1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
11/13/2016 |
Common Stock
|
50,000
|
$
5.58
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
01/30/2017 |
Common Stock
|
25,000
|
$
5.9
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
02/22/2018 |
Common Stock
|
125,000
|
$
3.45
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This grant is comprised of an incentive stock option for 50,000 shares, of which 12,500 shares are currently exercisable and
12,500 shares become exercisable on each of November 13, 2008, 2009 and 2010. |
(2) |
This grant is comprised of (a) a non-qualified stock option for 3,369 shares, of which 1,123 shares are currently exercisable
and 1,123 shares become exercisable on each of January 30, 2009 and 2010, and (b) an incentive stock option for 21,631
shares, of which 5,127 shares are currently exercisable, 5,127 shares become exercisable on each of January 30, 2009 and
2010, and 6,250 shares become exercisable on January 30, 2011. |
(3) |
This grant is comprised of (a) a non-qualified stock option for 77,718 shares, of which no shares are currently exercisable,
31,250 shares become exercisable on each of February 22, 2009 and 2010, 12,953 shares become exercisable on February 22,
2011, and 2,265 shares become exercisable on February 22, 2012, and (b) an incentive stock option for 47,282 shares, of
which no shares are currently exercisable, 18,297 shares become exercisable on February 22, 2011 and 28,985 become
exercisable on February 22, 2012. |