United States
Securities and Exchange Commission
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
(Amendment No.
13)*
OMB Number 3235-0145 |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b) | |
Rule 13d-1(c) | |
√ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 100557107
KOCH C JAMES
U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person With:
4,527,555
0
4,502,999
0
4,531,211
31.87%
IN
The Boston Beer Company, Inc.
One Design Center Place
Suite 850
Boston, MA 02210
C. James Koch
One Design Center Place
Suite 850
Boston, MA 02210
U.S.A.
Class A Common Stock
100557107
As of December 31, 2008, Mr. Koch owned directly 378,672 shares of Issuer's Class A Common Stock and had the right to acquire directly (i) 4,107,355 shares of the Issuer's Class A Common Stock upon the conversation of an equal number of shares of the Issuer's Class B Common Stock held by Mr. Koch, (ii) 16,200 shares of the Issuer's Class A Common Stock upon the exercise of stock options which were vested as of December 31, 2008 or which would vest within 60 days thereof, and (iii) 772 shares of the Issuer's Class A Common Stock upon the vesting of certain restricted stock grants within 60 days of December 31, 2008, and (iv) had the right to vote an additional 298 unvested shares received in restricted stock grants. Further, Mr. Koch has sole voting and investment power over 23,486 shares of the Issuer's Class A Common Stock held by him as custodian for the benefit of his minor children, as to which shares Mr. Koch disclaims any beneficial ownership. In addition, 3,656 shares of the Issuer's Class A Common Stock are held by Mr. Koch's spouse as custodian for the benefit of his minor children, as to which shares Mr. Koch disclaims any benefical ownership. A trust in which Mr. Koch's children have a pecuniary interest holds shares of the Issuer's Class A Common Stock, as to which shares Mr. Koch disclaims any beneficial ownership.
Mr. Koch beneficially owns 31.85% of the Issuer's Class A Common Stock. In addition, Mr. Koch could be deemed to be a beneficial owner, for purposes of this Schedule 13G, of an additional 27,142 shares of Class A Common Stock of the Issuer as described in Item 4(a) above. Beneficial ownership of such shares would constitute beneficial ownership of an additional 0.02% of the Issuer's Class A Common Stock.
4,527,555
0
4,502,999
0
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .
Not applicable
Not applicable
Not applicable
Not applicable
Not applicable
Not applicable.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)