UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21980
Alpine Total Dynamic Dividend Fund
(Exact name of registrant as specified in charter)
2500 Wetchester Avenue, Suite 215, Purchase, NY 10577
(Address of principal executive offices) (Zip code)
Alpine Woods Capital Investors, LLC, 2500
2500 Westchester Avenue, Suite 215
Purchase, NY 10577
(Name and Address of Agent for Service)
With copy to:
Thomas R. Westle, Esq.
Blank Rome LLP
405 Lexington Ave.
New York, NY 10174
Registrant’s Telephone Number, including Area Code: (914) 251-0880
Date of fiscal year end: October 31
Date of reporting period: July 1, 2008 - June 30, 2009
Item 1 — Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21980
Reporting Period: 07/01/2008 - 06/30/2009
Alpine Total Dynamic Dividend Fund
====================== ALPINE TOTAL DYNAMIC DIVIDEND FUND ======================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For For Management
1.4 Elect Director W.J. Farrell For For Management
1.5 Elect Director H.L. Fuller For For Management
1.6 Elect Director W.A. Osborn For For Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director W.A. Reynolds For For Management
1.9 Elect Director R.S. Roberts For For Management
1.10 Elect Director S.C. Scott, III For For Management
1.11 Elect Director W.D. Smithburg For For Management
1.12 Elect Director G.F. Tilton For For Management
1.13 Elect Director M.D. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Report on Animal Testing Against Against Shareholder
6 Adopt Principles for Health Care Reform Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Bachmann For Withhold Management
1.2 Elect Director Michael S. Jeffries For Withhold Management
1.3 Elect Director John W. Kessler For Withhold Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Death Benefits/Golden Coffins Against For Shareholder
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: FEB 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn S. Fuller For For Management
1.2 Elect Director Judith M. Gueron For For Management
1.3 Elect Director Patricia F. Russo For For Management
1.4 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditor For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
--------------------------------------------------------------------------------
ALCON INC.
Ticker: ACL Security ID: H01301102
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2008 ANNUAL REPORT AND For Did Not Vote Management
ACCOUNTS OF ALCON, INC.AND THE 2008
CONSOLIDATED FINANCIAL STATEMENTS OF
ALCON, INC.AND SUBSIDIARIES
2 APPROPRIATION OF AVAILABLE EARNINGS AND For Did Not Vote Management
PROPOSED DIVIDEND TOSHAREHOLDERS FOR
THE FINANCIAL YEAR 2008
3 DISCHARGE OF THE MEMBERS OF THE BOARD For Did Not Vote Management
OF DIRECTORS FOR THEFINANCIAL YEAR 2008
4 ELECTION OF KPMG AG, ZUG, AS GROUP AND For Did Not Vote Management
PARENT COMPANY AUDITORS
5 ELECTION OF OBT AG, ZURICH, AS SPECIAL For Did Not Vote Management
AUDITORS
6 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management
KEVIN BUEHLER
7 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management
PAUL BULCKE
8 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management
JOAN MILLER, M.D.
9 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management
HERMANN WIRZ
10 APPROVAL OF SHARE CANCELLATION For Did Not Vote Management
11 EDITORIAL AMENDMENTS TO THE ARTICLES OF For Did Not Vote Management
ASSOCIATION
--------------------------------------------------------------------------------
AMERICAN CAPITAL LTD
Ticker: ACAS Security ID: 02503Y103
Meeting Date: FEB 19, 2009 Meeting Type: Special
Record Date: JAN 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Issue Below Net Asset For For Management
Value
2 Approve Adjournment of Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN CAPITAL, LTD.
Ticker: ACAS Security ID: 02503Y103
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary C. Baskin For For Management
2 Elect Director Neil M. Hahl For For Management
3 Elect Director Philip R. Harper For For Management
4 Elect Director John A. Koskinen For For Management
5 Elect Director Stan Lundine For For Management
6 Elect Director Kenneth D. Peterson, Jr. For For Management
7 Elect Director Alvin N. Puryear For For Management
8 Elect Director Malon Wilkus For For Management
9 Approve Reverse Stock Split For Against Management
10 Approve Stock Option Plan For Against Management
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director Ralph D. Crosby, Jr. For For Management
1.4 Elect Director Linda A. Goodspeed For For Management
1.5 Elect Director Thomas E. Hoaglin For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Lionel L. Nowell III For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Kathryn D. Sullivan For For Management
1.11 Elect Director Sara Martinez Tucker For For Management
1.12 Elect Director John F. Turner For For Management
2 Eliminate Cumulative Voting and Adopt For For Management
Majority Voting for Uncontested
Election of Directors
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: MT Security ID: 03938L104
Meeting Date: JUN 17, 2009 Meeting Type: Special
Record Date: MAY 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights Within Limits of
Authorized Capital and Amend Article
5.5 Accordingly
--------------------------------------------------------------------------------
ASTELLAS PHARMA INC. (FRMLY. YAMANOUCHI PHARMACEUTICAL CO. LTD.)
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 23, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
AT&T INC
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director William F. Aldinger III For Against Management
1.3 Elect Director Gilbert F. Amelio For Against Management
1.4 Elect Director Reuben V. Anderson For For Management
1.5 Elect Director James H. Blanchard For Against Management
1.6 Elect Director August A. Busch III For For Management
1.7 Elect Director Jaime Chico Pardo For For Management
1.8 Elect Director James P. Kelly For For Management
1.9 Elect Director Jon C. Madonna For For Management
1.10 Elect Director Lynn M. Martin For For Management
1.11 Elect Director John B. McCoy For For Management
1.12 Elect Director Mary S. Metz For For Management
1.13 Elect Director Joyce M. Roche For For Management
1.14 Elect Director Laura D Andrea Tyson For For Management
1.15 Elect Director Patricia P. Upton For Against Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Report on Political Contributions Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Exclude Pension Credits ftom Earnings Against For Shareholder
Performance Measure
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED, BEIJING
Ticker: Security ID: Y0698A107
Meeting Date: JUN 18, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the For For Management
Supervisors
3 Approve Profit Distribution Plan For For Management
4 Accept Annual Financial Statements For For Management
5 Approve Annual Budget for Year 2009 For For Management
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Ltd.
