder
11		Performance-Based and/or Time-Based Equity Awards		Against		Against		Shareholder
12		Claw-back of Payments under Restatements		Against		Against		Shareholder
13		Optimize the Size of Board		Against		Against		Shareholder
14		Adopt Simple Majority Vote		Against		For		Shareholder

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HEWLETT-PACKARD CO.

 

Ticker:		HPQ		Security ID:		428236103
Meeting Date:		MAR 14, 2007		Meeting Type:		Annual
Record Date:		JAN 16, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director L.T. Babbio, Jr.		For		For		Management
2		Elect Director S.M. Baldauf		For		For		Management
3		Elect Director R.A. Hackborn		For		For		Management
4		Elect Director J.H. Hammergren		For		For		Management
5		Elect Director M.V. Hurd		For		For		Management
6		Elect Director R.L. Ryan		For		For		Management
7		Elect Director L.S. Salhany		For		For		Management
8		Elect Director G.K.Thompson		For		For		Management
9		Ratify Auditors		For		For		Management
10		Require Director Nominee Qualifications		Against		For		Shareholder
11		Separate Chairman and CEO Positions		Against		For		Shareholder
12		Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote		Against		Against		Shareholder
13		Performance-Based Equity Awards		Against		Against		Shareholder

HONEYWELL INTERNATIONAL, INC.

 

Ticker:		HON		Security ID:		438516106
Meeting Date:		APR 23, 2007		Meeting Type:		Annual
Record Date:		FEB 23, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director Gordon M. Bethune		For		For		Management
2		Elect Director Jaime Chico Pardo		For		For		Management
3		Elect Director David M. Cote		For		For		Management
4		Elect Director D. Scott Davis		For		For		Management
5		Elect Director Linnet F. Deily		For		For		Management
6		Elect Director Clive R. Hollick		For		For		Management
7		Elect Director James J. Howard		For		For		Management
8		Elect Director Ivan G. Seidenberg		For		For		Management
9		Elect Director Bradley T. Sheares		For		For		Management
10		Elect Director Eric K. Shinseki		For		For		Management
11		Elect Director John R. Stafford		For		For		Management
12		Elect Director Michael W. Wright		For		For		Management
13		Ratify Auditors		For		For		Management
14		Approve Nonqualified Employee Stock Purchase Plan		For		For		Management
15		Claw-back of Payments under Restatements		Against		Against		Shareholder
16		Performance-Based and/or Time-Based Equity Awards		Against		Against		Shareholder
17		Amend Articles/Bylaws/Charter — Call Special Meetings		Against		For		Shareholder
18		Remove Six Sigma Terminology		Against		Against		Shareholder

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INTEL CORP.

 

Ticker:		INTC		Security ID:		458140100
Meeting Date:		MAY 16, 2007		Meeting Type:		Annual
Record Date:		MAR 19, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director Craig R. Barrett		For		For		Management
2		Elect Director Charlene Barshefsky		For		For		Management
3		Elect Director Susan L. Decker		For		For		Management
4		Elect Director D. James Guzy		For		For		Management
5		Elect Director Reed E. Hundt		For		For		Management
6		Elect Director Paul S. Otellini		For		For		Management
7		Elect Director James D. Plummer		For		For		Management
8		Elect Director David S. Pottruck		For		For		Management
9		Elect Director Jane E. Shaw		For		For		Management
10		Elect Director John L. Thornton		For		For		Management
11		Elect Director David B. Yoffie		For		For		Management
12		Ratify Auditors		For		For		Management
13		Amend Omnibus Stock Plan		For		For		Management
14		Approve Executive Incentive Bonus Plan		For		For		Management
15		Limit Executive Compensation		Against		Against		Shareholder

INTERNATIONAL BUSINESS MACHINES CORP.

