Texas | 000-29187-87 | 76-0415919 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||
500 Dallas Street Suite 2300 Houston, Texas | 77002 | |||
(Address of principal executive offices) | (Zip code) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
Name and Principal Position | Year | Salary ($) | Bonus ($) | Stock Awards (1) ($) | Option Awards (1) ($) | All Other Compensation (3)($) | Total ($) | ||||||||||||||
S. P. Johnson IV President and Chief Executive Office | 2012 | $538,000 | $412,500 | (2) | $2,385,004 | $535,801 | $15,826 | $3,887,131 | |||||||||||||
2011 | 492,000 | 386,000 | (2) | 2,073,038 | 640,021 | 19,228 | 3,610,287 | ||||||||||||||
2010 | 448,000 | 322,000 | (2) | 163,324 | 1,988,882 | 28,761 | 2,950,967 | ||||||||||||||
J. Bradley Fisher Vice President and Chief Operating Officer | 2012 | $392,000 | $270,000 | (2) | $1,533,626 | $344,281 | $15,516 | $2,555,423 | |||||||||||||
2011 | 352,000 | 254,000 | (2) | 1,280,035 | 394,924 | 31,194 | 2,312,153 | ||||||||||||||
2010 | 312,000 | 202,000 | (2) | 1,021,591 | 404,835 | 30,640 | 1,971,066 | ||||||||||||||
Paul F. Boling Chief Financial Officer, Vice President, Secretary and Treasurer | 2012 | $323,000 | $222,750 | (2) | $938,819 | $206,351 | $17,164 | $1,708,084 | |||||||||||||
2011 | 293,000 | 209,000 | (2) | 888,282 | 269,655 | 17,537 | 1,677,474 | ||||||||||||||
2010 | 256,000 | 170,000 | (2) | 713,126 | 280,892 | 18,036 | 1,438,054 | ||||||||||||||
David L. Pitts Vice President and Chief Accounting Officer | 2012 | $303,000 | $186,000 | (2) | $732,422 | $160,171 | $16,680 | $1,398,273 | |||||||||||||
2011 | 268,000 | 174,000 | (2) | 660,000 | 198,480 | 17,477 | 1,317,957 | ||||||||||||||
Gregory E. Evans Vice President of Exploration | 2012 | $303,000 | $162,750 | (2) | $732,422 | $160,171 | $17,163 | $1,375,506 | |||||||||||||
2011 | 271,000 | 174,000 | (2) | 665,737 | 200,719 | 20,277 | 1,331,733 | ||||||||||||||
2010 | 240,000 | 137,000 | (2) | 481,119 | 185,792 | 20,048 | 1,063,959 |
(1) | Represents the aggregate grant date fair value computed in accordance with FASB ASC Topic 718. For a discussion of the valuation assumptions, see Note 10 to our financial statements in our Annual Report on Form 10-K for the year ended December 31, 2012. See “Grants of Plan-Based Awards Table” in our Proxy Statement for information on stock and option awards that we granted in 2012. |
(2) | The amounts shown for 2012, 2011 and 2010 include cash amounts earned with respect to 2012, 2011 and 2010 but paid in the second quarters of 2013 and 2012 and the third quarter of 2011, respectively. |
(3) | The amounts shown as “All Other Compensation” for the named executive officers include the following: |
Year | Mr. Johnson | Mr. Fisher | Mr. Boling | Mr. Pitts | Mr. Evans | |||||||||||||||||
Matching contributions under the 401(k) Plan | 2012 | $10,563 | $10,729 | $12,500 | $12,500 | $12,500 | ||||||||||||||||
2011 | 12,250 | 12,250 | 12,250 | 12,250 | 12,250 | |||||||||||||||||
2010 | 21,783 | 15,479 | 12,813 | — | 12,021 | |||||||||||||||||
Other compensation | 2012 | $5,263 | $4,787 | $4,664 | $4,180 | $4,663 | ||||||||||||||||
2011 | 6,978 | 3,980 | 5,287 | 5,227 | 8,027 | |||||||||||||||||
2010 | 6,978 | 4,498 | 5,223 | — | 8,027 | |||||||||||||||||
Overriding royalties | 2012 | $ | — | $ | — | $ | — | $ | — | $ | — | |||||||||||
2011 | — | 14,964 | — | — | — | |||||||||||||||||
2010 | — | 10,663 | — | — | — |
Item 5.07. | Submission of Matters to a Vote of Security Holders. |
Nominee | For | Withheld | Broker Non-Votes | ||||||
S.P. Johnson IV | 30,016,224 | 905,889 | 5,020,597 | ||||||
Steven A. Webster | 23,051,252 | 7,870,861 | 5,020,597 | ||||||
Thomas L. Carter, Jr. | 30,053,228 | 868,885 | 5,020,597 | ||||||
Robert F. Fulton | 30,498,147 | 423,966 | 5,020,597 | ||||||
F. Gardner Parker | 27,069,730 | 3,852,383 | 5,020,597 | ||||||
Roger A. Ramsey | 30,214,274 | 707,839 | 5,020,597 | ||||||
Frank A. Wojtek | 30,344,766 | 577,347 | 5,020,597 |
For | Against | Abstain | Broker Non-Votes | |||
28,974,171 | 1,289,569 | 658,372 | 5,020,598 |
For | Against | Abstain | Broker Non-Votes | |||
35,842,369 | 69,515 | 30,826 | — |
Exhibit Number | Exhibit Description | |
10.1 | - | Form of Director Restricted Stock Unit Award Agreement under the Incentive Plan of Carrizo Oil & Gas, Inc. |
10.2 | - | Form of Employee Restricted Stock Award Agreement (Officer) under the Incentive Plan of Carrizo Oil & Gas, Inc. |
10.3 | - | Form of Employee Restricted Stock Unit Award Agreement (Officer) under the Incentive Plan of Carrizo Oil & Gas, Inc. |
10.4 | - | Form of Employee Stock Appreciation Rights Agreement (Officer) under the Incentive Plan of Carrizo Oil & Gas, Inc. |
10.5 | - | Form of Employee Stock Appreciation Rights Agreement (Officer) pursuant to the Carrizo Oil & Gas, Inc. Cash-Settled Appreciation Rights Plan. |
CARRIZO OIL & GAS, INC. | ||
By: | /s/ Paul F. Boling | |
Name: | Paul F. Boling | |
Title: | Chief Financial Officer, Vice President, Secretary and Treasurer |