Co. and PricewaterhouseCoopers Hong
Kong as External Auditors
7a Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Xiao Gang, the Chairman
of the Board of Directors
7b Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Li Lihui, the Vice
Chairman of the Board of Directors and
the President of the Bank
7c Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Li Zaohang, the
Executive Director and the Executive
Vice President of the Bank
7d Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Zhou Zaiqun, the
Executive Director and the Executive
Vice President of the Bank
7e Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Liu Ziqiang, the
Chairman of the Board of Supervisors
7f Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Wang Xueqiang, the
Supervisor of the Bank
7g Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Liu Wanming, the
Supervisor of the Bank
8a Reelect Seah Lim Huat Peter as a For For Management
Non-Executive Director
8b Reelect Alberto Togni as an Independent For For Management
Non-Executive Director
9 Approve Proposal for Supplemental For For Management
Delegation of Authorities by the
Shareholders' Meeting to the Board of
Directors of the Bank
10 Amend Articles Re: Profit Distribution For For Management
Policy
11 Approve Issuance of RMB-Denominated For Against Management
Bonds in Hong Kong for a Total Amount
Not Exceeding RMB 10 Billion by the End
of 2010
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Boomer For For Management
1.2 Elect Director James R. Gavin III For For Management
1.3 Elect Director Peter S. Hellman For For Management
1.4 Elect Director K. J. Storm For For Management
2 Ratify Auditors For For Management
3 Report on Animal Testing Against Against Shareholder
--------------------------------------------------------------------------------
BECTON DICKINSON & CO
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 3, 2009 Meeting Type: Annual
Record Date: DEC 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - C.M. FRASER-LIGGETT For For Management
1.2 Elect Nominee - E.J. LUDWIG For For Management
1.3 Elect Nominee - W.J. OVERLOCK, JR. For For Management
1.4 Elect Nominee - B.L. SCOTT For For Management
2 Ratify Appointment of Auditors For For Management
3 Eliminate Classified Board For For Management
4 Add Shares to 2004 Director and For For Management
Employee Equity-Based Compensation Plan
5 Reapprove Incentive Plan/Performance For For Management
Criteria for OBRA
6 Allow Shareholders to Call Special Against For Shareholder
Meeting
7 Adopt Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062XBBH
Meeting Date: JUN 3, 2009 Meeting Type: Proxy Contest
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Lawrence C. Best For Did Not Vote Management
1.2 Elect Director Alan B. Glassberg For Did Not Vote Management
1.3 Elect Director Robert W. Pangia For Did Not Vote Management
1.4 Elect Director William D. Young For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Adopt Majority Voting for Uncontested For Did Not Vote Management
Election of Directors
4 Fix Size of Board at 13 and Remove the Against Did Not Vote Shareholder
Board's Ability to Change the Size of
the Board
5 Reincorporate in Another State [North Against Did Not Vote Shareholder
Dakota]
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card)
1.1 Elect Director Alexander J. Denner For For Shareholder
1.2 Elect Director Richard C. Mulligan For For Shareholder
1.3 Elect Director Thomas F. Deuel For Withhold Shareholder
1.4 Elect Director David Sidransky For Withhold Shareholder
2 Fix Size of Board at 13 and Remove the For For Shareholder
Board's Ability to Change the Size of
the Board
3 Reincorporate in Another State [North For Against Shareholder
Dakota]
4 Ratify Auditors For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
C & C GROUP PLC
Ticker: G1826G107 Security ID: G1826G107
Meeting Date: JUL 11, 2008 Meeting Type: AGM
Record Date: JUN 13, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Financial Statements/Reports For For Management
2. Approve Dividend For For Management
3. Elect/Appoint Director: John Holberry For For Management
4. Elect/Appoint Director: John Burgess For For Management
5. Elect/Appoint Director: John Hogan For For Management
6. Elect/Appoint Director: Philip Lynch For Against Management
7. Approve Auditors Remuneration For For Management
8. Approve Share Issue For For Management
S.9 Approve Share Issue - Disapplication of For For Management
Preemptive Rights
S.10 Approve Share Buyback For For Management
S.11 Approve Use of Treasury Shares For For Management
12. Authorize Electronic Transmission of For For Management
Information to Shareholders
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. H. Armacost For For Management
1.2 Elect Director L. F. Deily For For Management
1.3 Elect Director R. E. Denham For For Management
1.4 Elect Director R. J. Eaton For For Management
1.5 Elect Director E. Hernandez For For Management
1.6 Elect Director F. G. Jenifer For For Management
1.7 Elect Director S. Nunn For For Management
1.8 Elect Director D. J. O'Reilly For For Management
1.9 Elect Director D. B. Rice For For Management
1.10 Elect Director K. W. Sharer For For Management
1.11 Elect Director C. R. Shoemate For For Management
1.12 Elect Director R. D. Sugar For For Management
1.13 Elect Director C. Ware For For Management
1.14 Elect Director J. S. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
8 Adopt Guidelines for Country Selection Against For Shareholder
9 Adopt Human Rights Policy Against For Shareholder
10 Report on Market Specific Environmental Against Against Shareholder
Laws
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD.
Ticker: Security ID: Y1434M116
Meeting Date: JUN 29, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Annual Report For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Plan For For Management
6 Approve Financial Budget Plan for the For For Management
Year 2009
7 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
8a Reelect Kong Dan as Director For For Management
8b Reelect Chang Zhenming as Director For For Management
8c Reelect Chen Xiaoxian as Director For For Management
8d Reelect Dou Jianzhong as Director For For Management
8e Reelect Ju Weimin as Director For For Management
8f Reelect Zhang Jijing as Director For For Management
8g Reelect Wu Beiying as Director For For Management
8h Reelect Chan Hui Dor Lam Doreen as For For Management
Director
8i Reelect Guo Ketong as Director For Against Management
8j Reelect Jose Ignacio Goirigolzarri as For For Management
Director
8k Elect Jose Andres Barreiro Hernandez as For For Management
Director
8l Reelect Bai Chong-En as Director For For Management
8m Reelect Ai Hongde as Director For For Management
8n Reelect Xie Rong as Director For For Management
8o Reelect Wang Xiangfei as Director For For Management
8p Reelect Li Zheping as Director For For Management
9a Reelect Wang Chuan as Supervisor For For Management
9b Reelect Wang Shuanlin as Supervisor For For Management
9c Reelect Zhuang Yumin as Supervisor For For Management
9d Reelect Luo Xiaoyuan as Supervisor For For Management
9e Reelect Zheng Xuexue as Supervisor For For Management
10 Approve Acquisition of a 70.32 Percent For For Management
Interest in CITIC International
Financial Hldgs. Ltd. from Gloryshare
Investments Ltd.
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CLEVELAND-CLIFFS INC
Ticker: CLF Security ID: 185896107
Meeting Date: OCT 3, 2008 Meeting Type: Special
Record Date: SEP 2, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Control Share Acquisition - Against Against Management
Non-Interested Holders Only
--------------------------------------------------------------------------------
CME GROUP INC
Ticker: CME Security ID: 12572Q105
Meeting Date: AUG 18, 2008 Meeting Type: Special
Record Date: JUL 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Board Size For For Management
2 Approve Stock Issuance to Complete For For Management
Merger
3 Approve Adjournment of Meeting For For Management
--------------------------------------------------------------------------------
CNOOC LTD
Ticker: CEOHF Security ID: Y1662W117
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wu Guangqi as Executive For For Management
Director
3b Reelect Cao Xinghe as Non-Executive For For Management
Director
3c Reelect Wu Zhenfang as Non-Executive For For Management
Director
3d Reelect Edgar W. K. Cheng as For For Management
Independent Non-Executive Director
3e Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Cahill For For Management
1.2 Elect Director Jill K. Conway For For Management
1.3 Elect Director Ian Cook For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director J. Pedro Reinhard For For Management
1.9 Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
CONAGRA FOODS INC
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2008 Meeting Type: Annual
Record Date: AUG 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - MOGENS C. BAY For For Management
1.2 Elect Nominee - STEPHEN G. BUTLER For For Management
1.3 Elect Nominee - STEVEN F. GOLDSTONE For For Management
1.4 Elect Nominee - W.G. JURGENSEN For For Management
1.5 Elect Nominee - RUTH ANN MARSHALL For For Management
1.6 Elect Nominee - GARY M. RODKIN For For Management
1.7 Elect Nominee - ANDREW J. SCHINDLER For For Management
1.8 Elect Nominee - KENNETH E. STINSON For For Management
2 Ratify Appointment of Auditors For For Management
--------------------------------------------------------------------------------
CONSOL ENERGY, INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer, Sr. For Withhold Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Provide Early Disclosure of Shareholder Against For Shareholder
Proposal Voting Results
--------------------------------------------------------------------------------
CVS CAREMARK CORP
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director C. David Brown II For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Kristen E. Gibney For For Management
Williams
1.5 Elect Director Marian L. Heard For For Management
1.6 Elect Director William H. Joyce For For Management
1.7 Elect Director Jean-Pierre Million For For Management
1.8 Elect Director Terrence Murray For For Management
1.9 Elect Director C.A. Lance Piccolo For For Management
1.10 Elect Director Sheli Z. Rosenberg For For Management
1.11 Elect Director Thomas M. Ryan For For Management
1.12 Elect Director Richard J. Swift For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Require Independent Board Chairman Against For Shareholder
5 Report on Political Contributions Against For Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
DAIICHI SANKYO CO. LTD.