 

Ticker:		IBM		Security ID:		459200101
Meeting Date:		APR 24, 2007		Meeting Type:		Annual
Record Date:		FEB 23, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Cathleen Black		For		For		Management
1.2		Elect Director Kenneth I. Chenault		For		For		Management
1.3		Elect Director Juergen Dormann		For		For		Management
1.4		Elect Director Michael L. Eskew		For		For		Management
1.5		Elect Director Shirley Ann Jackson		For		For		Management
1.6		Elect Director Minoru Makihara		For		For		Management
1.7		Elect Director Lucio A. Noto		For		For		Management
1.8		Elect Director James W. Owens		For		For		Management
1.9		Elect Director Samuel J. Palmisano		For		For		Management
1.10		Elect Director Joan E. Spero		For		For		Management
1.11		Elect Director Sidney Taurel		For		For		Management
1.12		Elect Director Lorenzo H. Zambrano		For		For		Management
2		Ratify Auditors		For		For		Management
3		Reduce Supermajority Vote Requirement		For		For		Management
4		Reduce Supermajority Vote Requirement		For		For		Management
5		Reduce Supermajority Vote Requirement		For		For		Management
6		Reduce Supermajority Vote Requirement		For		For		Management
7		Restore or Provide for Cumulative Voting		Against		For		Shareholder
8		Evaluate Age Discrimination in Retirement Plans		Against		Against		Shareholder
9		Review Executive Compensation		Against		Against		Shareholder
10		Report on Outsourcing		Against		Against		Shareholder
11		Require a Majority Vote for the Election of Directors		Against		Against		Shareholder

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JPMORGAN CHASE & CO.

 

Ticker:		JPM		Security ID:		46625H100
Meeting Date:		MAY 15, 2007		Meeting Type:		Annual
Record Date:		MAR 16, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Crandall C. Bowles		For		For		Management
1.2		Elect Director Stephen B. Burke		For		For		Management
1.3		Elect Director James S. Crown		For		For		Management
1.4		Elect Director James Dimon		For		For		Management
1.5		Elect Director Ellen V. Futter		For		For		Management
1.6		Elect Director William H. Gray, III		For		For		Management
1.7		Elect Director Laban P. Jackson, Jr.		For		For		Management
1.8		Elect Director Robert I. Lipp		For		For		Management
1.9		Elect Director David C. Novak		For		For		Management
1.10		Elect Director Lee R. Raymond		For		For		Management
1.11		Elect Director William C. Weldon		For		For		Management
2		Ratify Auditors		For		For		Management
3		Put Repricing of Stock Options to Shareholder Vote		Against		Against		Shareholder
4		Performance-Based and/or Time-Based Equity Awards		Against		Against		Shareholder
5		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder
6		Separate Chairman and CEO Positions		Against		Against		Shareholder
7		Provide for Cumulative Voting		Against		For		Shareholder
8		Require a Majority Vote for the Election of Directors		Against		Against		Shareholder
9		Report on Political Contributions		Against		For		Shareholder
10		Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse		Against		Against		Shareholder

KANSAS CITY SOUTHERN

 

Ticker:		KSU		Security ID:		485170302
Meeting Date:		MAY 3, 2007		Meeting Type:		Annual
Record Date:		MAR 5, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Terrence P. Dunn		For		For		Management
1.2		Elect Director James R. Jones		For		For		Management
1.3		Elect Director Karen L. Pletz		For		For		Management
2		Ratify Auditors		For		For		Management

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KIMBERLY-CLARK CORP.

 

Ticker:		KMB		Security ID:		494368103
Meeting Date:		APR 26, 2007		Meeting Type:		Annual
Record Date:		FEB 26, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director James M. Jenness		For		For		Management
2		Elect Director Linda Johnson Rice		For		For		Management
3		Elect Director Marc J. Shapiro		For		For		Management
4		Ratify Auditors		For		For		Management
5		Declassify the Board of Directors		For		For		Management
6		Adopt Simple Majority Vote		Against		For		Shareholder
7		Adopt ILO Standards		Against		Against		Shareholder
8		Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber		Against		Against		Shareholder

KRAFT FOODS INC

 

Ticker:		KFT		Security ID:		50075N104
Meeting Date:		APR 24, 2007		Meeting Type:		Annual
Record Date:		FEB 28, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Ajay Banga		For		For		Management
1.2		Elect Director Jan Bennink		For		For		Management
1.3		Elect Director Louis C. Camilleri		For		For		Management
1.4		Elect Director Mark D. Ketchum		For		For		Management
1.5		Elect Director Richard A. Lemer		For		For		Management
1.6		Elect Director John C. Pope		For		For		Management
1.7		Elect Director Irene B. Rosenfeld		For		For		Management
1.8		Elect Director Mary L. Shapiro		For		For		Management
1.9		Elect Director Deborah C. Wright		For		For		Management
2		Ratify Auditors		For		For		Management

LUCENT TECHNOLOGIES INC.

