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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to buy Common Stock) | $ 6.16 | 08/10/2012 | M | 2,163 | (5) | 04/02/2016 | Common Stock | 2,163 | $ 0 | 110,814 | D | ||||
Option (Right to buy Common Stock) | $ 6.16 | 08/13/2012 | M | 108,789 | (5) | 04/02/2016 | Common Stock | 108,789 | $ 0 | 2,025 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TRUESDALE ANTHONY N 2101 91ST STREET NORTH BERGEN, NJ 07047 |
X | Chief Executive Officer |
/s/ Jean W. Frydman attorney-in-fact | 08/14/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares were sold for estate planning and portfolio diversification. |
(2) | Includes 296 shares acquired at $19.58 per share, 285 shares acquired at 22.10 per share, 60 shares acquired at 28.36 per share, 59 shares acquired at 28.82 per share, 54 shares acquired at 31.82 per share, 55 shares acquired at 30.85 per share, 324 shares acquired at 34.26 and 45 shares acquired at 44.41 per share under the Vitamin Shoppe 2010 Employee Stock Purchase Plan on June 30, 2010, September 30, 2010, December 30, 2010, March 30, 2011, June 30, 2011, September 30, 2011, December 30, 2011, March 30, 2012 and June 29, 2012 respectively. |
(3) | The $59.22 is the weighted average exercise price range from a range of 9 exercises. |
(4) | The $56.78 is the weighted average exercise price range from a range of 49 exercises. |
(5) | Options vest in four annual equal installments beginning April 2, 2006. |