Ticker: 4568 Security ID: J11257102
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For Against Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
--------------------------------------------------------------------------------
DE LA RUE PLC, BASINGSTOKE HAMPSHIRE
Ticker: G2702K121 Security ID: G2702K121
Meeting Date: NOV 14, 2008 Meeting Type: EGM
Record Date: OCT 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
S.1 Approve Return of Capital For For Management
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTLSF Security ID: D2035M136
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Vote Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.78 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2008
4 Approve Postponement of Discharge for For Did Not Vote Management
Former Supervisory Board Member Klaus
Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board For Did Not Vote Management
Members, Excluding Klaus Zumwinkel, for
Fiscal 2008
6 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors for Fiscal 2009
7 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance or Cancellation of
Repurchased Shares
8 Elect Joerg Asmussen to the Supervisory For Did Not Vote Management
Board
9 Elect Ulrich Schroeder to the For Did Not Vote Management
Supervisory Board
10 Approve Affiliation Agreements with For Did Not Vote Management
Subsidiary Interactive Media CCSP GmbH
11 Approve Creation of EUR 2.2 Billion For Did Not Vote Management
Pool of Capital without Preemptive
Rights
12 Approve Creation of EUR 38.4 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
13 Amend Articles Re: Audio/Video For Did Not Vote Management
Transmission of Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
14 Amend Articles Re: Attestation of For Did Not Vote Management
Shareholding and Voting Rights
Representation at Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For Withhold Management
1.2 Elect Director Lawrence R. Dickerson For Withhold Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For Withhold Management
1.8 Elect Director Arthur L. Rebell For Withhold Management
1.9 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
E.ON AG (FORMERLY VEBA AG)
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Elect Jens Heyerdahl to the Supervisory For For Management
Board
6a Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2009
6b Ratify PricewaterhouseCoopers AG as For For Management
Auditors for the Inspection of the
Abbreviated Financial Statements for
the First Half of Fiscal 2009
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares; Authorize Use of
Financial Derivatives When Repurchasing
Shares
8 Approve Creation of EUR 460 Million For For Management
Pool of Capital without Preemptive
Rights
9a Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5
Billion; Approve Creation of EUR 175
Million Pool of Capital to Guarantee
Conversion Rights
9b Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5
Billion; Approve Creation of EUR 175
Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Corporate Purpose For For Management
11a Amend Articles Re: Audio and Video For For Management
Transmission at Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
11b Amend Articles Re: Voting Rights For For Management
Representation at Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
11c Amend Articles Re: Convocation of For For Management
Annual Meeting due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
12 Approve Affiliation Agreement with E.ON For For Management
Einundzwanzigste Verwaltungs GmbH
13 Approve Affiliation Agreement with E.ON For For Management
Zweiundzwanzigste Verwaltungs GmbH
--------------------------------------------------------------------------------
EISAI CO. LTD.
Ticker: 4523 Security ID: J12852117
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
2.1 Elect Director Haruo Naito For For Management
2.2 Elect Director Tetsushi Ogawa For For Management
2.3 Elect Director Hiroyuki Mitsui For For Management
2.4 Elect Director Akira Fujiyoshi For For Management
2.5 Elect Director Ko-Yung Tung For For Management
2.6 Elect Director Shinji Hatta For For Management
2.7 Elect Director Norihiko Tanikawa For Against Management
2.8 Elect Director Satoru Anzaki For For Management
2.9 Elect Director Junji Miyahara For For Management
2.10 Elect Director Kimitoshi Yabuki For For Management
2.11 Elect Director Christina Ahmadjian For For Management
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 20, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Feldstein For Withhold Management
1.2 Elect Director J. Erik Fyrwald For Withhold Management
1.3 Elect Director Ellen R. Marram For Withhold Management
1.4 Elect Director Douglas R. Oberhelman For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
ENAGAS SA
Ticker: ENG Security ID: E41759106
Meeting Date: MAR 26, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for 2008
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Reappoint Deloitte S.L as External For Against Management
Auditor for 2009
5.1 Re-Elect Salvador Gabarro Serra, For For Management
Representative of Gas Natural SDG S.A.,
as Director
5.2 Re-Elect Ramon Perez as Independent For For Management
Director
5.3 Re-Elect Marti Parellada as Independent For For Management
Director
5.4 Elect Directors by Cooptation to Fill For Against Management
Vacancies After the Convening of the
Meeting
5.5 Fix the Number of Directors For For Management
6 Approve Remuneration of Directors for For For Management
2009
7 Authorize the Board of Directors to For For Management
Issue Fixed-Income Securities
Convertible or Not Convertible up to
EUR 3 Billion; Void Authorization
Granted at the May 11, 2007 Meeting
8 Receive Complementary Report to the None None Management
Management Report
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENDESA S.A.
Ticker: ELEZF Security ID: E41222113
Meeting Date: JUN 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements for Fiscal Year
Ended 12-31-08
2 Approve Board Report on Indivual and For For Management
Consolidated Results for Fiscal Year
Ended 12-31-08
3 Approve Discharge of Directors For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Appoint External Auditors For For Management
6 Authorize Repurchase of Shares For For Management
7 Fix Number of and Elect Directors For Against Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Gary W. Edwards For For Management
1.4 Elect Director Alexis M. Herman For For Management
1.5 Elect Director Donald C. Hintz For For Management
1.6 Elect Director J. Wayne Leonard For For Management
1.7 Elect Director Stuart L. Levenick For For Management
1.8 Elect Director James R. Nichols For For Management
1.9 Elect Director William A. Percy, II For For Management
1.10 Elect Director W.J. Tauzin For For Management
1.11 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC.
Ticker: ENZN Security ID: 293904BBH
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander J. Denner For For Management
1.2 Elect Director Richard C. Mulligan For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ESPRIT HLDGS LTD
Ticker: G3122U145 Security ID: G3122U145
Meeting Date: DEC 11, 2008 Meeting Type: AGM
Record Date: NOV 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Consolidated Financial For For Management
Statements/Reports
2. Approve Dividend For For Management
3. Approve Dividend For For Management
4.I Elect/Appoint Director: Thomas Johannes For For Management
Grote
4.II Elect/Appoint Director: Raymond Or For For Management
Ching Fai
4.II Elect/Appoint Director: Dr. For For Management
Hans-Joachim Korber
4.IV Approve Directors' Remuneration For For Management
5. Approve Appointment/Remuneration of For For Management
Auditors
6. Approve Share Buyback For For Management
7. Approve Share Issue For For Management
8. Approve Use of Treasury Shares For For Management
--------------------------------------------------------------------------------
EUROPEAN CAPITAL LTD
Ticker: G3246K106 Security ID: G3246K106
Meeting Date: MAR 19, 2009 Meeting Type: CRT
Record Date: JAN 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Acquisition For For Management
--------------------------------------------------------------------------------
EUROPEAN CAPITAL LTD
Ticker: G3246K106 Security ID: G3246K106
Meeting Date: MAR 19, 2009 Meeting Type: EGM
Record Date: JAN 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
S.1 Approve Acquisition For For Management
--------------------------------------------------------------------------------
EUROPEAN CAPITAL LTD
Ticker: Security ID: G3246K106
Meeting Date: MAR 19, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement Between For For Management
the Company and Holders of Scheme
Shares
--------------------------------------------------------------------------------
EUROPEAN CAPITAL LTD
Ticker: Security ID: G3246K106
Meeting Date: MAR 19, 2009 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement Between For For Management