 

Ticker:		LU		Security ID:		549463107
Meeting Date:		SEP 7, 2006		Meeting Type:		Special
Record Date:		JUL 17, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approve Merger Agreement		For		For		Management

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LYONDELL CHEMICAL CO.

 

Ticker:		LYO		Security ID:		552078107
Meeting Date:		MAY 3, 2007		Meeting Type:		Annual
Record Date:		MAR 5, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Carol A. Anderson		For		For		Management
1.2		Elect Director Susan K. Carter		For		For		Management
1.3		Elect Director Stephen I. Chazen		For		For		Management
1.4		Elect Director Travis Engen		For		For		Management
1.5		Elect Director Paul S. Halata		For		For		Management
1.6		Elect Director Danny W. Huff		For		For		Management
1.7		Elect Director David J. Lesar		For		For		Management
1.8		Elect Director David J.P. Meachin		For		For		Management
1.9		Elect Director Daniel J. Murphy		For		For		Management
1.10		Elect Director Dan F. Smith		For		For		Management
1.11		Elect Director William R. Spivey		For		For		Management
2		Ratify Auditors		For		For		Management
3		Report on Political Contributions		Against		For		Shareholder

MATTEL, INC.

 

Ticker:		MAT		Security ID:		577081102
Meeting Date:		MAY 18, 2007		Meeting Type:		Annual
Record Date:		MAR 30, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Michael J. Dolan		For		For		Management
1.2		Elect Director Robert A. Eckert		For		For		Management
1.3		Elect Director Frances D. Fergusson		For		For		Management
1.4		Elect Director Tully M. Friedman		For		For		Management
1.5		Elect Director Dominic Ng		For		For		Management
1.6		Elect Director Andrea L. Rich		For		For		Management
1.7		Elect Director Ronald L. Sargent		For		For		Management
1.8		Elect Director Dean A. Scarborough		For		For		Management
1.9		Elect Director Christopher A. Sinclair		For		For		Management
1.10		Elect Director G. Craig Sullivan		For		For		Management
1.11		Elect Director Kathy Brittain White		For		For		Management
2		Ratify Auditors		For		For		Management
3		Company Specific- Approve Majority Vote and Eliminate Cumulative Voting		For		Against		Management
4		Approve Executive Incentive Bonus Plan		For		For		Management
5		Limit Executive Compensation		Against		Against		Shareholder
6		Separate Chairman and CEO Positions		Against		Against		Shareholder
7		Report Progress on Improving Work and Living Conditions		Against		Against		Shareholder
8		Pay for Superior Performance		Against		Against		Shareholder

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MEADWESTVACO CORP.

 

Ticker:		MWV		Security ID:		583334107
Meeting Date:		APR 30, 2007		Meeting Type:		Annual
Record Date:		MAR 1, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director James M. Kilts		For		For		Management
1.2		Elect Director Douglas S. Luke		For		For		Management
1.3		Elect Director Robert C. McCormack		For		For		Management
1.4		Elect Director Edward M. Straw		For		For		Management
1.5		Elect Director Jane L. Warner		For		For		Management
2		Ratify Auditors		For		For		Management
3		Require a Majority Vote for the Election of Directors		Against		Against		Shareholder
4		Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote		Against		For		Shareholder

MERRILL LYNCH & CO., INC.

