1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option NQSO (Right to Buy)
|
Â
(2)
|
10/16/2011 |
Common Stock
|
30,000
|
$
19.84
|
D
|
Â
|
Employee Stock Option NQSO (Right to Buy)
|
Â
(3)
|
12/15/2010 |
Common Stock
|
18,000
|
$
26.08
|
D
|
Â
|
Employee Stock Option NQSO (Right to Buy)
|
Â
(4)
|
07/25/2010 |
Common Stock
|
16,000
|
$
15.34
|
D
|
Â
|
Employee Stock Option NQSO (Right to Buy)
|
Â
(5)
|
12/28/2009 |
Common Stock
|
10,000
|
$
13.16
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Total includes 2,297 shares of restricted stock granted on September 15, 2006, 422 shares of which are vested and 1,875 shares of which are unvested. Shares of restricted stock vest over four years and are subject to a right of repurchase by Red Hat, Inc. |
(2) |
This option was granted on October 16, 2006 and is subject to vesting at the rate of 25% on the first anniversary date of the date of the grant and 6.25% on the first day of each subsequent three month period following one year from the date of the grant. |
(3) |
This option was granted on December 15, 2005 and is subject to vesting at the rate of 25% on the first anniversary date of the date of the grant and 6.25% on the first day of each subsequent three month period following one year from the date of the grant. |
(4) |
This option was granted on July 25, 2005 and is subject to vesting at the rate of 25% on the first anniversary date of the date of the grant and 6.25% on the first day of each subsequent three month period following one year from the date of the grant. |
(5) |
This option was granted on December 28, 2004 and is subject to vesting at the rate of 25% on the first anniversary date of the date of the grant and 6.25% on the first day of each subsequent three month period following one year from the date of the grant. |