the Company and the Holders of Scheme
Shares
--------------------------------------------------------------------------------
FORDING CANADIAN COAL TRUST
Ticker: FDG Security ID: 345425102
Meeting Date: SEP 30, 2008 Meeting Type: OGM
Record Date: AUG 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
S.1 Approve Merger with Teck Cominco NA For Management
Limited
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FUM Security ID: X2978Z118
Meeting Date: APR 7, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Supervisory
Board's Report; Receive Auditor's
Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 Per Share
9 Approve Discharge of Board of For For Management
Directors, Supervisory Board and
President
10 Approve Remuneration of Members of For For Management
Supervisory Board
11 Fix Number of Supervisory Board Members For For Management
12 Elect Supervisory Board Members For For Management
13 Approve Remuneration of Directors in For For Management
the Amount of EUR 66,000 for Chair, EUR
49,200 for Vice-chair and EUR 35,400
for Other Directors; Approve Additional
Compensation for Attendance
14 Fix Number of Directors at 7 For For Management
15 Reelect Peter Fagernaes (Chair), Matti For For Management
Lehti (Vice-chair), Esko Aho, Ilona
Ervasti-Vaintola, Birgitta
Johansson-Hedberg and Christian
Ramm-Schmidt as Directors; Elect Sari
Baldauf as New Director
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte & Touche Ltd as For For Management
Auditors
18 Shareholder Proposal: Appoint None Against Shareholder
Nominating Committee
--------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For Withhold Management
1.2 Elect Director Robert M. Beall, II For Withhold Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For Withhold Management
1.5 Elect Director J. Brian Ferguson For Withhold Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For Withhold Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director Michael H. Thaman For For Management
1.11 Elect Director Hansel E. Tookes, II For For Management
1.12 Elect Director Paul R. Tregurtha For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FRED OLSEN ENERGY ASA
Ticker: Security ID: R25663106
Meeting Date: MAY 26, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting; Designate For For Management
Inspector of Minutes of Meeting;
Approve Meeting Notice and Agenda
3 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 10 per
Share; Approve Extra Dividend of NOK 15
per Share
4.1 Approve Creation of NOK 134 Million For For Management
Pool of Capital without Preemptive
Rights
4.2 Approve Issuance of Convertible Loan For For Management
without Preemptive Rights up to
Aggregate Nominal Amount of NOK 2.5
Billion
5 Authorize Repurchase of Shares and For For Management
Reissuance of Repurchased Shares
6 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Auditors For For Management
9 Reelect Annete Olsen, Cecilie Heuch, For For Management
Agnar Gravdal, and Jan Valheim as
Directors
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: APR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports for Fiscal 2008;
Accept Financial Statements and
Statutory Reports for Fiscal 2008
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Common Share
and EUR 0.60 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
--------------------------------------------------------------------------------
FRONTLINE LTD
Ticker: FRO Security ID: G3682E127
Meeting Date: SEP 19, 2008 Meeting Type: Annual
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - JOHN FREDRIKSEN For For Management
1.2 Elect Nominee - KATHRINE FREDRIKSEN For For Management
1.3 Elect Nominee - FRIXOS SAVVIDES For For Management
1.4 Elect Nominee - KATE BLANKENSHIP For For Management
2 Approve Appointment/Remuneration of For For Management
Auditors
3 Approve Fees for Directors For For Management
4 Approve Stock Split For For Management
--------------------------------------------------------------------------------
GOLDEN OCEAN GROUP LIMITED, HAMILTON
Ticker: G4032A104 Security ID: G4032A104
Meeting Date: SEP 19, 2008 Meeting Type: AGM
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect/Appoint Director: John Fredriksen For For Management
2. Elect/Appoint Director: Tor Olav Troim For For Management
3. Elect/Appoint Director: Kate For For Management
Blankenship
4. Elect/Appoint Director: Hans Christian For For Management
Borresen
5. Elect/Appoint Director: Cecilie For For Management
Fredriksen
6. Approve Appointment/Remuneration of For For Management
Auditors
7. Approve Directors' Remuneration For For Management
8. Other Business - Non-Voting For None Management
--------------------------------------------------------------------------------
H & M HENNES & MAURITZ
Ticker: HMB Security ID: W41422101
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Sven Unger as Chairman of Meeting For For Management
3 Receive President's Report; Allow for None None Management
Questions
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Designate Inspector(s) of Minutes of For For Management
Meeting
7 Acknowledge Proper Convening of Meeting For For Management
8a Receive Financial Statements and None None Management
Statutory Reports; Receive Information
About Remuneration Guidelines
8b Receive Auditor's and Auditing None None Management
Committee's Reports
8c Receive Chairman's Report About Board None None Management
Work
8d Receive Report of the Chairman of the None None Management
Nominating Committee
9a Approve Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Dividends of SEK 15.50 per Share
9c Approve Discharge of Board and For For Management
President
10 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.4 Million to the
Chairman and 375,000 to Other
Directors; Approve Remuneration to
Committee Members; Approve Remuneration
of Auditors
12 Reelect Mia Livfors, Lottie Knutson, For Against Management
Sussi Kvart, Bo Lundquist, Stig
Nordfelt, Stefan Persson (Chair), and
Melker Schoerling as Directors
13 Ratify Ernst & Young as Auditor for a For For Management
Four Year Period
14 Elect Stefan Persson, Lottie Tham, For For Management
Staffan Grefbaeck, Jan Andersson, and
Peter Lindell as Members of Nominating
Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.B. Hess For For Management
1.2 Elect Director S.W. Bodman For For Management
1.3 Elect Director R. Lavizzo-Mourey For For Management
1.4 Elect Director C.G. Matthews For For Management
1.5 Elect Director E.H. von Metzsch For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEWLETT-PACKARD CO
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 18, 2009 Meeting Type: Annual
Record Date: JAN 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - L. T. BABBIO, JR. For For Management
1B Elect Nominee - S. M. BALDAUF For For Management
1C Elect Nominee - R. L. GUPTA For For Management
1D Elect Nominee - J. H. HAMMERGREN For For Management
1E Elect Nominee - M. V. HURD For For Management
1F Elect Nominee - J. Z. HYATT For For Management
1G Elect Nominee - J. R. JOYCE For For Management
1H Elect Nominee - R. L. RYAN For For Management
1I Elect Nominee - L. S. SALHANY For For Management
1J Elect Nominee - G. K. THOMPSON For For Management
2 Ratify Appointment of Auditors For For Management
--------------------------------------------------------------------------------
HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Approve Right to Call Special Meetings For Against Management
12 Provide for Cumulative Voting Against For Shareholder
13 Call Special Meetings Against For Shareholder
14 Prepare Employment Diversity Report Against For Shareholder
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Assess Energy Use and Establish Against For Shareholder
Reduction Targets
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Director's and Auditor's Reports
2 Approve Final Dividend of HK$1.80 Per For For Management
Share
3a Elect Ignatius T C Chan as Director For For Management
3b Elect John M M Williamson as Director For For Management
3c Elect Gilbert K T Chu as Director None Against Shareholder
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
HUTCHISON TELECOMM-ADR
Ticker: HTX Security ID: 44841T107
Meeting Date: DEC 11, 2008 Meeting Type: Special
Record Date: NOV 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
O1 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA
Ticker: E6282J109 Security ID: E6282J109
Meeting Date: JUL 15, 2008 Meeting Type: AGM
Record Date: JUN 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Management Report For For Management
2. Approve Financial Statements/Reports For For Management
3. Approve Appropriation of For For Management
Earnings/Dividend
4. Elect/Appoint Director: D. Antonio For For Management
Abril Abadin
5. Approve Appointment of Auditors For For Management
6. Approve Share Buyback For For Management
7. Approve Directors' Remuneration For For Management
8. Authorize Board to Act on Matters For For Management