 

Ticker:		MER		Security ID:		590188108
Meeting Date:		APR 27, 2007		Meeting Type:		Annual
Record Date:		FEB 28, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director John D. Finnegan		For		For		Management
1.2		Elect Director Joseph W. Prueher		For		For		Management
1.3		Elect Director Ann N. Reese		For		For		Management
2		Ratify Auditors		For		For		Management
3		Restore or Provide for Cumulative Voting		Against		For		Shareholder
4		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder
5		Performance-Based and/or Time-Based Equity Awards		Against		Against		Shareholder

NEW YORK COMMUNITY BANCORP, INC.

 

Ticker:		NYB		Security ID:		649445103
Meeting Date:		MAY 30, 2007		Meeting Type:		Annual
Record Date:		APR 11, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Donald M. Blake		For		For		Management
1.2		Elect Director Michael J. Levine		For		For		Management
1.3		Elect Director Guy V. Molinari		For		For		Management
1.4		Elect Director John A. Pileski		For		For		Management
1.5		Elect Director John M. Tsimbinos		For		For		Management
2		Ratify Auditors		For		For		Management

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NOKIA CORP.

 

Ticker:		NOK		Security ID:		654902204
Meeting Date:		MAY 3, 2007		Meeting Type:		Annual
Record Date:		MAR 1, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Receive Financial Statements and Statutory Reports, Including Auditors’ Report; Accept Financial Statements and Statutory Reports		For		For		Management
2		Approve Allocation of Income and Dividends of EUR 0.43 Per Share		For		For		Management
3		Approve Discharge of Board and President		For		For		Management
4		Amend Articles to Comply with New Finnish Companies Act		For		For		Management
5		Approve Remuneration of Directors		For		For		Management
6		Fix Number of Directors at 11		For		For		Management
7.1		Elect Director Georg Ehrnrooth		For		For		Management
7.2		Elect Director Daniel R. Hesse		For		For		Management
7.3		Elect Director Bengt Holmstrom		For		For		Management
7.4		Elect Director Per Karlsson		For		For		Management
7.5		Elect Director Jorma Ollila		For		For		Management
7.6		Elect Director Marjorie Scardino		For		For		Management
7.7		Elect Director Keijo Suila		For		For		Management
7.8		Elect Director Vesa Vainio		For		For		Management
7.9		Elect Director Lalita D. Gupte		For		For		Management
7.10		Elect Director Henning Kagermann		For		For		Management
7.11		Elect Director Olli-Pekka Kallasvuo		For		For		Management
8		Approve Remuneration of Auditors		For		For		Management
9		Reelect PricewaterhouseCoopers Oy as Auditor		For		For		Management
10		Approve Stock Option Plan for Key Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights		For		For		Management
11		Approve Minimum EUR 2.3 Billion Reduction in Share Premium Account		For		For		Management
12		Amend 2001, 2003, and 2005 Stock Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund		For		For		Management
13		Approve Creation of Pool of Capital without Preemptive Rights Consisting of up to 800 Million Shares		For		For		Management
14		Authorize Repurchase of up to 10 Percent of Issued Share Capital		For		For		Management
15		Instruct Nokias Legal Counsels to vote in their discretion on your behalf only upon other matters properly brought before the meeting		None		Against		Management

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PACKAGING CORPORATION OF AMERICA

 

Ticker:		PKG		Security ID:		695156109
Meeting Date:		MAY 24, 2007		Meeting Type:		Annual
Record Date:		MAR 26, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Henry F. Frigon		For		For		Management
1.2		Elect Director Louis A. Holland		For		For		Management
1.3		Elect Director Samuel M. Mencoff		For		For		Management
1.4		Elect Director Roger B. Porter		For		For		Management
1.5		Elect Director Thomas S. Souleles		For		For		Management
1.6		Elect Director Paul T. Stecko		For		For		Management
1.7		Elect Director Rayford K. Williamson		For		For		Management
2		Ratify Auditors		For		For		Management

PFIZER INC.

