UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
August 18, 2009
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BHP BILLITON LIMITED (ABN 49 004 028 077) (Exact name of Registrant as specified in its charter)
VICTORIA, AUSTRALIA (Jurisdiction of incorporation or organisation)
180 LONSDALE STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA (Address of principal executive offices) |
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BHP BILLITON PLC (REG. NO. 3196209) (Exact name of Registrant as specified in its charter)
ENGLAND AND WALES (Jurisdiction of incorporation or organisation)
NEATHOUSE PLACE, VICTORIA, LONDON, UNITED KINGDOM (Address of principal executive offices)
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F |
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] |
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] |
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Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No |
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If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
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Company Secretariat |
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17 August 2009
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To:
Australian Securities Exchange
London Stock Exchange
cc:
New York Stock Exchange
Swiss Stock Exchange
JSE Limited
Deutsche Bank
UBS Zurich
Notification of Change of Interests of
Persons Discharging Managerial Responsibility
(Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)
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Name of entities |
BHP Billiton Limited |
BHP Billiton Plc |
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ABN 49 004 028 077 |
REG NO 3196209 |
As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interests of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Listing Rules and Disclosure and Transparency Rules of the United Kingdom Listing Authority and the Group's Securities Dealing Procedure.
We (the entities) advise the following information under the UK Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the person discharging managerial responsibilities in accordance with the Group's Securities Dealing Procedure.
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Name of person discharging managerial responsibilities |
Ms K J Wood |
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Date of last notice |
16 June 2009 |
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Date issuer informed of transaction |
14 August 2009 |
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Date and place of transaction |
13 August 2009 (Australian Securities Exchange) |
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Nature of transaction |
The acquisition of 164,218 ordinary shares in BHP Billiton Ltd following the exercise of Performance Shares (80,000) under the Long Term Incentive Plan, Performance Rights (25,846) under the Performance Share Plan, Deferred Shares (58,372) under the Group Incentive Scheme and a subsequent on-market sale of 76,795 ordinary shares on the Australian Securities Exchange, made in order to meet expected tax obligations. In addition, an off-market transfer (disposal) of 600 ordinary shares was made to family members. |
Part 1 - Change of relevant interests in securities
Included in this Part are:
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Direct or indirect interest |
Direct |
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Nature of indirect interest (including registered holder) |
Ms Wood has an indirect interest in 38,282 ordinary shares in BHP Billiton Limited, as follows: (i) 38,000 ordinary shares in BHP Billiton Limited registered in the name of Sloan Wood Superannuation Fund. The Trustees of this private superannuation fund are K Wood and A Sloan; and (ii) 325 ordinary shares in BHP Billiton Limited held by Computershare Nominees on behalf of Shareplus participants as Acquired Shares under the scheme. Shareplus is an all employee share purchase plan of the BHP Billiton Group. No change to indirect holding |
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Date of change |
13 August 2009 |
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No. of securities held prior to change |
33,634 |
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Class |
Ordinary Shares in BHP Billiton Limited |
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Number acquired |
164,218 |
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Number disposed |
77,395 |
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Value/Consideration |
Exercise of 164,218 at nil cost Sale of 64,745 at $37.86, 12,050 at $37.98 & 600 at nil |
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No. of securities held after change |
120,457 |
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Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
The acquisition of 164,218 ordinary shares in BHP Billiton Ltd following the exercise of Performance Shares (80,000) under the Long Term Incentive Plan, Performance Rights (25,846) under the Performance Share Plan, Deferred Shares (58,372) under the Group Incentive Scheme and a subsequent on-market sale of 76,795 ordinary shares on the Australian Securities Exchange, made in order to meet expected tax obligations. In addition, an off-market transfer (disposal) of 600 ordinary shares was made to family members. |
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Any additional information |
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Part 2 - Change of interests in contracts other than as described in Part 3
Included in this Part are:
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Detail of contract |
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Nature of interest |
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Name of registered holder (if issued securities) |
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No. and class of securities to which interest related prior to change |
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Interest acquired |
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Interest disposed |
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Value/Consideration |
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Interest after change |
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Part 3 - Change
of interests in options or other rights granted by the entitiesIncluded in this Part are only details of options or other rights granted which have changed, save for the total number of securities over which options or other rights are held following this notification.
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Date of grant |
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Period during which or date on which exercisable |
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Total amount paid (if any) for the grant |
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Description of securities involved: class; number |
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Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise |
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Part 3 - Change of interests in options or other rights granted by the entities (cont'd)
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Total number of securities over which options or other rights held at the date of this notice |
30,778 - maximum number of Deferred Shares (ordinary shares of BHP Billiton Limited) under the GIS 584,187 - maximum number of Performance Shares (ordinary shares of BHP Billiton Limited) under the LTIP 325 - maximum number of Matched Shares (ordinary shares of BHP Billiton Limited) under the Shareplus _________ 615,290 - Total
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Any additional information |
This notification is in respect of an exercise of vested 2001 Performance Rights (25,846) under the Performance Share Plan, 2004 Performance Shares (80,000) under the Long Term Incentive Plan, and the exercise of vested 2005 (20,462), 2006 (18,267) and 2007 (19,643) Deferred Shares under the Group Incentive Scheme. |
Part 4 - Contact details
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Name of authorised officers responsible for making this notification on behalf of the entities |
Ms F Smith - BHP Billiton Limited Ms E Hobley - BHP Billiton Plc |
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Contact details
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Ms F Smith Tel: +61 3 9609 3179 Fax: +61 3 9609 4372 Ms E Hobley Tel: +44 20 7802 4054 Fax: +44 20 7802 3054 |
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BHP Billiton Limited ABN 49 004 028 077 Registered in Australia Registered Office: 180 Lonsdale Street Melbourne Victoria 3000 |
BHP Billiton Plc Registration number 3196209 Registered in England and Wales Registered Office: Neathouse Place London SW1V 1BH United Kingdom |
The BHP Billiton Group is headquartered in Australia
SIGNATURES
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
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BHP Billiton Limited and BHP Billiton Plc |
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Date: 18 August 2009 |
By: |
/s/ Jane McAloon |
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Name: |
Jane McAloon |
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Title: |
Group Company Secretary |