Adopted by Shareholders
9. Approve Management Report For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director John L. Thornton For For Management
10 Elect Director Frank D. Yeary For For Management
11 Elect Director David B. Yoffie For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Approve Stock Option Exchange Program For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Provide for Cumulative Voting Against For Shareholder
17 Adopt Policy on Human Rights to Water Against Against Shareholder
--------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD
Ticker: M5920A109 Security ID: M5920A109
Meeting Date: NOV 10, 2008 Meeting Type: SGM
Record Date: OCT 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Amend Indemnification Provision None None Management
--------------------------------------------------------------------------------
ITC HOLDINGS CORP
Ticker: ITC Security ID: 465685105
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward G. Jepsen For For Management
1.2 Elect Director Richard D. McLellan For For Management
1.3 Elect Director William J. Museler For For Management
1.4 Elect Director Hazel R. O Leary For For Management
1.5 Elect Director Gordon Bennett Stewart For For Management
1.6 Elect Director Lee C. Stewart For For Management
1.7 Elect Director Joseph L. Welch For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Wiliam D. Perez For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director David Satcher For For Management
1.10 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Disclose Prior Government Service Against Against Shareholder
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
7 Report on Predatory Lending Policies Against Against Shareholder
8 Amend Key Executive Performance Plan Against For Shareholder
9 Stock Retention/Holding Period Against For Shareholder
10 Prepare Carbon Principles Report Against Against Shareholder
--------------------------------------------------------------------------------
K+S AKTIENGESELLSCHAFT
Ticker: SDF Security ID: D48164103
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: APR 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2009
6 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 16.5
Million Pool of Capital to Guarantee
Conversion Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Convocation of, For For Management
Participation in, and Voting Rights
Representation at the Annual Meeting
due to New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director Dennis R. Beresford For For Management
1.3 Elect Director John F. Bergstrom For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director Robert W. Decherd For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director G. Craig Sullivan For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates -
Indemnify Directors and Statutory
Auditors
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
4.1 Appoint Statutory Auditor For For Management
4.2 Appoint Statutory Auditor For Against Management
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. Lamacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director Don W. Mcgeorge For For Management
8 Elect Director W. Rodney Mcmullen For For Management
9 Elect Director Jorge P. Montoya For For Management
10 Elect Director Clyde R. Moore For For Management
11 Elect Director Susan M. Phillips For For Management
12 Elect Director Steven R. Rogel For For Management
13 Elect Director James A. Runde For For Management
14 Elect Director Ronald L. Sargent For For Management
15 Elect Director Bobby S. Shackouls For For Management
16 Ratify Auditors For For Management
17 Increase Purchasing of Cage Free Eggs Against Against Shareholder
18 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Marshall O. Larsen For For Management
1.3 Elect Director Stephen F. Page For For Management
1.4 Elect Director O. Temple Sloan, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Reincorporate in Another State from Against Against Shareholder
Delaware to North Dakota
6 Adopt Principles for Health Care Reform Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MACQUARIE GROUP LTD, SYDNEY NSW
Ticker: Q57085104 Security ID: Q57085104
Meeting Date: JUL 23, 2008 Meeting Type: AGM
Record Date: JUN 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Financial Statements/Reports For For Management
2. Approve Remuneration Report For For Management
3. Elect/Appoint Director: Dr. H.M. Nugent For For Management
4. Elect/Appoint Director: Dr. J.R. Niland For For Management
5. Elect/Appoint Director: P.M. Kirby For For Management
6. Approve Share Grants For For Management
7. Approve Share Issue - Preferred Shares For For Management
--------------------------------------------------------------------------------
MACQUARIE KOREA INFRASTRUCTURE FD
Ticker: 556082204 Security ID: 556082204
Meeting Date: NOV 7, 2008 Meeting Type: EGM
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect/Appoint Director For For Management
--------------------------------------------------------------------------------
MACY'S INC
Ticker: M Security ID: 55616P104
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Bollenbach For For Management
1.2 Elect Director Deirdre P. Connelly For For Management
1.3 Elect Director Meyer Feldberg For For Management
1.4 Elect Director Sara Levinson For For Management
1.5 Elect Director Terry J. Lundgren For For Management
1.6 Elect Director Joseph Neubauer For For Management
1.7 Elect Director Joseph A. Pichler For For Management
1.8 Elect Director Joyce M. Roche For For Management
1.9 Elect Director Karl M. von der Heyden For For Management
1.10 Elect Director Craig E. Weatherup For For Management
1.11 Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: Security ID: G5790V156
Meeting Date: JUL 10, 2008 Meeting Type: AGM
Record Date: JUN 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Financial Statements/Reports For For Management
2. Approve Remuneration Report For For Management
3. Approve Dividend For For Management
4. Elect/Appoint Director: P.M. Colebatch For For Management
5. Elect/Appoint Director: P.H. O Sullivan For For Management
6. Elect/Appoint Director: D.M. Eadie For For Management
7. Elect/Appoint Director: G.R. Moreno For For Management
8. Approve Appointment of Auditors For For Management
9. Approve Auditors Remuneration For For Management
10. Approve Share Issue For For Management
S.11 Approve Share Issue - Disapplication of For For Management
Preemptive Rights
S.12 Approve Share Buyback For For Management
S.13 Approve Articles For For Management
S.14 Authorize Preferred Stock For For Management
S.15 Amend Articles For For Management
--------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: Security ID: G5790V156
Meeting Date: JUL 10, 2008 Meeting Type: CLS
Record Date: JUN 13, 2008
# Proposal Mgt Rec Vote Cast Sponsor
E.1 Authorize Preferred Stock For For Management
--------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
2.13 Elect Director For For Management
3.1 Appoint Statutory Auditor For For Management
3.2 Appoint Statutory Auditor For Against Management
--------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Eckert For For Management
2 Elect Director Enrique Hernandez, Jr. For For Management
3 Elect Director Jeanne P. Jackson For For Management
4 Elect Director Andrew J. McKenna For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Phase out Sales of Eggs from Battery Against Against Shareholder
Cage Hens
--------------------------------------------------------------------------------
METSO CORPORATION (VALMET-RAUMA CORP.)
Ticker: MXTOF Security ID: X53579102
Meeting Date: MAR 31, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order For For Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report; Receive CEO's Presentation
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 Per Share;
Authorize Board of Directors to Decide
on Distribution of Additional Dividend
of Maximum EUR 0.68 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 92,000 to the
Chairman, EUR 56,000 to the Vice
Chairman and EUR 45,000 to Other
Directors; Approve Additional
Compensation for Attendance
11 Fix Number of Directors at Seven For For Management
12 Reelect Maija-Liisa Friman, Christer For For Management
Gardell, Arto Honkaniemi, Yrjo Neuvo,
Jaakko Rauramo (Vice Chair) and Jukka
Viinanen (Chair) as Directors, Elect
Pia Rudengren as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers Oy as For For Management
Auditor
15 Authorize Repurchase of up to 10 For For Management
Million Issued Shares
16 Approve Issuance of 15 Million New For For Management
Shares without Preemptive Rights;
Approve Reissuance of 10 Million
Repurchased Shares without Preemptive
Rights
17 Shareholder Proposal: Establish None Against Shareholder
Nominating Committee
18 Close Meeting None None Management
--------------------------------------------------------------------------------
MITSUI O.S.K. LINES LTD.