 

Ticker:		PFE		Security ID:		717081103
Meeting Date:		APR 26, 2007		Meeting Type:		Annual
Record Date:		MAR 1, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Dennis A. Ausiello		For		For		Management
1.2		Elect Director Michael S. Brown		For		For		Management
1.3		Elect Director M. Anthony Burns		For		For		Management
1.4		Elect Director Robert N. Burt		For		For		Management
1.5		Elect Director W. Don Cornwell		For		For		Management
1.6		Elect Director William H. Gray, III		For		For		Management
1.7		Elect Director Constance J. Horner		For		For		Management
1.8		Elect Director William R. Howell		For		For		Management
1.9		Elect Director Jeffrey B. Kindler		For		For		Management
1.10		Elect Director George A. Lorch		For		For		Management
1.11		Elect Director Dana G. Mead		For		For		Management
1.12		Elect Director William C. Steere, Jr.		For		For		Management
2		Ratify Auditors		For		For		Management
3		Restore or Provide for Cumulative Voting		Against		For		Shareholder
4		Report on Animal Testing Policies		Against		Against		Shareholder
5		Amend Animal Welfare Policy		Against		Against		Shareholder
6		Require Director Nominee Qualifications		Against		Against		Shareholder

QWEST COMMUNICATIONS INTERNATIONAL INC.

 

Ticker:		Q		Security ID:		749121109
Meeting Date:		MAY 23, 2007		Meeting Type:		Annual
Record Date:		MAR 26, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director Richard C. Notebaert		For		For		Management
2		Elect Director Linda G. Alvarado		For		For		Management
3		Elect Director Charles L. Biggs		For		For		Management
4		Elect Director K. Dane Brooksher		For		For		Management
5		Elect Director Peter S. Hellman		For		For		Management
6		Elect Director R. David Hoover		For		For		Management
7		Elect Director Patrick J. Martin		For		For		Management
8		Elect Director Caroline Matthews		For		For		Management
9		Elect Director Wayne W. Murdy		For		For		Management

---

10		Elect Director Frank P. Popoff		For		For		Management
11		Elect Director James A. Unruh		For		For		Management
12		Elect Director Anthony Welters		For		For		Management
13		Ratify Auditors		For		For		Management
14		Amend Omnibus Stock Plan		For		For		Management
15		Performance-Based and/or Time-Based Equity Awards		Against		Against		Shareholder
16		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder
17		Submit Supplemental Executive Retirement Plans to Shareholder vote		Against		Against		Shareholder
18		Separate Chairman and CEO Positions		Against		Against		Shareholder

REGAL ENTERTAINMENT GROUP

 

Ticker:		RGC		Security ID:		758766109
Meeting Date:		MAY 9, 2007		Meeting Type:		Annual
Record Date:		APR 9, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Thomas D. Bell, Jr.		For		For		Management
1.2		Elect Director David H. Keyte		For		For		Management
1.3		Elect Director Lee M. Thomas		For		For		Management
2		Ratify Auditors		For		For		Management

RESEARCH IN MOTION LTD

 

Ticker:		RIM		Security ID:		760975102
Meeting Date:		JUL 18, 2006		Meeting Type:		Annual
Record Date:		MAY 29, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Directors Michael Lazaridis, James Balsillie, Douglas Fregin, Kendall Cork, James Estill, John Richardson and Douglas Wright		For		For		Management
2		Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors		For		For		Management

RESOURCES CONNECTION, INC.

 

Ticker:		RECN		Security ID:		76122Q105
Meeting Date:		OCT 19, 2006		Meeting Type:		Annual
Record Date:		SEP 5, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Donald B. Murray		For		For		Management

---

1.2		Elect Director A. Robert Pisano		For		For		Management
1.3		Elect Director Thomas D. Christopoul		For		For		Management
2		Amend Omnibus Stock Plan		For		For		Management
3		Ratify Auditors		For		For		Management

SALESFORCE.COM, INC.

 

Ticker:		CRM		Security ID:		79466L302
Meeting Date:		JUL 6, 2006		Meeting Type:		Annual
Record Date:		MAY 16, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Craig Ramsey		For		For		Management
1.2		Elect Director Sanford R. Robertson		For		For		Management
2		Ratify Auditors		For		For		Management

SARA LEE CORP.

