UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
SJW CORP.
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(Name of Issuer)
COMMON STOCK, PAR VALUE $3.125
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(Title of Class of Securities)
784305104
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(CUSIP Number)
JOHN D. HUSSEY, ESQUIRE
SHEPPARD, MULLIN, RICHTER & HAMPTON LLP
333 SOUTH HOPE STREET, 48TH FLOOR
LOS ANGELES, CALIFORNIA 90071
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
APRIL 30, 2002
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 784305104 13D
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1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONs
(entities only)
ROSCOE MOSS, JR.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
NOT APPLICABLE
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
NOT APPLICABLE
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
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NUMBER OF 7 SOLE VOTING POWER
SHARES 470,578
BENEFICIALLY ------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH NONE
REPORTING ------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 470,578
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10 SHARED DISPOSITIVE POWER
NONE
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
470,578
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.6%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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Schedule 13D
Item 1. Security and Issuer
This statement relates to the Common Stock, par value $3.125 ("Common
Stock"), of SJW Corp. ("SJW"). The address of the principal executive office is:
SJW Corp.
374 West Santa Clara Street
San Jose, California 95113
Item 2. Identity and Background
The following information relates to the Reporting Person, as defined
below:
(a) Name: Roscoe Moss, Jr. (the "Reporting Person")
(b) Business Address: 4360 Worth Street, Los Angeles,
California 90063
(c) Principal Occupation: Chairman, Roscoe Moss Manufacturing
Company, 4360 Worth Street, Los Angeles, California 90063
(d) Criminal Convictions: None
(e) Securities Violations: None
(f) Citizenship: United States of America
Item 3. Source and Amount of Funds or Other Consideration
Not applicable.
Item 4. Purpose of Transaction
The securities were originally acquired for investment. The Reporting
Person has sold shares of common stock to the market to provide liquidity.
Item 5. Interest in Securities of the Issuer
(a) The Reporting Person beneficially owns 470,578 shares (15.6% of the
outstanding shares of SJW based on the most recently available filings with the
Commission).
(b) The Reporting Person, as the Trustee of the Roscoe Moss, Jr. Revocable
Trust Agreement, as amended, has sole power to vote and dispose of the shares.
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(c) The Reporting Person has sold an aggregate of 18,900 shares of common
stock in the 60 days prior to April 30, 2002 in multiple market transactions
effected through the American Stock Exchange.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
None.
Item 7. Material to be Filed as Exhibits
None.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: May 14, 2002 /s/ Roscoe Moss, Jr.
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Roscoe Moss, Jr.
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