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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Phantom Stock | Â | 06/15/2005 | Â | P4 | 1,014.565 | Â | Â (1) | Â (1) | Common Stock | $ 25.65 | 16,694.618 | Â | ||
Phantom Stock | Â | 06/15/2005 | Â | P4 | 85.892 | Â | Â (1) | Â (1) | Common Stock | $ 25.65 | 16,780.51 | Â | ||
Phantom Stock | Â | 06/30/2005 | Â | P4 | 80.671 | Â | Â (1) | Â (1) | Common Stock | $ 27.31 | 16,861.181 | Â | ||
Phantom Stock | Â | 07/15/2005 | Â | P4 | 80.172 | Â | Â (1) | Â (1) | Common Stock | $ 27.48 | 16,941.353 | Â | ||
Phantom Stock | Â | 07/31/2005 | Â | P4 | 79.997 | Â | Â (1) | Â (1) | Common Stock | $ 27.54 | 17,021.35 | Â | ||
Phantom Stock | Â | 08/15/2005 | Â | P4 | 77.575 | Â | Â (1) | Â (1) | Common Stock | $ 28.4 | 17,098.925 | Â | ||
Phantom Stock | Â | 08/31/2005 | Â | P4 | 73.955 | Â | Â (1) | Â (1) | Common Stock | $ 29.79 | 17,172.88 | Â | ||
Phantom Stock | Â | 09/15/2005 | Â | P4 | 72.639 | Â | Â (1) | Â (1) | Common Stock | $ 30.33 | 17,245.518 | Â | ||
Phantom Stock | Â | 09/30/2005 | Â | P4 | 68.274 | Â | Â (1) | Â (1) | Common Stock | $ 32.27 | 17,313.793 | Â | ||
Phantom Stock | Â | 10/15/2005 | Â | P4 | 75.556 | Â | Â (1) | Â (1) | Common Stock | $ 29.16 | 17,389.349 | Â | ||
Phantom Stock | Â | 10/31/2005 | Â | P4 | 77.197 | Â | Â (1) | Â (1) | Common Stock | $ 28.54 | 17,466.546 | Â | ||
Phantom Stock | Â | 11/15/2005 | Â | P4 | 69.612 | Â | Â (1) | Â (1) | Common Stock | $ 31.65 | 17,536.158 | Â | ||
Phantom Stock | Â | 11/30/2005 | Â | P4 | 66.004 | Â | Â (1) | Â (1) | Common Stock | $ 33.38 | 17,602.162 | Â | ||
Phantom Stock | Â | 12/15/2005 | Â | P4 | 68.915 | Â | Â (1) | Â (1) | Common Stock | $ 31.97 | 17,671.077 | Â | ||
Phantom Stock | Â | 12/31/2005 | Â | P4 | 74.383 | Â | Â (1) | Â (1) | Common Stock | $ 29.62 | 17,745.46 | Â | ||
Phantom Stock | Â | 01/15/2006 | Â | P4 | 68.719 | Â | Â (1) | Â (1) | Common Stock | $ 32.06 | 17,814.179 | Â | ||
Phantom Stock | Â | 01/31/2006 | Â | P4 | 67.25 | Â | Â (1) | Â (1) | Common Stock | $ 32.76 | 17,881.429 | Â | ||
Phantom Stock | Â | 02/15/2006 | Â | P4 | 76.524 | Â | Â (1) | Â (1) | Common Stock | $ 28.79 | 17,957.953 | Â | ||
Phantom Stock | Â | 02/28/2006 | Â | P4 | 80.347 | Â | Â (1) | Â (1) | Common Stock | $ 27.42 | 18,038.301 | Â | ||
Phantom Stock | Â | 03/15/2006 | Â | P4 | 82.514 | Â | Â (1) | Â (1) | Common Stock | $ 26.7 | 18,120.815 | Â | ||
Phantom Stock | Â | 03/17/2006 | Â | P4 | 2,642.771 | Â | Â (1) | Â (1) | Common Stock | $ 27.01 | 20,763.586 | Â | ||
Phantom Stock | Â | 03/17/2006 | Â | P4 | 69.419 | Â | Â (1) | Â (1) | Common Stock | $ 27.01 | 20,833.005 | Â | ||
Phantom Stock | Â | 03/31/2006 | Â | P4 | 92.738 | Â | Â (1) | Â (1) | Common Stock | $ 27.8 | 20,925.743 | Â | ||
Phantom Stock | Â | 04/15/2006 | Â | P4 | 97.141 | Â | Â (1) | Â (1) | Common Stock | $ 26.54 | 21,022.884 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEECH JOHN E X1Â |
 |  |  Exec VP - Operations |  |
/s/ John E Leech | 04/16/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On reviewing the Section 16 reporting requirements relating to GulfMark Offshore, Inc.'s Executive Nonqualified Excess Plan, it was determined that the phantom stock units created by the deferral of compensation by both officers and directors should have been reported as a derivative security by the officer/director once the phantom stock unit was allocated to his account. This filing reports all transactions related to the phantom stock units in the plan allocated to the individual from his point of entry into the plan through March 31, 2009. Each phantom stock unit is the economic equivalent of one share of common stock. Subject to the provisions of the plan, the phantom stock units become payable only in common stock upon the officer/director's termination of service." |