 

Ticker:		SLE		Security ID:		803111103
Meeting Date:		OCT 26, 2006		Meeting Type:		Annual
Record Date:		SEP 1, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Brenda C. Barnes		For		For		Management
1.2		Elect Director J.T. Battenberg, III		For		For		Management
1.3		Elect Director Christopher B. Begley		For		For		Management
1.4		Elect Director Cynthia B. Carroll		For		For		Management
1.5		Elect Director Virgis W. Colbert		For		For		Management
1.6		Elect Director James S. Crown		For		For		Management
1.7		Elect Director Willie D. Davis		For		For		Management
1.8		Elect Director Laurette T. Koellner		For		For		Management
1.9		Elect Director Cornelis J.A. Van Lede		For		For		Management
1.10		Elect Director Sir Ian Prosser		For		For		Management
1.11		Elect Director Rozanne L. Ridgway		For		For		Management
1.12		Elect Director Jonathan P. Ward		For		For		Management
2		Ratify Auditors		For		For		Management
3		Separate Chairman and CEO Positions		Against		Against		Shareholder
4		Approve Report of the Compensation Committee		Against		Against		Shareholder

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SONY CORP.

 

Ticker:		6758		Security ID:		835699307
Meeting Date:		JUN 21, 2007		Meeting Type:		Annual
Record Date:		MAR 30, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Howard Stringer		For		For		Management
1.2		Elect Director Ryoji Chubachi		For		For		Management
1.3		Elect Director Katsumi Ihara		For		For		Management
1.4		Elect Director Akishige Okada		For		For		Management
1.5		Elect Director Hirobumi Kawano		For		For		Management
1.6		Elect Director Yotaro Kobayashi		For		For		Management
1.7		Elect Director Sakie T. Fukushima		For		For		Management
1.8		Elect Director Yoshihiko Miyauchi		For		For		Management
1.9		Elect Director Yoshiaki Yamauchi		For		For		Management
1.10		Elect Director Peter Bonfield		For		For		Management
1.11		Elect Director Fueo Sumita		For		For		Management
1.12		Elect Director Fujio Cho		For		For		Management
1.13		Elect Director Ned Lautenbach		For		For		Management
1.14		Elect Director Ryuji Yasuda		For		For		Management
2		Elect the independent Auditor.		For		For		Management
3		Issue Stock acquisition Rights for the Purpose of Granting Stock Options		For		For		Management
4		Amend the Articles of incorporation with respect to Disclosure to Shareholders regarding remuneration paid to each Director		Against		For		Shareholder

SUN MICROSYSTEMS, INC.

 

Ticker:		SUNW		Security ID:		866810104
Meeting Date:		NOV 2, 2006		Meeting Type:		Annual
Record Date:		SEP 6, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Scott G. McNealy		For		For		Management
1.2		Elect Director James L. Barksdale		For		For		Management
1.3		Elect Director Stephen M. Bennett		For		For		Management
1.4		Elect Director Robert J. Finocchio, Jr.		For		For		Management
1.5		Elect Director Patricia E. Mitchell		For		For		Management
1.6		Elect Director M. Kenneth Oshman		For		For		Management
1.7		Elect Director Jonathan I. Schwartz		For		For		Management
1.8		Elect Director Naomi O. Seligman		For		For		Management
2		Ratify Auditors		For		For		Management
3		Approve Executive Incentive Bonus Plan		For		For		Management
4		Approve Report of the Compensation Committee		Against		Against		Shareholder

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TENET HEALTHCARE CORP.

 

Ticker:		THC		Security ID:		88033G100
Meeting Date:		MAY 10, 2007		Meeting Type:		Annual
Record Date:		MAR 15, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Trevor Fetter		For		For		Management
1.2		Elect Director John Ellis (Jeb) Bush		For		For		Management
1.3		Elect Director Brenda J. Gaines		For		For		Management
1.4		Elect Director Karen M. Garrison		For		For		Management
1.5		Elect Director Edward A. Kangas		For		For		Management
1.6		Elect Director J. Robert Kerrey		For		For		Management
1.7		Elect Director Floyd D. Loop, M.D.		For		For		Management
1.8		Elect Director Richard R. Pettingill		For		For		Management
1.9		Elect Director James A. Unruh		For		For		Management
1.10		Elect Director J. McDonald Williams		For		For		Management
2		Amend Executive Incentive Bonus Plan		For		For		Management
3		Ratify Auditors		For		For		Management

THE TRAVELERS COMPANIES, INC.