Ticker: 9104 Security ID: J45013109
Meeting Date: JUN 23, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15.5
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates -
Change Location of Head Office
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4 Appoint Statutory Auditor For For Management
5 Appoint Alternate Statutory Auditor For Against Management
6 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Ticker: 8411 Security ID: J4599L102
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10 for Ordinary
Shares
2 Amend Articles To Decrease Authorized For For Management
Capital to Reflect Cancellation -
Reflect Digitalization of Share
Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
4 Appoint Statutory Auditor For For Management
--------------------------------------------------------------------------------
MOBISTAR SA
Ticker: MOBB Security ID: B60667100
Meeting Date: MAY 6, 2009 Meeting Type: Annual/Special
Record Date: APR 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None Did Not Vote Management
2 Receive Auditors' Reports (Non-Voting) None Did Not Vote Management
3 Approve Annual Accounts, Allocation of For Did Not Vote Management
Income, and Dividends of EUR 4.55 Per
Share
4 Approve Discharge of Directors For Did Not Vote Management
5 Approve Discharge of Auditors For Did Not Vote Management
6 Amend Article 24 Re: Refer to Amended For Did Not Vote Management
Legislation on Audit Committee
7 Amend Article 26 Re: Remuneration and For Did Not Vote Management
Nomination Committee
8 Amend Article 47 Re: Notification of For Did Not Vote Management
Ownership Thresholds
9 Authorize Repurchase of Up to 20 For Did Not Vote Management
Percent of Issued Share Capital and
Amend Articles Accordingly
10 Authorize Coordination of Articles For Did Not Vote Management
11 Discussion on Company's Corporate None Did Not Vote Management
Governance Structure
--------------------------------------------------------------------------------
MOLSON COORS BREWING CO
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Cleghorn For For Management
1.2 Elect Director Charles M. Herington For Withhold Management
1.3 Elect Director David P. O'Brien For For Management
--------------------------------------------------------------------------------
MONSANTO CO
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 14, 2009 Meeting Type: Annual
Record Date: NOV 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Nominee - JANICE L. FIELDS For For Management
1B Elect Nominee - HUGH GRANT For For Management
1C Elect Nominee - C. STEVEN MCMILLAN For For Management
1D Elect Nominee - ROBERT J. STEVENS For For Management
2 Ratify Appointment of Auditors For For Management
--------------------------------------------------------------------------------
NEOPOST SA, BAGNEUX
Ticker: Security ID: F65196119
Meeting Date: JUL 8, 2008 Meeting Type: MIX
Record Date: JUL 2, 2008
# Proposal Mgt Rec Vote Cast Sponsor
O.1 Approve Financial Statements/Reports For For Management
O.2 Approve Appropriation of For For Management
Earnings/Dividend
O.3 Approve Consolidated Financial For For Management
Statements/Reports
O.4 Approve Related Party Transactions For For Management
O.5 Approve Directors' Remuneration For For Management
O.6 Elect/Appoint Director: Raymond Svider For For Management
O.7 Elect/Appoint Director: M. Cornelius For For Management
Geber
O.8 Elect/Appoint Director: M. Michel Rose For For Management
O.9 Appoint Secondary/Substitute/Alternate For For Management
Auditor
O.10 Approve Share Buyback For For Management
E.11 Increase Share Capital For For Management
E.12 Increase Share Capital For For Management
E.13 Increase Share Capital For For Management
E.14 Increase Share Capital For For Management
E.15 Approve Share Issue - Disapplication of For For Management
Preemptive Rights
E.16 Approve Capital Increase for Employee For For Management
Awards
E.17 Approve Capital Increase for Employee For For Management
Awards
E.18 Reduce Share Capital For For Management
E.19 Issue Debt Instruments For For Management
E.20 Authorize Board to Act on Matters For For Management
Adopted
--------------------------------------------------------------------------------
NINTENDO CO. LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 780
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
--------------------------------------------------------------------------------
OUTOKUMPU OYJ
Ticker: OUT1V Security ID: X61161109
Meeting Date: MAR 24, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda of Meeting For For Management
7 Receive CEO's Review (Non-Voting) None None Management
8 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
9 Receive Auditor's Report (Non-Voting) None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 Per Share
12 Approve Discharge of Board and For For Management
President
13 Fix Number of Directors(8) and Auditors For For Management
14 Approve Remuneration of Directors in For For Management
the Amount of EUR 70,000 for Chairman,
EUR 43,000 for Vice Chairman, EUR
34,000 for Other Directors; Approve
Remuneration of Auditors
15 Reelect Evert Henkes, Ole Johansson For For Management
(Chair), Jarmo Kilpela, Victoire de
Margerie, Anna Nilsson-Ehle, Leena
Saarinen and Anssi Soila (Vice Chair)
as Directors; Elect Jussi Pesonen as
New Director
16 Ratify KPMG Oy Ab as Auditors For For Management
17 Establish Shareholders' Nominating For Against Shareholder
Committee
18 Authorize Repurchase of up to 18 For For Management
Million Issued Shares
19 Approve Issuance of 18 Million Shares For For Management
without Preemptive Rights; Approve
Reissuance of 18 Million Treasury
Shares without Preemptive Rights
20 Close Meeting None None Management
--------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORP
Ticker: PNNT Security ID: 708062104
Meeting Date: FEB 3, 2009 Meeting Type: Annual
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - ADAM K. BERNSTEIN For For Management
1.2 Elect Nominee - JEFFREY FLUG For For Management
2 Ratify Appointment of Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For For Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For For Management
5 Elect Director R.L. Hunt For For Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For For Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For For Management
10 Elect Director J.J. Schiro For Against Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D.Vasella For For Management
13 Elect Director M.D. White For For Management
14 Ratify Auditors For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Report on Recycling Against Against Shareholder
17 Report on Genetically Engineered Against Against Shareholder
Products
18 Report on Charitable Contributions Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR Security ID: 71654V408
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2008
2 Approve Capital Budget for Upcoming For For Management
Fiscal Year
3 Approve Allocation of Income and For For Management
Dividends for Fiscal 2008
4 Elect Directors For Against Management
5 Elect Board Chairman For Against Management
6 Elect Fiscal Council Members and For Against Management
Alternates
7 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors, and
Fiscal Council Members
--------------------------------------------------------------------------------
PROCTER & GAMBLE CO
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2008 Meeting Type: Annual
Record Date: AUG 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - KENNETH I. CHENAULT For For Management
1.2 Elect Nominee - SCOTT D. COOK For For Management
1.3 Elect Nominee - RAJAT K. GUPTA For For Management
1.4 Elect Nominee - A.G. LAFLEY For For Management
1.5 Elect Nominee - CHARLES R. LEE For For Management
1.6 Elect Nominee - LYNN M. MARTIN For For Management
1.7 Elect Nominee - W. JAMES MCNERNEY, JR. For For Management
1.8 Elect Nominee - JOHNATHAN A. RODGERS For For Management
1.9 Elect Nominee - RALPH SNYDERMAN, M.D. For For Management
1.10 Elect Nominee - MARGARET C. WHITMAN For For Management
1.11 Elect Nominee - PATRICIA A. WOERTZ For For Management
1.12 Elect Nominee - ERNESTO ZEDILLO For For Management
2 Ratify Appointment of Auditors For For Management
3 Adopt Majority Vote to Elect Directors For For Management
4 Change Annual Meeting Date/Location Against Against Shareholder
5 Allow Advisory Vote on Executive Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
QUALCOMM INC
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 3, 2009 Meeting Type: Annual
Record Date: JAN 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - BARBARA T. ALEXANDER For For Management
1.2 Elect Nominee - STEPHEN M. BENNETT For For Management
1.3 Elect Nominee - DONALD G. CRUICKSHANK For For Management
1.4 Elect Nominee - RAYMOND V. DITTAMORE For For Management
1.5 Elect Nominee - THOMAS W. HORTON For For Management
1.6 Elect Nominee - IRWIN MARK JACOBS For For Management
1.7 Elect Nominee - PAUL E. JACOBS For For Management
1.8 Elect Nominee - ROBERT E. KAHN For For Management
1.9 Elect Nominee - SHERRY LANSING For For Management
1.10 Elect Nominee - DUANE A. NELLES For For Management
1.11 Elect Nominee - MARC I. STERN For For Management
1.12 Elect Nominee - BRENT SCOWCROFT For For Management
2 Ratify Appointment of Auditors For For Management
--------------------------------------------------------------------------------
RAYTHEON CO.
