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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy common stock) | $ 12.99 | 10/24/2014(1) | 10/24/2014 | M | 2,000 | 11/11/2006(4) | 05/10/2016 | Common Stock | 2,000 | $ 0 | 75,500 (5) | I | Shares held by Bienaime Family Trust (2) | ||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006(4) | 05/10/2016 | Common Stock | 10,000 | 10,000 | I | Held in irrevocable trust for Guillaume Bienaime (6) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006(4) | 05/10/2016 | Common Stock | 10,000 | 10,000 | I | Held in irrevocable trust for Pierre Bienaime (6) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006(4) | 05/10/2016 | Common Stock | 10,000 | 10,000 | I | Held in irrevocable trust for Paul Bienaime (6) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006(4) | 05/10/2016 | Common Stock | 10,000 | 10,000 | I | Held in irrevocable trust for Marc Bienaime (6) | |||||||
Stock Option (right to buy Common Stock) | $ 12.99 | 11/11/2006(4) | 05/10/2016 | Common Stock | 20,000 | 20,000 | I | Held in irrevocable trust for Aurelie Mitsuki Bienaime & Anais Kimiko Bienaime (6) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BIENAIME JEAN JACQUES C/O BIOMARIN PHARMACEUTICAL INC. 770 LINDARO ST. SAN RAFAEL, CA 94901 |
X | Chief Executive Officer |
/s/ Laura Randall Woodhead, Attorney-in-Fact | 10/28/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction made pursuant to a Rule 10b5-1 trading plan executed on August 20, 2014. |
(2) | The reporting person and his spouse act as trustees for the Bienaime Family Trust. |
(3) | All shares sold at same price |
(4) | Original option grant vests 6/48th on November 11, 2006, and 1/48th on the 11th day of every month thereafter. |
(5) | Reflects the numbers of stock options outstanding after the transaction from this specific stock option grant. |
(6) | The reporting person's spouse is the trust of each child's trust |