 

Ticker:		TRV		Security ID:		89417E109
Meeting Date:		MAY 1, 2007		Meeting Type:		Annual
Record Date:		MAR 5, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Alan L. Beller		For		For		Management
1.2		Elect Director John H. Dasburg		For		For		Management
1.3		Elect Director Janet M. Dolan		For		For		Management
1.4		Elect Director Kenneth M. Duberstein		For		For		Management
1.5		Elect Director Jay S. Fishman		For		For		Management
1.6		Elect Director Lawrence G. Graev		For		For		Management
1.7		Elect Director Patricia L. Higgins		For		For		Management
1.8		Elect Director Thomas R. Hodgson		For		For		Management
1.9		Elect Director Cleve L. Killingsworth, Jr.		For		For		Management
1.10		Elect Director Robert I. Lipp		For		For		Management
1.11		Elect Director Blythe J. McGarvie		For		For		Management
1.12		Elect Director Glen D. Nelson, M.D.		For		For		Management
1.13		Elect Director Laurie J. Thomsen		For		For		Management
2		Ratify Auditors		For		For		Management
3		Company Specific- Majority Vote for the Election of Directors		For		For		Management

UNION PACIFIC CORP.

 

Ticker:		UNP		Security ID:		907818108
Meeting Date:		MAY 3, 2007		Meeting Type:		Annual
Record Date:		FEB 22, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Andrew H. Card, Jr.		For		For		Management
1.2		Elect Director Erroll B. Davis, Jr.		For		For		Management
1.3		Elect Director Thomas J. Donohue		For		For		Management
1.4		Elect Director Archie W. Dunham		For		For		Management
1.5		Elect Director Judith Richards Hope		For		For		Management
1.6		Elect Director Charles C. Krulak		For		For		Management

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1.7		Elect Director Michael W. McConnell		For		For		Management
1.8		Elect Director Thomas F. McLarty III		For		For		Management
1.9		Elect Director Steven R. Rogel		For		For		Management
1.10		Elect Director James R. Young		For		For		Management
2		Ratify Auditors		For		For		Management
3		Require a Majority Vote for the Election of Directors		Against		Against		Shareholder
4		Report on Political Contributions		Against		For		Shareholder

UNITED STATES STEEL CORP.

 

Ticker:		X		Security ID:		912909108
Meeting Date:		APR 24, 2007		Meeting Type:		Annual
Record Date:		FEB 23, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Robert J. Darnall		For		For		Management
1.2		Elect Director John G. Drosdick		For		For		Management
1.3		Elect Director Charles R. Lee		For		For		Management
1.4		Elect Director Jeffrey M. Lipton		For		For		Management
1.5		Elect Director Glenda G. McNeal		For		For		Management
1.6		Elect Director Patricia A. Tracey		For		For		Management
2		Ratify Auditors		For		For		Management

VERITAS DGC INC.

 

Ticker:		VTS		Security ID:		92343P107
Meeting Date:		JAN 9, 2007		Meeting Type:		Special
Record Date:		NOV 18, 2006

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Approve Merger Agreement		For		For		Management

WASTE MANAGEMENT, INC.

 

Ticker:		WMI		Security ID:		94106L109
Meeting Date:		MAY 4, 2007		Meeting Type:		Annual
Record Date:		MAR 9, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director Pastora San Juan Cafferty		For		For		Management
2		Elect Director Frank M. Clark, Jr.		For		For		Management
3		Elect Director Patrick W. Gross		For		For		Management
4		Elect Director Thomas I. Morgan		For		For		Management
5		Elect Director John C. Pope		For		For		Management
6		Elect Director W. Robert Reum		For		For		Management
7		Elect Director Steven G. Rothmeier		For		For		Management
8		Elect Director David P. Steiner		For		For		Management
9		Elect Director Thomas H. Weidemeyer		For		For		Management
10		Ratify Auditors		For		For		Management

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WATSON PHARMACEUTICALS, INC.