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For Against Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Frederic M. Poses For Against Management
4 Elect Director Michael C. Ruettgers For For Management
5 Elect Director Ronald L. Skates For For Management
6 Elect Director William R. Spivey For Against Management
7 Elect Director Linda G. Stuntz For For Management
8 Elect Director William H. Swanson For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
11 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
12 Provide for Cumulative Voting Against For Shareholder
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Submit SERP to Shareholder Vote Against For Shareholder
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB/ Security ID: G74079107
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 48 Pence Per For For Management
Ordinary Share
4 Re-elect Adrian Bellamy as Director For Abstain Management
5 Re-elect Dr Peter Harf as Director For Abstain Management
6 Elect Andre Lacroix as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 23,662,000
10 Subject to the Passing of Resolution 9, For For Management
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,611,000
11 Authorise 72,000,000 Ordinary Shares For For Management
for Market Purchase
12 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
--------------------------------------------------------------------------------
REED ELSEVIER PLC
Ticker: REL Security ID: G74570121
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 15.0 Pence For For Management
Per Ordinary Share
4 Reappoint Deloitte LLP as Auditors of For For Management
the Company
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Smith as Director For For Management
7 Re-elect Mark Elliott as Director For For Management
8 Re-elect David Reid as Director For For Management
9 Re-elect Lord Sharman of Redlynch as For For Management
Director
10 Approve Increase in Authorised Ordinary For For Management
Share Capital to GBP 294,290,599
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 53,000,000
(Rights Issue); Otherwise up to GBP
53,000,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 8,200,000
13 Authorise 113,700,000 Ordinary Shares For For Management
for Market Purchase
14 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
--------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP
Ticker: RGC Security ID: 758766109
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Brymer For For Management
1.2 Elect Director Michael L. Campbell For For Management
1.3 Elect Director Alex Yemenidjian For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2009
6 Ratify PricewaterhouseCoopers AG for For For Management
the Inspection of the 2009 Mid-Yearl
Report
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 144
Million Pool of Capital to Guarantee
Conversion Rights
10 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 144
Million Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: Participation in the For For Management
Annual Meeting; Chair of the Annual
Meeting
12 Amend Articles Re: Designation of Proxy For For Management
--------------------------------------------------------------------------------
SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO.
Ticker: SAMAS Security ID: X75653109
Meeting Date: APR 7, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board of
Director's Report; Receive Auditor's
Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 160,000 for Chairman,
EUR 100,000 for Vice Chairman, and EUR
80,000 for Other Directors
11 Fix Number of Directors at Eight For For Management
12 Reelect Tom Berglund, Anne Brunila, For For Management
Eira Palin-Lehtinen, Jukka Pekkarinen,
Christoffer Taxell, Matti Vuoria, and
Bjorn Wahlroos (Chair) as Directors;
Elect Veli-Matti Mattila as New
Director
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young Oy as Auditor For For Management
15 Authorize Repurchase of up to 50 For For Management
Million Issued Class A Shares
16 Approve a EUR 1.1 Billion Reduction of For For Management
Share Premium Fund and a EUR 366
Million Reduction of Reserve Fund via
Transfer of Funds Into Invested
Non-Restricted Equity Fund.
17 Close Meeting None None Management
--------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: FEB 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect J.S. Gorelick as Director For For Management
1.3 Elect A. Gould as Director For For Management
1.4 Elect T. Issac as Director For For Management
1.5 Elect N. Kudryavtsev as Director For For Management
1.6 Elect A. Lajous as Director For For Management
1.7 Elect M.E. Marks as Director For For Management
1.8 Elect L.R. Reif as Director For For Management
1.9 Elect T.I. Sandvold as Director For For Management
1.10 Elect H. Seydoux as Director For For Management
1.11 Elect L.G. Stuntz as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Approval of Independent Registered For For Management
Public Accounting Firm
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: G7945E105 Security ID: G7945E105
Meeting Date: SEP 19, 2008 Meeting Type: AGM
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect/Appoint Director: John Fredriksen For For Management
2. Elect/Appoint Director: Tor Olav Troim For For Management
3. Elect/Appoint Director: Jan Tore For For Management
Stromme
4. Elect/Appoint Director: Kate For For Management
Blankenship
5. Elect/Appoint Director: Kjell E. For For Management
Jacobsen
6. Elect/Appoint Director: Kathrine For For Management
Fredriksen
7. Approve Appointment/Remuneration of For For Management
Auditors
8. Approve Directors' Remuneration For For Management
9. Reduce Share Premium Account For For Management
10. Approve Other Business For None Management
--------------------------------------------------------------------------------
SES SA (FORMERLY SES GLOBAL)
Ticker: SESG Security ID: L8300G135
Meeting Date: APR 2, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Attendance List, Quorum, and Adoption None Did Not Vote Management
of Agenda
2 Nomination of a Secretary and of Two For Did Not Vote Management
Scrutineers
3 Receive Directors' Report None Did Not Vote Management
4 Receive Annoucements on Main None Did Not Vote Management
Developments During Fiscal Year 2008
and Developments
5 Receive Financial Statements and None Did Not Vote Management
Statutory Reports (Non-Voting)
6 Receive Auditors' Report None Did Not Vote Management
7 Accept Consolidated Financial For Did Not Vote Management
Statements and Financial Statements
8 Approve Allocation of Income and For Did Not Vote Management
Dividends
9 Transfers Between Reserves Accounts For Did Not Vote Management
10 Approve Discharge of Directors For Did Not Vote Management
11 Approve Discharge of Auditors For Did Not Vote Management
12 Approve Ernst and Young as Auditors and For Did Not Vote Management
Authorize Board to Fix Their
Remuneration
13 Approve Share Repurchase Program For Did Not Vote Management
14 Approve Remuneration of Directors For Did Not Vote Management
15 Transact Other Business (Non-Voting) None Did Not Vote Management
--------------------------------------------------------------------------------
SHIP FINANCE INTL LTD
Ticker: SFL Security ID: G81075106
Meeting Date: SEP 19, 2008 Meeting Type: Annual
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nominee - TOR OLAV TROIM For For Management
1.2 Elect Nominee - PAUL LEAND JR. For For Management
1.3 Elect Nominee - KATE BLANKENSHIP For For Management
1.4 Elect Nominee - CRAIG H. STEVENSON JR. For For Management
1.5 Elect Nominee - HANS PETTER AAS For For Management
2 Approve Appointment/Remuneration of For For Management
Auditors
3 Approve Fees for Directors For For Management
--------------------------------------------------------------------------------
SOMPO JAPAN INSURANCE INC. (FORMERLY YASUDA FIRE & MARINE INS.)
Ticker: 8755 Security ID: J7620T101
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
4.1 Appoint Statutory Auditor For Against Management
4.2 Appoint Statutory Auditor For For Management
--------------------------------------------------------------------------------
SOUTHERN CROSS HEALTHCARE GROUP PLC, DARLINGTON
Ticker: G8291V105 Security ID: G8291V105
Meeting Date: FEB 16, 2009 Meeting Type: AGM
Record Date: JAN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Financial Statements/Reports For For Management
2. Elect/Appoint Director For For Management
3. Elect/Appoint Director For For Management
4. Elect/Appoint Director For For Management
5. Elect/Appoint Director For For Management
6. Elect/Appoint Director For For Management
7. Approve Appointment of Auditors For For Management
8. Approve Remuneration Report For For Management
9. Approve Political Donations For For Management
10. Approve Share Issue For For Management
11. Approve Share Grants For For Management
12. Approve Share Grants For For Management
13. Approve Stock Purchase For For Management
Plan/ESOP/Savings Plan
S.14 Approve Share Issue - Disapplication of For For Management
Preemptive Rights
S.15 Approve Share Buyback For For Management
S.16 Amend Articles For For Management
S.17 Approve New Articles For For Management
--------------------------------------------------------------------------------
STATOILHYDRO ASA (FORMERLY STATOIL ASA)
Ticker: STL Security ID: R8412T102
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Olaug Svarva as Chairman of For For Management
Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Registration of Attending Shareholders None None Management
and Proxies
5 Designate Inspectors of Minutes of For For Management
Meeting
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.25 per
Share (NOK 4.40 as Ordinary Dividend
and NOK 2.85 as Special Dividend)
7 Approve Remuneration of Auditors For For Management
8 Elect One Deputy Member of Corporate For Against Management
Assembly
9 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
10 Authorize Repurchase and Reissuance of For Against Management
Shares up to NOK 15 Million Aggregate
Par Value for Share Saving Scheme for
Employees
11 Change Company Name to Statoil ASA; For For Management
Amend Corporate Purpose: Include Other
Forms of Energy
12 Withdraw Company From Tar Sands Against Against Shareholder
Activities in Canada
--------------------------------------------------------------------------------
SUMITOMO METAL INDUSTRIES LTD.
