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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | (2) | (3) | (4) | Common Stock | 34,734 | 34,734 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Henriques George L 86 LEOMINSTER ROAD STERLING, MA 01564 |
President - Subsidiary |
Matthew L. Levitt, by Power of Attorney | 10/01/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Patterson Companies, Inc. Employee Stock Purchase Plan. |
(2) | Options granted as follows: 24,232 shares on 07/09/2001 at $17.155; 3,438 shares on 04/29/2002 at $22.57; 4,042 shares on 04/28/2003 at $19.965; and 3,022 shares on 04/26/2004 at $38.50. |
(3) | 2,372 shares are exercisable on 07/09/2005; 4,372 shares are exercisable on July 9 of each year 2006, 2007, 2008, 2009 and 2010; 3,438 shares on 04/29/2011; 4,042 shares on 04/28/2012; and 3,022 shares on 04/26/2013. |
(4) | All options expire 10 years after grant date. |