 

Ticker:		WPI		Security ID:		942683103
Meeting Date:		MAY 4, 2007		Meeting Type:		Annual
Record Date:		MAR 16, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Allen Chao		For		For		Management
1.2		Elect Director Michel J. Feldman		For		For		Management
1.3		Elect Director Fred G. Weiss		For		For		Management
2		Amend Omnibus Stock Plan		For		For		Management
3		Ratify Auditors		For		For		Management

WINDSTREAM CORP.

 

Ticker:		WIN		Security ID:		97381W104
Meeting Date:		MAY 9, 2007		Meeting Type:		Annual
Record Date:		MAR 16, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1.1		Elect Director Samuel E. Beall, III		For		For		Management
1.2		Elect Director Dennis E. Foster		For		For		Management
1.3		Elect Director Francis X. Frantz		For		For		Management
1.4		Elect Director Jeffery R. Gardner		For		For		Management
1.5		Elect Director Jeffrey T. Hinson		For		For		Management
1.6		Elect Director Judy K. Jones		For		For		Management
1.7		Elect Director William A. Montgomery		For		For		Management
1.8		Elect Director Frank E. Reed		For		For		Management
2		Approve Executive Incentive Bonus Plan		For		For		Management
3		Ratify Auditors		For		For		Management
4		Stock Retention/Holding Period		Against		Against		Shareholder

WYETH

 

Ticker:		WYE		Security ID:		983024100
Meeting Date:		APR 26, 2007		Meeting Type:		Annual
Record Date:		MAR 2, 2007

 

#		Proposal		Mgt Rec		Vote Cast		Sponsor
1		Elect Director Robert Essner		For		For		Management
2		Elect Director John D. Feerick		For		For		Management
3		Elect Director Frances D. Fergusson		For		For		Management
4		Elect Director Victor F. Ganzi		For		For		Management
5		Elect Director Robert Langer		For		For		Management
6		Elect Director John P. Mascotte		For		For		Management

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7		Elect Director Raymond J. McGuire		For		For		Management
8		Elect Director Mary Lake Polan		For		For		Management
9		Elect Director Bernard Poussot		For		For		Management
10		Elect Director Gary L. Rogers		For		For		Management
11		Elect Director Ivan G. Seidenberg		For		For		Management
12		Elect Director Walter V. Shipley		For		For		Management
13		Elect Director John R. Torell III		For		For		Management
14		Ratify Auditors		For		For		Management
15		Reduce Supermajority Vote Requirement		For		For		Management
16		Amend Omnibus Stock Plan		For		For		Management
17		Adopt Animal Welfare Policy		Against		For		Shareholder
18		Report on Policy to Limit Drug Supply to Canada		Against		For		Shareholder
19		Report on Political Contributions		Against		For		Shareholder
20		Claw-back of Payments under Restatements		Against		Against		Shareholder
21		Company-Specific - Interlocking Directorship		Against		Against		Shareholder
22		Disclose Information-Proposal Withdrawn. No Vote Required		Against		Against		Shareholder
23		Separate Chairman and CEO Positions		Against		Against		Shareholder
24		Advisory Vote to Ratify Named Executive Officers’ Compensation		Against		Against		Shareholder

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Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to be have been voted against management’s recommendation, regardless of whether the recommendation is ‘For’ or ‘Against,’ except where management has made no recommendation or has recommended that shareholders ‘Abstain.’

Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item: 1) a ballot market ‘Abstain’ is considered to have been voted for management’s recommendation to ‘Abstain’ and 2) a ballot voted ‘For” or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’

Where management has made no recommendation on a ballot item, the abbreviation “N/A” is used to denote that there is no applicable recommendation compared to which a vote may be ‘For’ or ‘Against’ the recommendation of management.

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

TCW Strategic Income Fund, Inc.
(Registrant)
By		/s/ Philip K. Holl, Secretary
		(Signature & Title)

 

 

Date		August 21, 2007