Ticker: 5405 Security ID: J77669133
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
3 Appoint Statutory Auditor For For Management
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO. LTD.
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 92
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
4.1 Appoint Statutory Auditor For Against Management
4.2 Appoint Statutory Auditor For For Management
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TELE2 AB (FORMERLY NETCOM AB)
Ticker: TEL2B Security ID: W95878117
Meeting Date: MAY 11, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None Did Not Vote Management
Statutory Reports (Non-Voting)
7 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5 per Share
9 Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 5.1
Million; Approve Remuneration of
Auditors
12 Reelect Mia Livfors, Vigo Carlund For Did Not Vote Management
(Chair), John Hepburn, Mike Parton,
John Shakeshaft, Cristina Stenbeck,
Pelle Toernberg, and Jere Calmes as
Directors
13 Approve Nominating Committee Guidelines For Did Not Vote Management
14 Amend Articles Re: Convocation of For Did Not Vote Management
Shareholder Meeting
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Approve Share Matching Plan for Key For Did Not Vote Management
Employees; Approve Associated
Formalities
17 Approve SEK 5.6 Million Reduction In For Did Not Vote Management
Share Capital via Share Cancellation
18 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
19 Authorize Voluntary Conversion of Class For Did Not Vote Management
A Shares into Class B Shares
20 Close Meeting None Did Not Vote Management
--------------------------------------------------------------------------------
TELIASONERA AB (FORMERLY TELIA AB)
Ticker: TLSNF Security ID: W95890104
Meeting Date: APR 1, 2009 Meeting Type: Annual
Record Date: MAR 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Axel Calissendorff as Chairman of For For Management
Meeting
2 Designate Inspectors of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report; Receive CEO's Review; Receive
Report on Board's Work
7 Approve Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.80 per Share
9 Approve Discharge of Board and For For Management
President
10 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman, and SEK 425,000 for Other
Directors; Approve Compensation for
Committee Work
12 Reelect Maija-Liisa Friman, Conny For For Management
Karlsson, Lars Nordstroem, Timo
Peltola, Jon Risfelt, Caroline
Sundewall, and Tom von Weymarn as
Directors; Elect Lars Renstroem as New
Director.
13 Elect Tom von Weymarn as Chairman of For For Management
the Board
14 Authorize Chairman of Board and For For Management
Representatives of four of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16a Amend Articles of Association Regarding For For Management
Publication of Meeting Notice
16b Amend Articles Re: Remove Reference to For For Management
Date of Publication of Meeting Notice
17a Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
17b Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For For Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For For Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For For Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For For Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRANSOCEAN INC
Ticker: RIG Security ID: G90073100
Meeting Date: DEC 8, 2008 Meeting Type: Special
Record Date: OCT 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation For For Management
2 Approve Adjournment of Meeting For For Management
--------------------------------------------------------------------------------
UNITED UTILS PLC
Ticker: Security ID: G92806101
Meeting Date: JUL 1, 2008 Meeting Type: OGM
Record Date: JUN 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
S.1 Amend Articles For For Management
2. Approve Stock Purchase For For Management
Plan/ESOP/Savings Plan
3. Approve Stock Plan For For Management
4. Approve Stock/Incentive Plan for For For Management
Overseas
--------------------------------------------------------------------------------
UNITED UTILS PLC
Ticker: G92806101 Security ID: G92806101
Meeting Date: JUL 25, 2008 Meeting Type: AGM
Record Date: JUN 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve Financial Statements/Reports For For Management
2. Approve Dividend For For Management
3. Approve Remuneration Report For For Management
4. Elect/Appoint Director: Dr. John McAdam For For Management
5. Elect/Appoint Director: Nick Salmon For For Management
6. Elect/Appoint Director: David Jones For For Management
7. Approve Appointment of Auditors For For Management
8. Approve Auditors Remuneration For For Management
9. Approve Share Issue For For Management
10. Approve Share Issue - Disapplication of For For Management
Preemptive Rights
11. Approve Share Buyback For For Management
12. Approve Articles For For Management
13. Approve Political Donations For For Management
--------------------------------------------------------------------------------
VALLOUREC
Ticker: VK Security ID: F95922104
Meeting Date: JUN 4, 2009 Meeting Type: Annual/Special
Record Date: JUN 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 6 per Share
4 Approve Stock Dividend Program (Cash or For For Management
Shares)
5 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
6 Approve Transactions with Philippe For Against Management
Crouzet
7 Ratify Appointment of Bollore as For For Management
Supervisory Board Member
8 Ratify Appointment of Jean-Francois For For Management
Cirelli as Supervisory Board Member
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 105 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights, with the Possibility
Not to Offer them to the Public, up to
Aggregate Nominal Amount of EUR 30
Million
12 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capitalization of Reserves of For For Management
Up to EUR 60 Million for Bonus Issue or
Increase in Par Value
16 Approve Issuance of Securities For For Management
Convertible into Debt
17 Approve Employee Stock Purchase Plan For For Management
18 Approve Employee Stock Purchase Plan For For Management
for International Employees
19 Approve Employee Indirect Stock For For Management
Purchase Plan for International
Employees
20 Approve Employee Stock Purchase Plan For For Management
(Free Shares Pursuant ot Items 16 and
17)
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plan
22 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
--------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hurst For For Management
1.2 Elect Director W. Alan McCollough For For Management
1.3 Elect Director M. Rust Sharp For For Management
1.4 Elect Director Raymond G. Viault For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WAERTSILAE CORPORATION, HELSINKI
Ticker: X98155116 Security ID: X98155116
Meeting Date: MAR 11, 2009 Meeting Type: OGM
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1. Open Meeting None None Management
2. Call Meeting to Order None None Management
3. Elect Persons to Scrutinize Minutes and None None Management
Counting of Vote
4. Determine Compliance with Rules of None None Management
Convocation
5. Recording Attendance and Adoption of None None Management
the List of Votes
6. Review by CEO None None Management
7. Receive Financial Statements/ Reports None None Management
8. Approve Financial Statements/Reports For For Management
9. Approve Dividend For For Management
10. Discharge Directors from Liability For For Management
(Management)
11. Approve Directors' Remuneration For For Management
12. Approve Board Size For For Management
13. Elect Board Slate Against Against Shareholder
14. Approve Auditors Remuneration For For Management
15. Approve Appointment of Auditors For For Management
16. Close Meeting None None Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Allen I. Questrom For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
18 Pay For Superior Performance Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
20 Report on Political Contributions Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan For For Management
Cafferty
1.2 Elect Director Frank M. Clark, Jr. For For Management
1.3 Elect Director Patrick W. Gross For For Management
1.4 Elect Director John C. Pope For For Management
1.5 Elect Director W. Robert Reum For For Management
1.6 Elect Director Steven G. Rothmeier For For Management
1.7 Elect Director David P. Steiner For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
WEATHERFORD INTL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: FEB 17, 2009 Meeting Type: Special
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation For For Management
2 Approve Adjournment of Meeting For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: YZCHF Security ID: Y97417102
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the For For Management
Supervisory Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Distribution of Dividends
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint Appoint Grant Thornton and For For Management
Shine Wing Certified Public Accountants
Ltd. as International and PRC Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Approve Renewal of Liability Insurance For Against Management
for Directors, Supervisors and Senior
Officers
8 Allow Electronic Distribution of For For Management
Company Communications
9 Amend Articles of Association For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: YZCHF Security ID: Y97417102
Meeting Date: JUN 26, 2009 Meeting Type: Special
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
========== END NPX REPORT
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
Alpine Total Dynamic Dividend Fund |
|
|
|
|
|
|
|
By: |
/s/ Samuel A. Lieber |
|
|
|
Samuel A. Lieber |
|
|
|
President |
|
|
|
|
|
|
|
|
|
|
Date: |
August 31, 2009 |